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Antero Midstream Corp

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Tapewire entity
3501
SEC CIK
0001623925
Parsed reports
475

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2021 Filed Apr 19, 2021 20:55 UTC
Pearce SheriSee Remarks
GrantCommon stock, par value $0.01 per share 28,702 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-052004 · tm2113366-2_4seq1.xml · nonDerivative · entry 2

Pearce Sheri · CIK 0001808080 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,613

F3 · shares: Reflects the grant of restricted stock units pursuant to the Antero Midstream Corporation Long Term Incentive Plan which vest as to 25% of the total amount granted on each of the first four anniversaries of April 15, 2021, subject to continued employment through each vesting date.

F4 · balance_after: Includes 61,009 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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April 15, 2021 Filed Apr 19, 2021 20:55 UTC
Pearce SheriSee Remarks
Tax withholdingCommon stock, par value $0.01 per share 4,145 $8.71 $36,102.95
Disclosure

SEC source: 0001104659-21-052004 · tm2113366-2_4seq1.xml · nonDerivative · entry 1

Pearce Sheri · CIK 0001808080 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,911

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy her tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2021.

F2 · balance_after: Includes 32,307 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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April 15, 2021 Filed Apr 19, 2021 17:01 UTC
Ash W PatrickSee Remarks
GrantCommon stock, par value $0.01 per share 114,810 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-052016 · tm2113366-1_4seq1.xml · nonDerivative · entry 2

Ash W Patrick · CIK 0001673454 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,134

F3 · shares: Reflects the grant of restricted stock units pursuant to the Antero Midstream Corporation Long Term Incentive Plan which vest as to 25% of the total amount granted on each of the first four anniversaries of April 15, 2021, subject to continued employment through each vesting date.

F4 · balance_after: Includes 278,322 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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April 15, 2021 Filed Apr 19, 2021 17:01 UTC
Ash W PatrickSee Remarks
Tax withholdingCommon stock, par value $0.01 per share 1,553 $8.71 $13,526.63
Disclosure

SEC source: 0001104659-21-052016 · tm2113366-1_4seq1.xml · nonDerivative · entry 1

Ash W Patrick · CIK 0001673454 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,324

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2021.

F2 · balance_after: Includes 163,512 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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April 15, 2021 Filed Apr 19, 2021 21:02 UTC GrantCommon stock, par value $0.01 per share 114,810 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-052017 · tm2113366-3_4seq1.xml · nonDerivative · entry 2

Kennedy Michael N. · CIK 0001477679 · See Remark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,701

F3 · shares: Reflects the grant of restricted stock units pursuant to the Antero Midstream Corporation Long Term Incentive Plan which vest as to 25% of the total amount granted on each of the first four anniversaries of April 15, 2021, subject to continued employment through each vesting date.

F4 · balance_after: Includes 322,726 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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April 15, 2021 Filed Apr 19, 2021 21:02 UTC Tax withholdingCommon stock, par value $0.01 per share 6,086 $8.71 $53,009.06
Disclosure

SEC source: 0001104659-21-052017 · tm2113366-3_4seq1.xml · nonDerivative · entry 1

Kennedy Michael N. · CIK 0001477679 · See Remark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,891

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2021.

F2 · balance_after: Includes 207,916 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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April 15, 2021 Filed Apr 19, 2021 17:04 UTC
RADY PAUL MDirector · Chief Executive Officer
GrantCommon stock, par value $0.01 per share 516,647 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-052021 · tm2113366-5_4seq1.xml · nonDerivative · entry 2

RADY PAUL M · CIK 0001234637 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,895,002

F3 · shares: Reflects the grant of restricted stock units pursuant to the Antero Midstream Corporation Long Term Incentive Plan which vest as to 25% of the total amount granted on each of the first four anniversaries of April 15, 2021, subject to continued employment through each vesting date.

F4 · balance_after: Includes 832,989 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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April 15, 2021 Filed Apr 19, 2021 17:04 UTC
RADY PAUL MDirector · Chief Executive Officer
Tax withholdingCommon stock, par value $0.01 per share 63,662 $8.71 $554,496.02
Disclosure

SEC source: 0001104659-21-052021 · tm2113366-5_4seq1.xml · nonDerivative · entry 1

RADY PAUL M · CIK 0001234637 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378,355

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2021.

F2 · balance_after: Includes 316,342 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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April 15, 2021 Filed Apr 19, 2021 17:02 UTC
Warren Glen C JrDirector · See Remarks
Tax withholdingCommon stock, par value $0.01 per share 25,907 $8.71 $225,649.97
Disclosure

SEC source: 0001104659-21-052018 · tm2113366-4_4seq1.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,191,816

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2021.

F2 · balance_after: Includes 126,890 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 17:05 UTC
Schopp Alvyn A.See Remarks
GrantCommon stock, par value $0.01 per share 160,734 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-052022 · tm2113366-6_4seq1.xml · nonDerivative · entry 2

Schopp Alvyn A. · CIK 0001586799 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997,674

F3 · shares: Reflects the grant of restricted stock units pursuant to the Antero Midstream Corporation Long Term Incentive Plan which vest as to 25% of the total amount granted on each of the first four anniversaries of April 15, 2021, subject to continued employment through each vesting date.

F4 · balance_after: Includes 398,882 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 17:05 UTC
Schopp Alvyn A.See Remarks
Tax withholdingCommon stock, par value $0.01 per share 5,310 $8.71 $46,250.10
Disclosure

SEC source: 0001104659-21-052022 · tm2113366-6_4seq1.xml · nonDerivative · entry 1

Schopp Alvyn A. · CIK 0001586799 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836,940

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2021.

F2 · balance_after: Includes 238,148 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:26 UTC
DEA PETER ADirector
GrantCommon stock, par value $0.01 per share 3,911 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-050234 · tm2112875-3_4seq1.xml · nonDerivative · entry 1

DEA PETER A · CIK 0001132295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,216

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:30 UTC GrantCommon stock, par value $0.01 per share 3,911 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-050241 · tm2112875-7_4seq1.xml · nonDerivative · entry 1

MOLLENKOPF JOHN C · CIK 0001235082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,208

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:24 UTC GrantCommon stock, par value $0.01 per share 3,911 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-050232 · tm2112875-1_4seq1.xml · nonDerivative · entry 1

KLIMLEY BROOKS J · CIK 0001235158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,346

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:28 UTC GrantCommon stock, par value $0.01 per share 3,911 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-050236 · tm2112875-5_4seq1.xml · nonDerivative · entry 1

KEYTE DAVID H · CIK 0001215004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,365

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:29 UTC GrantCommon stock, par value $0.01 per share 3,911 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-050238 · tm2112875-6_4seq1.xml · nonDerivative · entry 1

MCARDLE JANINE J · CIK 0001250240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,881

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:25 UTC GrantCommon stock, par value $0.01 per share 3,911 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-050233 · tm2112875-2_4seq1.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,349

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:27 UTC GrantCommon stock, par value $0.01 per share 3,911 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-050235 · tm2112875-4_4seq1.xml · nonDerivative · entry 1

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,304

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:05 UTC OtherCommon stock, par value $0.01 per share 275,651 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-008488 · form4.xml · nonDerivative · entry 4

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,169,985

F2 · kind: Pro rata distributions from Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown VIII Company LP ("Yorktown VIII Company") and Yorktown VIII Associates LLC ("Yorktown VIII Associates").

F3 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F5 · ownership.nature: These securities are owned directly by Yorktown VIII. The reporting person is a member and manager of Yorktown VIII Associates, the general partner of Yorktown VIII Company, the general partner of Yorktown VIII.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:05 UTC OtherCommon stock, par value $0.01 per share 223,293 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-008488 · form4.xml · nonDerivative · entry 3

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,009,634

F1 · kind: Pro rata distributions from Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown VII Company LP ("Yorktown VII Company") and Yorktown VII Associates LLC ("Yorktown VII Associates").

F3 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F4 · ownership.nature: These securities are owned directly by Yorktown VII. The reporting person is a member and manager of Yorktown VII Associates, the general partner of Yorktown VII Company, the general partner of Yorktown VII.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:05 UTC OtherCommon stock, par value $0.01 per share 1,946 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-008488 · form4.xml · nonDerivative · entry 2

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,393

F2 · kind: Pro rata distributions from Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown VIII Company LP ("Yorktown VIII Company") and Yorktown VIII Associates LLC ("Yorktown VIII Associates").

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:05 UTC OtherCommon stock, par value $0.01 per share 1,396 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-008488 · form4.xml · nonDerivative · entry 1

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,447

F1 · kind: Pro rata distributions from Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown VII Company LP ("Yorktown VII Company") and Yorktown VII Associates LLC ("Yorktown VII Associates").

Read SEC document
January 20, 2021 Filed Jan 20, 2021 21:39 UTC
Ash W PatrickSee Remarks
Tax withholdingCommon stock, par value $0.01 per share 34,541 $8.11 $280,127.51
Disclosure

SEC source: 0001104659-21-006010 · a4.xml · nonDerivative · entry 2

Ash W Patrick · CIK 0001673454 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,877

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations.

F4 · shares: The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on January 20, 2021.

F5 · balance_after: Includes 167,043 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 02:38 UTC Tax withholdingCommon stock, par value $0.01 per share 44,168 $8.11 $358,202.48
Disclosure

SEC source: 0001104659-21-006009 · a4.xml · nonDerivative · entry 1

Kennedy Michael N. · CIK 0001477679 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,977

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on January 20, 2021.

F2 · balance_after: Includes 221,752 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
January 20, 2021 Filed Jan 20, 2021 21:38 UTC
Schopp Alvyn A.See Remarks
Tax withholdingCommon stock, par value $0.01 per share 102,197 $8.11 $828,817.67
Disclosure

SEC source: 0001104659-21-006008 · a4.xml · nonDerivative · entry 1

Schopp Alvyn A. · CIK 0001586799 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842,250

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on January 20, 2021.

F2 · balance_after: Includes 250,219 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 02:37 UTC
Pearce SheriSee Remarks
Tax withholdingCommon stock, par value $0.01 per share 693 $8.50 $5,890.50
Disclosure

SEC source: 0001104659-21-006007 · a4.xml · nonDerivative · entry 1

Pearce Sheri · CIK 0001808080 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,056

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy her tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on January 15, 2021.

F2 · balance_after: Includes 41,730 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:39 UTC
Ash W PatrickSee Remarks
Tax withholdingCommon stock, par value $0.01 per share 1,496 $8.50 $12,716.00
Disclosure

SEC source: 0001104659-21-006010 · a4.xml · nonDerivative · entry 1

Ash W Patrick · CIK 0001673454 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,418

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations.

F2 · shares: The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on January 15, 2021.

F3 · balance_after: Includes 243,777 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
January 10, 2021 Filed Jan 12, 2021 21:06 UTC
DEA PETER ADirector
GrantCommon stock, par value $0.01 per share 4,022 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003426 · a4.xml · nonDerivative · entry 2

DEA PETER A · CIK 0001132295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,305

Read SEC document
January 10, 2021 Filed Jan 12, 2021 21:08 UTC GrantCommon stock, par value $0.01 per share 4,022 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003434 · a4.xml · nonDerivative · entry 2

MOLLENKOPF JOHN C · CIK 0001235082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,297

Read SEC document
January 10, 2021 Filed Jan 12, 2021 21:07 UTC GrantCommon stock, par value $0.01 per share 4,022 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003432 · a4.xml · nonDerivative · entry 2

KLIMLEY BROOKS J · CIK 0001235158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,435

Read SEC document
January 10, 2021 Filed Jan 12, 2021 21:07 UTC GrantCommon stock, par value $0.01 per share 4,022 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003430 · a4.xml · nonDerivative · entry 2

KEYTE DAVID H · CIK 0001215004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,454

Read SEC document
January 10, 2021 Filed Jan 12, 2021 21:07 UTC GrantCommon stock, par value $0.01 per share 4,022 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003433 · a4.xml · nonDerivative · entry 2

MCARDLE JANINE J · CIK 0001250240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,970

Read SEC document
January 10, 2021 Filed Jan 12, 2021 21:08 UTC GrantCommon stock, par value $0.01 per share 4,022 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003435 · a4.xml · nonDerivative · entry 2

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,438

Read SEC document
January 10, 2021 Filed Jan 12, 2021 21:06 UTC GrantCommon stock, par value $0.01 per share 4,022 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003428 · a4.xml · nonDerivative · entry 2

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,051

Read SEC document
December 28, 2020 Filed Feb 4, 2021 16:18 UTC
Warren Glen C JrDirector · See Remarks
GiftCommon stock, par value $0.01 per share 817,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-012251 · a5.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,217,723

F1 · shares: Effective December 28, 2020, the Reporting Person transferred 817,000 shares of common stock of the Issuer ("Common Stock") to his spouse, who then transferred such shares to the Warren 2020 Family Trust (the "Warren 2020 Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Warren 2020 Trust. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by the Warren 2020 Trust except to the extent of his pecuniary interest therein. This transaction was undertaken by the Reporting Person for estate planning purposes.

F2 · balance_after: Includes 193,720 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 11:10 UTC
Pearce SheriSee Remarks
SaleCommon stock, par value $0.01 per share 1,326 $7.27 $9,636.04
Disclosure

SEC source: 0001104659-20-129211 · a4.xml · nonDerivative · entry 1

Pearce Sheri · CIK 0001808080 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,749

F1 · balance_after: Includes 43,749 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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November 12, 2020 Filed Nov 13, 2020 01:52 UTC SaleCommon stock, par value $0.01 per share 9,788 $6.22 $60,919.53
Disclosure

SEC source: 0001104659-20-124578 · a4.xml · nonDerivative · entry 1

KLIMLEY BROOKS J · CIK 0001235158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,932

F1 · kind: This transaction was undertaken by the Reporting Person for tax planning purposes.

Read SEC document
October 10, 2020 Filed Jan 12, 2021 21:06 UTC
DEA PETER ADirector
GrantCommon stock, par value $0.01 per share 5,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003426 · a4.xml · nonDerivative · entry 1

DEA PETER A · CIK 0001132295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,283

Read SEC document
October 10, 2020 Filed Jan 12, 2021 21:08 UTC GrantCommon stock, par value $0.01 per share 5,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003434 · a4.xml · nonDerivative · entry 1

MOLLENKOPF JOHN C · CIK 0001235082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275

Read SEC document
October 10, 2020 Filed Jan 12, 2021 21:07 UTC GrantCommon stock, par value $0.01 per share 5,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003432 · a4.xml · nonDerivative · entry 1

KLIMLEY BROOKS J · CIK 0001235158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,413

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October 10, 2020 Filed Jan 12, 2021 21:07 UTC GrantCommon stock, par value $0.01 per share 5,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003430 · a4.xml · nonDerivative · entry 1

KEYTE DAVID H · CIK 0001215004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,432

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October 10, 2020 Filed Jan 12, 2021 21:07 UTC GrantCommon stock, par value $0.01 per share 5,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003433 · a4.xml · nonDerivative · entry 1

MCARDLE JANINE J · CIK 0001250240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,948

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October 10, 2020 Filed Jan 12, 2021 21:08 UTC GrantCommon stock, par value $0.01 per share 5,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003435 · a4.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,416

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October 10, 2020 Filed Jan 12, 2021 21:06 UTC GrantCommon stock, par value $0.01 per share 5,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003428 · a4.xml · nonDerivative · entry 1

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,029

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September 14, 2020 Filed Sep 15, 2020 06:01 UTC
RADY PAUL MDirector · Chief Executive Officer
SaleCommon stock, par value $0.01 per share 8,600,000 $5.40 $46,440,000.00
Disclosure

SEC source: 0001104659-20-104995 · a4.xml · nonDerivative · entry 1

RADY PAUL M · CIK 0001234637 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,442,017

F1 · kind: This transaction was undertaken by the Reporting Person for the purpose of funding pre-existing charitable commitments.

F2 · balance_after: Includes 461,090 shares of common stock of the Issuer ("Common Stock") subject to previously granted restricted stock unit awards that remain subject to vesting.

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July 15, 2020 Filed Jul 17, 2020 10:03 UTC
Pearce SheriSee Remarks
GrantCommon stock, par value $0.01 per share 37,693 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084255 · a4.xml · nonDerivative · entry 1

Pearce Sheri · CIK 0001808080 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,075

F1 · shares: Common stock of the Issuer ("Common Stock") subject to a Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vest in four equal installments on the first four anniversaries of April 15, 2020.

F2 · balance_after: Includes 6,056 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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July 15, 2020 Filed Jul 17, 2020 06:04 UTC
RADY PAUL MDirector · See Remarks
GrantCommon stock, par value $0.01 per share 370,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084257 · a4.xml · nonDerivative · entry 1

RADY PAUL M · CIK 0001234637 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,042,017

F1 · shares: Common stock of the Issuer ("Common Stock") subject to a Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vest in four equal installments on the first four anniversaries of April 15, 2020.

F2 · balance_after: Includes 91,090 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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July 15, 2020 Filed Jul 17, 2020 06:05 UTC
Warren Glen C JrDirector · See Remarks
GrantCommon stock, par value $0.01 per share 148,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084258 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,034,723

F1 · shares: Common stock of the Issuer ("Common Stock") subject to a Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vest in four equal installments on the first four anniversaries of April 15, 2020.

F2 · balance_after: Includes 45,720 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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July 10, 2020 Filed Jul 14, 2020 20:11 UTC
DEA PETER ADirector
GrantCommon stock, par value $0.01 per share 12,126 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-083434 · a4.xml · nonDerivative · entry 1

DEA PETER A · CIK 0001132295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,802

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July 10, 2020 Filed Jul 14, 2020 20:15 UTC GrantCommon stock, par value $0.01 per share 12,126 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-083438 · a4.xml · nonDerivative · entry 1

KLIMLEY BROOKS J · CIK 0001235158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,720

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.