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AMC

AMC ENTERTAINMENT HOLDINGS, INC.

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4413
SEC CIK
0001411579
Parsed reports
532

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 30, 2020 Filed Nov 4, 2020 02:01 UTC
ARON ADAM MDirector · PRESIDENT & CEO
ConversionPerformance Stock Units · Derivative 1,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000010 · primary_doc.xml · derivative · entry 3

ARON ADAM M · CIK 0001032673 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F4 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of 20-day volume weighted average closing prices ("VWAP") for the Stock ranging from $12 to $24. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to provide for immediate vesting, subject to a one year holding requirement.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 02:01 UTC
ARON ADAM MDirector · PRESIDENT & CEO
Tax withholdingClass A Common Stock 443,500 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000010 · primary_doc.xml · nonDerivative · entry 2

ARON ADAM M · CIK 0001032673 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,333

F2 · security: Shares of Stock otherwise deliverable were withheld to satisfy the Reporting Person's tax obligations arising from the PSU vesting and Stock delivery events described in note 1 above and note 4 below.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 02:01 UTC
ARON ADAM MDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000010 · primary_doc.xml · nonDerivative · entry 1

ARON ADAM M · CIK 0001032673 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the Issuer's Class A Common Stock ("Stock") were delivered upon the vesting and settlement of certain performance stock units ("PSU") granted to the Reporting Person as further described in notes 3 and 4 below.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 17:16 UTC
PEARSON MARK SSVP, STRATEGY
OtherPerformance Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000003 · primary_doc.xml · derivative · entry 7

PEARSON MARK S · CIK 0001806566 · SVP, STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Class A Common Stock · 26,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 17:16 UTC
PEARSON MARK SSVP, STRATEGY
OtherPerformance Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000003 · primary_doc.xml · derivative · entry 6

PEARSON MARK S · CIK 0001806566 · SVP, STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 17:16 UTC
PEARSON MARK SSVP, STRATEGY
OtherPerformance Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000003 · primary_doc.xml · derivative · entry 5

PEARSON MARK S · CIK 0001806566 · SVP, STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Class A Common Stock · 26,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 17:16 UTC
PEARSON MARK SSVP, STRATEGY
OtherPerformance Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000003 · primary_doc.xml · derivative · entry 4

PEARSON MARK S · CIK 0001806566 · SVP, STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 17:16 UTC
PEARSON MARK SSVP, STRATEGY
ConversionPerformance Stock Units · Derivative 106,668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000003 · primary_doc.xml · derivative · entry 3

PEARSON MARK S · CIK 0001806566 · SVP, STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 106,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F4 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of 20-day volume weighted average closing prices ("VWAP") for the Stock ranging from $12 to $24. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to provide for immediate vesting, subject to a one year holding requirement.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 17:16 UTC
PEARSON MARK SSVP, STRATEGY
Tax withholdingClass A Common Stock 52,871 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000003 · primary_doc.xml · nonDerivative · entry 2

PEARSON MARK S · CIK 0001806566 · SVP, STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,797

F2 · security: Shares of Stock otherwise deliverable were withheld to satisfy the Reporting Person's tax obligations arising from the PSU vesting and Stock delivery events described in note 1 above and note 4 below.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 17:16 UTC
PEARSON MARK SSVP, STRATEGY
Exercise / conversionClass A Common Stock 106,668 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000003 · primary_doc.xml · nonDerivative · entry 1

PEARSON MARK S · CIK 0001806566 · SVP, STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the Issuer's Class A Common Stock ("Stock") were delivered upon the vesting and settlement of certain performance stock units ("PSU") granted to the Reporting Person as further described in notes 3 and 4 below.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:35 UTC
FRANK ELIZABETH FEVP, WORLDWIDE PROGRAMMING & C
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000007 · primary_doc.xml · derivative · entry 7

FRANK ELIZABETH F · CIK 0001592354 · EVP, WORLDWIDE PROGRAMMING & C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:35 UTC
FRANK ELIZABETH FEVP, WORLDWIDE PROGRAMMING & C
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000007 · primary_doc.xml · derivative · entry 6

FRANK ELIZABETH F · CIK 0001592354 · EVP, WORLDWIDE PROGRAMMING & C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:35 UTC
FRANK ELIZABETH FEVP, WORLDWIDE PROGRAMMING & C
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000007 · primary_doc.xml · derivative · entry 5

FRANK ELIZABETH F · CIK 0001592354 · EVP, WORLDWIDE PROGRAMMING & C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:35 UTC
FRANK ELIZABETH FEVP, WORLDWIDE PROGRAMMING & C
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000007 · primary_doc.xml · derivative · entry 4

FRANK ELIZABETH F · CIK 0001592354 · EVP, WORLDWIDE PROGRAMMING & C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:35 UTC
FRANK ELIZABETH FEVP, WORLDWIDE PROGRAMMING & C
ConversionPerformance Stock Units · Derivative 140,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000007 · primary_doc.xml · derivative · entry 3

FRANK ELIZABETH F · CIK 0001592354 · EVP, WORLDWIDE PROGRAMMING & C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 140,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F4 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of 20-day volume weighted average closing prices ("VWAP") for the Stock ranging from $12 to $24. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to provide for immediate vesting, subject to a one year holding requirement.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:35 UTC
FRANK ELIZABETH FEVP, WORLDWIDE PROGRAMMING & C
Tax withholdingClass A Common Stock 64,052 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000007 · primary_doc.xml · nonDerivative · entry 2

FRANK ELIZABETH F · CIK 0001592354 · EVP, WORLDWIDE PROGRAMMING & C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,784

F2 · security: Shares of Stock otherwise deliverable were withheld to satisfy the Reporting Person's tax obligations arising from the PSU vesting and Stock delivery events described in note 1 above and note 4 below.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:35 UTC
FRANK ELIZABETH FEVP, WORLDWIDE PROGRAMMING & C
Exercise / conversionClass A Common Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000007 · primary_doc.xml · nonDerivative · entry 1

FRANK ELIZABETH F · CIK 0001592354 · EVP, WORLDWIDE PROGRAMMING & C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the Issuer's Class A Common Stock ("Stock") were delivered upon the vesting and settlement of certain performance stock units ("PSU") granted to the Reporting Person as further described in notes 3 and 4 below.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:35 UTC OtherPerformance Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000009 · primary_doc.xml · derivative · entry 7

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:35 UTC OtherPerformance Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000009 · primary_doc.xml · derivative · entry 6

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:35 UTC OtherPerformance Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000009 · primary_doc.xml · derivative · entry 5

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:35 UTC OtherPerformance Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000009 · primary_doc.xml · derivative · entry 4

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:35 UTC ConversionPerformance Stock Units · Derivative 200,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000009 · primary_doc.xml · derivative · entry 3

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F4 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of 20-day volume weighted average closing prices ("VWAP") for the Stock ranging from $12 to $24. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to provide for immediate vesting, subject to a one year holding requirement.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:35 UTC Tax withholdingClass A Common Stock 88,700 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000009 · primary_doc.xml · nonDerivative · entry 2

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,300

F2 · security: Shares of Stock otherwise deliverable were withheld to satisfy the Reporting Person's tax obligations arising from the PSU vesting and Stock delivery events described in note 1 above and note 4 below.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:35 UTC Exercise / conversionClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000009 · primary_doc.xml · nonDerivative · entry 1

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the Issuer's Class A Common Stock ("Stock") were delivered upon the vesting and settlement of certain performance stock units ("PSU") granted to the Reporting Person as further described in notes 3 and 4 below.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:03 UTC
COLANERO STEPHEN AEVP, CHIEF MARKETING OFFICER
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000006 · primary_doc.xml · derivative · entry 7

COLANERO STEPHEN A · CIK 0001591453 · EVP, CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:03 UTC
COLANERO STEPHEN AEVP, CHIEF MARKETING OFFICER
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000006 · primary_doc.xml · derivative · entry 6

COLANERO STEPHEN A · CIK 0001591453 · EVP, CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:03 UTC
COLANERO STEPHEN AEVP, CHIEF MARKETING OFFICER
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000006 · primary_doc.xml · derivative · entry 5

COLANERO STEPHEN A · CIK 0001591453 · EVP, CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:03 UTC
COLANERO STEPHEN AEVP, CHIEF MARKETING OFFICER
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000006 · primary_doc.xml · derivative · entry 4

COLANERO STEPHEN A · CIK 0001591453 · EVP, CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:03 UTC
COLANERO STEPHEN AEVP, CHIEF MARKETING OFFICER
ConversionPerformance Stock Units · Derivative 140,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000006 · primary_doc.xml · derivative · entry 3

COLANERO STEPHEN A · CIK 0001591453 · EVP, CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 140,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F4 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of 20-day volume weighted average closing prices ("VWAP") for the Stock ranging from $12 to $24. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to provide for immediate vesting, subject to a one year holding requirement.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:03 UTC
COLANERO STEPHEN AEVP, CHIEF MARKETING OFFICER
Tax withholdingClass A Common Stock 62,092 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000006 · primary_doc.xml · nonDerivative · entry 2

COLANERO STEPHEN A · CIK 0001591453 · EVP, CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,225

F2 · security: Shares of Stock otherwise deliverable were withheld to satisfy the Reporting Person's tax obligations arising from the PSU vesting and Stock delivery events described in note 1 above and note 4 below.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 00:03 UTC
COLANERO STEPHEN AEVP, CHIEF MARKETING OFFICER
Exercise / conversionClass A Common Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000006 · primary_doc.xml · nonDerivative · entry 1

COLANERO STEPHEN A · CIK 0001591453 · EVP, CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the Issuer's Class A Common Stock ("Stock") were delivered upon the vesting and settlement of certain performance stock units ("PSU") granted to the Reporting Person as further described in notes 3 and 4 below.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:08 UTC
MCDONALD JOHN DEVP, US OPERATIONS
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000008 · primary_doc.xml · derivative · entry 7

MCDONALD JOHN D · CIK 0001197424 · EVP, US OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:08 UTC
MCDONALD JOHN DEVP, US OPERATIONS
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000008 · primary_doc.xml · derivative · entry 6

MCDONALD JOHN D · CIK 0001197424 · EVP, US OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:08 UTC
MCDONALD JOHN DEVP, US OPERATIONS
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000008 · primary_doc.xml · derivative · entry 5

MCDONALD JOHN D · CIK 0001197424 · EVP, US OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:08 UTC
MCDONALD JOHN DEVP, US OPERATIONS
OtherPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000008 · primary_doc.xml · derivative · entry 4

MCDONALD JOHN D · CIK 0001197424 · EVP, US OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:08 UTC
MCDONALD JOHN DEVP, US OPERATIONS
ConversionPerformance Stock Units · Derivative 140,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000008 · primary_doc.xml · derivative · entry 3

MCDONALD JOHN D · CIK 0001197424 · EVP, US OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 140,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F4 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of 20-day volume weighted average closing prices ("VWAP") for the Stock ranging from $12 to $24. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to provide for immediate vesting, subject to a one year holding requirement.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:08 UTC
MCDONALD JOHN DEVP, US OPERATIONS
Tax withholdingClass A Common Stock 62,092 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000008 · primary_doc.xml · nonDerivative · entry 2

MCDONALD JOHN D · CIK 0001197424 · EVP, US OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,671

F2 · security: Shares of Stock otherwise deliverable were withheld to satisfy the Reporting Person's tax obligations arising from the PSU vesting and Stock delivery events described in note 1 above and note 4 below.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 01:08 UTC
MCDONALD JOHN DEVP, US OPERATIONS
Exercise / conversionClass A Common Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000008 · primary_doc.xml · nonDerivative · entry 1

MCDONALD JOHN D · CIK 0001197424 · EVP, US OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the Issuer's Class A Common Stock ("Stock") were delivered upon the vesting and settlement of certain performance stock units ("PSU") granted to the Reporting Person as further described in notes 3 and 4 below.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 23:35 UTC
CONNOR KEVIN MSVP, GENERAL COUNSEL & SEC
OtherPerformance Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000005 · primary_doc.xml · derivative · entry 7

CONNOR KEVIN M · CIK 0001227518 · SVP, GENERAL COUNSEL & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Class A Common Stock · 26,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 23:35 UTC
CONNOR KEVIN MSVP, GENERAL COUNSEL & SEC
OtherPerformance Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000005 · primary_doc.xml · derivative · entry 6

CONNOR KEVIN M · CIK 0001227518 · SVP, GENERAL COUNSEL & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 23:35 UTC
CONNOR KEVIN MSVP, GENERAL COUNSEL & SEC
OtherPerformance Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000005 · primary_doc.xml · derivative · entry 5

CONNOR KEVIN M · CIK 0001227518 · SVP, GENERAL COUNSEL & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Class A Common Stock · 26,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 23:35 UTC
CONNOR KEVIN MSVP, GENERAL COUNSEL & SEC
OtherPerformance Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000005 · primary_doc.xml · derivative · entry 4

CONNOR KEVIN M · CIK 0001227518 · SVP, GENERAL COUNSEL & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 23:35 UTC
CONNOR KEVIN MSVP, GENERAL COUNSEL & SEC
ConversionPerformance Stock Units · Derivative 106,668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000005 · primary_doc.xml · derivative · entry 3

CONNOR KEVIN M · CIK 0001227518 · SVP, GENERAL COUNSEL & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 106,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F4 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of 20-day volume weighted average closing prices ("VWAP") for the Stock ranging from $12 to $24. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to provide for immediate vesting, subject to a one year holding requirement.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 23:35 UTC
CONNOR KEVIN MSVP, GENERAL COUNSEL & SEC
Tax withholdingClass A Common Stock 48,804 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000005 · primary_doc.xml · nonDerivative · entry 2

CONNOR KEVIN M · CIK 0001227518 · SVP, GENERAL COUNSEL & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,964

F2 · security: Shares of Stock otherwise deliverable were withheld to satisfy the Reporting Person's tax obligations arising from the PSU vesting and Stock delivery events described in note 1 above and note 4 below.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 23:35 UTC
CONNOR KEVIN MSVP, GENERAL COUNSEL & SEC
Exercise / conversionClass A Common Stock 106,668 $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000005 · primary_doc.xml · nonDerivative · entry 1

CONNOR KEVIN M · CIK 0001227518 · SVP, GENERAL COUNSEL & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the Issuer's Class A Common Stock ("Stock") were delivered upon the vesting and settlement of certain performance stock units ("PSU") granted to the Reporting Person as further described in notes 3 and 4 below.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:33 UTC
CHAVARRIA CARLA CVP, CHIEF HR OFFICER
OtherPerformance Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000002 · primary_doc.xml · derivative · entry 7

CHAVARRIA CARLA C · CIK 0001595385 · VP, CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Class A Common Stock · 16,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

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October 30, 2020 Filed Nov 3, 2020 21:33 UTC
CHAVARRIA CARLA CVP, CHIEF HR OFFICER
OtherPerformance Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000002 · primary_doc.xml · derivative · entry 6

CHAVARRIA CARLA C · CIK 0001595385 · VP, CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F6 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F6 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $32 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $8.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:33 UTC
CHAVARRIA CARLA CVP, CHIEF HR OFFICER
OtherPerformance Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000002 · primary_doc.xml · derivative · entry 5

CHAVARRIA CARLA C · CIK 0001595385 · VP, CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Class A Common Stock · 16,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:33 UTC
CHAVARRIA CARLA CVP, CHIEF HR OFFICER
OtherPerformance Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000002 · primary_doc.xml · derivative · entry 4

CHAVARRIA CARLA C · CIK 0001595385 · VP, CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,666 shares

Expires not disclosed

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F5 · kind: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F5 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of a 20-day VWAP of $28 for the Stock. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to change the vesting VWAP to $4.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

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October 30, 2020 Filed Nov 3, 2020 21:33 UTC
CHAVARRIA CARLA CVP, CHIEF HR OFFICER
ConversionPerformance Stock Units · Derivative 66,668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001391980-20-000002 · primary_doc.xml · derivative · entry 3

CHAVARRIA CARLA C · CIK 0001595385 · VP, CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 66,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

F4 · derivative.exercise_date: The PSUs were scheduled to vest upon attainment of 20-day volume weighted average closing prices ("VWAP") for the Stock ranging from $12 to $24. On October 30, 2020, the Issuer's Board of Directors modified the PSUs to provide for immediate vesting, subject to a one year holding requirement.

F3 · derivative.expiration_date: Each PSU represents the right to receive one share of Stock upon vesting. The PSUs were originally granted pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP") on February 26, 2020, with an expiration date of February 26, 2030.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.