Last 12 months
Inside the activity.
1 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 1 | 1 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2020 Filed Jul 21, 2020 19:56 UTC |
Caffo NathanChief Business Officer
|
ConversionCommon Stock | 10,529 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019906 · doc4.xml · nonDerivative · entry 1 Caffo Nathan · CIK 0001816992 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · balance_after: Includes 725 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F3 · ownership.nature: The shares are held of record by the reporting person's spouse. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:29 UTC |
Adelman Robert J10% owner · See Remarks
venBio Global Strategic Fund, L.P.10% owner · See Remarks
venBio Global Strategic GP, Ltd.10% owner · See Remarks
venBio Global Strategic Fund II L.P.10% owner · See Remarks
venBio Global Strategic GP, L.P.10% owner · See Remarks
venBio Global Strategic GP II, L.P.10% owner · See Remarks
venBio Global Strategic GP II, Ltd.10% owner · See Remarks
|
ConversionSeries B Convertible Preferred Stock · Derivative | 490,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-20-000827 · form4.xml · derivative · entry 10 Adelman Robert J · CIK 0001329161 · 10% owner · See Remarks venBio Global Strategic Fund, L.P. · CIK 0001504130 · 10% owner · See Remarks venBio Global Strategic GP, Ltd. · CIK 0001770835 · 10% owner · See Remarks venBio Global Strategic Fund II L.P. · CIK 0001634632 · 10% owner · See Remarks venBio Global Strategic GP, L.P. · CIK 0001770834 · 10% owner · See Remarks venBio Global Strategic GP II, L.P. · CIK 0001729409 · 10% owner · See Remarks venBio Global Strategic GP II, Ltd. · CIK 0001729408 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 490,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · ownership.nature: The shares are held by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. Robert Adelman is a director of venBio Global Strategic GP II, Ltd. Each of venBio Global Strategic GP II, LP, venBio Global Strategic GP II, Ltd, and Mr. Adelman disclaims beneficial ownership of such securities, except to the extent of its/his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:29 UTC |
Adelman Robert J10% owner · See Remarks
venBio Global Strategic Fund, L.P.10% owner · See Remarks
venBio Global Strategic GP, Ltd.10% owner · See Remarks
venBio Global Strategic Fund II L.P.10% owner · See Remarks
venBio Global Strategic GP, L.P.10% owner · See Remarks
venBio Global Strategic GP II, L.P.10% owner · See Remarks
venBio Global Strategic GP II, Ltd.10% owner · See Remarks
|
ConversionSeries A Convertible Preferred Stock · Derivative | 2,398,588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-20-000827 · form4.xml · derivative · entry 9 Adelman Robert J · CIK 0001329161 · 10% owner · See Remarks venBio Global Strategic Fund, L.P. · CIK 0001504130 · 10% owner · See Remarks venBio Global Strategic GP, Ltd. · CIK 0001770835 · 10% owner · See Remarks venBio Global Strategic Fund II L.P. · CIK 0001634632 · 10% owner · See Remarks venBio Global Strategic GP, L.P. · CIK 0001770834 · 10% owner · See Remarks venBio Global Strategic GP II, L.P. · CIK 0001729409 · 10% owner · See Remarks venBio Global Strategic GP II, Ltd. · CIK 0001729408 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,398,588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · ownership.nature: The shares are held by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. Robert Adelman is a director of venBio Global Strategic GP II, Ltd. Each of venBio Global Strategic GP II, LP, venBio Global Strategic GP II, Ltd, and Mr. Adelman disclaims beneficial ownership of such securities, except to the extent of its/his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:29 UTC |
Adelman Robert J10% owner · See Remarks
venBio Global Strategic Fund, L.P.10% owner · See Remarks
venBio Global Strategic GP, Ltd.10% owner · See Remarks
venBio Global Strategic Fund II L.P.10% owner · See Remarks
venBio Global Strategic GP, L.P.10% owner · See Remarks
venBio Global Strategic GP II, L.P.10% owner · See Remarks
venBio Global Strategic GP II, Ltd.10% owner · See Remarks
|
ConversionSeries A Convertible Preferred Stock · Derivative | 3,100,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-20-000827 · form4.xml · derivative · entry 8 Adelman Robert J · CIK 0001329161 · 10% owner · See Remarks venBio Global Strategic Fund, L.P. · CIK 0001504130 · 10% owner · See Remarks venBio Global Strategic GP, Ltd. · CIK 0001770835 · 10% owner · See Remarks venBio Global Strategic Fund II L.P. · CIK 0001634632 · 10% owner · See Remarks venBio Global Strategic GP, L.P. · CIK 0001770834 · 10% owner · See Remarks venBio Global Strategic GP II, L.P. · CIK 0001729409 · 10% owner · See Remarks venBio Global Strategic GP II, Ltd. · CIK 0001729408 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,100,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · ownership.nature: The shares are held by venBio Global Strategic Fund, L.P. venBio Global Strategic GP, L.P. is the general partner of venBio Global Strategic Fund, L.P. and venBio Global Strategic GP, Ltd. is the general partner of venBio Global Strategic GP, L.P. Robert Adelman is a director of venBio Global Strategic GP, Ltd. Each of venBio Global Strategic GP, L.P., venBio Global Strategic GP, Ltd. and Mr. Adelman disclaims beneficial ownership of such securities, except to the extent of its/his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:29 UTC |
Adelman Robert J10% owner · See Remarks
venBio Global Strategic Fund, L.P.10% owner · See Remarks
venBio Global Strategic GP, Ltd.10% owner · See Remarks
venBio Global Strategic Fund II L.P.10% owner · See Remarks
venBio Global Strategic GP, L.P.10% owner · See Remarks
venBio Global Strategic GP II, L.P.10% owner · See Remarks
venBio Global Strategic GP II, Ltd.10% owner · See Remarks
|
ConversionSeries A Convertible Preferred Stock · Derivative | 78,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-20-000827 · form4.xml · derivative · entry 7 Adelman Robert J · CIK 0001329161 · 10% owner · See Remarks venBio Global Strategic Fund, L.P. · CIK 0001504130 · 10% owner · See Remarks venBio Global Strategic GP, Ltd. · CIK 0001770835 · 10% owner · See Remarks venBio Global Strategic Fund II L.P. · CIK 0001634632 · 10% owner · See Remarks venBio Global Strategic GP, L.P. · CIK 0001770834 · 10% owner · See Remarks venBio Global Strategic GP II, L.P. · CIK 0001729409 · 10% owner · See Remarks venBio Global Strategic GP II, Ltd. · CIK 0001729408 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F7 · ownership.direct: The shares are held by Robert Adelman directly. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:29 UTC |
Adelman Robert J10% owner · See Remarks
venBio Global Strategic Fund, L.P.10% owner · See Remarks
venBio Global Strategic GP, Ltd.10% owner · See Remarks
venBio Global Strategic Fund II L.P.10% owner · See Remarks
venBio Global Strategic GP, L.P.10% owner · See Remarks
venBio Global Strategic GP II, L.P.10% owner · See Remarks
venBio Global Strategic GP II, Ltd.10% owner · See Remarks
|
PurchaseCommon Stock | 3,000 | $19.00 | $57,000.00 |
DisclosureSEC source: 0000905148-20-000827 · form4.xml · nonDerivative · entry 5 Adelman Robert J · CIK 0001329161 · 10% owner · See Remarks venBio Global Strategic Fund, L.P. · CIK 0001504130 · 10% owner · See Remarks venBio Global Strategic GP, Ltd. · CIK 0001770835 · 10% owner · See Remarks venBio Global Strategic Fund II L.P. · CIK 0001634632 · 10% owner · See Remarks venBio Global Strategic GP, L.P. · CIK 0001770834 · 10% owner · See Remarks venBio Global Strategic GP II, L.P. · CIK 0001729409 · 10% owner · See Remarks venBio Global Strategic GP II, Ltd. · CIK 0001729408 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,406 F7 · ownership.direct: The shares are held by Robert Adelman directly. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:29 UTC |
Adelman Robert J10% owner · See Remarks
venBio Global Strategic Fund, L.P.10% owner · See Remarks
venBio Global Strategic GP, Ltd.10% owner · See Remarks
venBio Global Strategic Fund II L.P.10% owner · See Remarks
venBio Global Strategic GP, L.P.10% owner · See Remarks
venBio Global Strategic GP II, L.P.10% owner · See Remarks
venBio Global Strategic GP II, Ltd.10% owner · See Remarks
|
PurchaseCommon Stock | 850,000 | $19.00 | $16,150,000.00 |
DisclosureSEC source: 0000905148-20-000827 · form4.xml · nonDerivative · entry 4 Adelman Robert J · CIK 0001329161 · 10% owner · See Remarks venBio Global Strategic Fund, L.P. · CIK 0001504130 · 10% owner · See Remarks venBio Global Strategic GP, Ltd. · CIK 0001770835 · 10% owner · See Remarks venBio Global Strategic Fund II L.P. · CIK 0001634632 · 10% owner · See Remarks venBio Global Strategic GP, L.P. · CIK 0001770834 · 10% owner · See Remarks venBio Global Strategic GP II, L.P. · CIK 0001729409 · 10% owner · See Remarks venBio Global Strategic GP II, Ltd. · CIK 0001729408 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,268,325 F6 · ownership.nature: The shares are held by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. Robert Adelman is a director of venBio Global Strategic GP II, Ltd. Each of venBio Global Strategic GP II, LP, venBio Global Strategic GP II, Ltd, and Mr. Adelman disclaims beneficial ownership of such securities, except to the extent of its/his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:29 UTC |
Adelman Robert J10% owner · See Remarks
venBio Global Strategic Fund, L.P.10% owner · See Remarks
venBio Global Strategic GP, Ltd.10% owner · See Remarks
venBio Global Strategic Fund II L.P.10% owner · See Remarks
venBio Global Strategic GP, L.P.10% owner · See Remarks
venBio Global Strategic GP II, L.P.10% owner · See Remarks
venBio Global Strategic GP II, Ltd.10% owner · See Remarks
|
ConversionCommon Stock | 3,941,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-20-000827 · form4.xml · nonDerivative · entry 3 Adelman Robert J · CIK 0001329161 · 10% owner · See Remarks venBio Global Strategic Fund, L.P. · CIK 0001504130 · 10% owner · See Remarks venBio Global Strategic GP, Ltd. · CIK 0001770835 · 10% owner · See Remarks venBio Global Strategic Fund II L.P. · CIK 0001634632 · 10% owner · See Remarks venBio Global Strategic GP, L.P. · CIK 0001770834 · 10% owner · See Remarks venBio Global Strategic GP II, L.P. · CIK 0001729409 · 10% owner · See Remarks venBio Global Strategic GP II, Ltd. · CIK 0001729408 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,418,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F9 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · balance_after: Includes 476,376 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F6 · ownership.nature: The shares are held by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. Robert Adelman is a director of venBio Global Strategic GP II, Ltd. Each of venBio Global Strategic GP II, LP, venBio Global Strategic GP II, Ltd, and Mr. Adelman disclaims beneficial ownership of such securities, except to the extent of its/his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:29 UTC |
Adelman Robert J10% owner · See Remarks
venBio Global Strategic Fund, L.P.10% owner · See Remarks
venBio Global Strategic GP, Ltd.10% owner · See Remarks
venBio Global Strategic Fund II L.P.10% owner · See Remarks
venBio Global Strategic GP, L.P.10% owner · See Remarks
venBio Global Strategic GP II, L.P.10% owner · See Remarks
venBio Global Strategic GP II, Ltd.10% owner · See Remarks
|
ConversionCommon Stock | 3,100,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-20-000827 · form4.xml · nonDerivative · entry 2 Adelman Robert J · CIK 0001329161 · 10% owner · See Remarks venBio Global Strategic Fund, L.P. · CIK 0001504130 · 10% owner · See Remarks venBio Global Strategic GP, Ltd. · CIK 0001770835 · 10% owner · See Remarks venBio Global Strategic Fund II L.P. · CIK 0001634632 · 10% owner · See Remarks venBio Global Strategic GP, L.P. · CIK 0001770834 · 10% owner · See Remarks venBio Global Strategic GP II, L.P. · CIK 0001729409 · 10% owner · See Remarks venBio Global Strategic GP II, Ltd. · CIK 0001729408 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,969,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · balance_after: Includes 869,618 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F1 · ownership.nature: The shares are held by venBio Global Strategic Fund, L.P. venBio Global Strategic GP, L.P. is the general partner of venBio Global Strategic Fund, L.P. and venBio Global Strategic GP, Ltd. is the general partner of venBio Global Strategic GP, L.P. Robert Adelman is a director of venBio Global Strategic GP, Ltd. Each of venBio Global Strategic GP, L.P., venBio Global Strategic GP, Ltd. and Mr. Adelman disclaims beneficial ownership of such securities, except to the extent of its/his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:29 UTC |
Adelman Robert J10% owner · See Remarks
venBio Global Strategic Fund, L.P.10% owner · See Remarks
venBio Global Strategic GP, Ltd.10% owner · See Remarks
venBio Global Strategic Fund II L.P.10% owner · See Remarks
venBio Global Strategic GP, L.P.10% owner · See Remarks
venBio Global Strategic GP II, L.P.10% owner · See Remarks
venBio Global Strategic GP II, Ltd.10% owner · See Remarks
|
ConversionCommon Stock | 78,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-20-000827 · form4.xml · nonDerivative · entry 1 Adelman Robert J · CIK 0001329161 · 10% owner · See Remarks venBio Global Strategic Fund, L.P. · CIK 0001504130 · 10% owner · See Remarks venBio Global Strategic GP, Ltd. · CIK 0001770835 · 10% owner · See Remarks venBio Global Strategic Fund II L.P. · CIK 0001634632 · 10% owner · See Remarks venBio Global Strategic GP, L.P. · CIK 0001770834 · 10% owner · See Remarks venBio Global Strategic GP II, L.P. · CIK 0001729409 · 10% owner · See Remarks venBio Global Strategic GP II, Ltd. · CIK 0001729408 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F10 · balance_after: Includes 18,231 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F7 · ownership.direct: The shares are held by Robert Adelman directly. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 38,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 21 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 38,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F11 · ownership.nature: The shares are held of record by Lightstone Ventures II(A), LP (LV II(A) LP). As a managing director of LSV Associates II, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 664,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 20 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 664,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F9 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II LP). As a managing director of LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 18,705 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 19 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 18,705 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 137,286 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 18 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 137,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 10,529 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 17 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 11,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 16 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 11,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F11 · ownership.nature: The shares are held of record by Lightstone Ventures II(A), LP (LV II(A) LP). As a managing director of LSV Associates II, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 150,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 15 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 150,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F9 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II LP). As a managing director of LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 8,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 14 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 8,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 59,998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 13 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 59,998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 39,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 12 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 39,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F11 · ownership.nature: The shares are held of record by Lightstone Ventures II(A), LP (LV II(A) LP). As a managing director of LSV Associates II, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 683,523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 11 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 683,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F9 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II LP). As a managing director of LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 222,752 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 10 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 222,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 1,633,743 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 9 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,633,743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 78,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · derivative · entry 8 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionCommon Stock | 111,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · nonDerivative · entry 7 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 120,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F12 · balance_after: Includes 8,684 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F11 · ownership.nature: The shares are held of record by Lightstone Ventures II(A), LP (LV II(A) LP). As a managing director of LSV Associates II, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
PurchaseCommon Stock | 22,000 | $19.00 | $418,000.00 |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · nonDerivative · entry 6 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,000 F11 · ownership.nature: The shares are held of record by Lightstone Ventures II(A), LP (LV II(A) LP). As a managing director of LSV Associates II, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionCommon Stock | 1,498,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · nonDerivative · entry 5 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,023,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F10 · balance_after: Includes 146,485 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F9 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II LP). As a managing director of LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
PurchaseCommon Stock | 378,000 | $19.00 | $7,182,000.00 |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · nonDerivative · entry 4 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 378,000 F9 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II LP). As a managing director of LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionCommon Stock | 249,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · nonDerivative · entry 3 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 309,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F7 · balance_after: Includes 59,590 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F8 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionCommon Stock | 1,831,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · nonDerivative · entry 2 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,268,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · balance_after: Includes 437,060 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F6 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 01:31 UTC |
Lettmann JasonDirector · 10% owner
|
ConversionCommon Stock | 88,704 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019931 · doc4.xml · nonDerivative · entry 1 Lettmann Jason · CIK 0001688269 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · balance_after: Includes 18,516 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:25 UTC |
Vivo Capital IX, LLC10% owner
Vivo Capital Fund IX, L.P.10% owner
Vivo Opportunity, LLC10% owner
Vivo Opportunity Fund, L.P.10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 3,158,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019915 · doc4.xml · derivative · entry 4 Vivo Capital IX, LLC · CIK 0001750698 · 10% owner Vivo Capital Fund IX, L.P. · CIK 0001750117 · 10% owner Vivo Opportunity, LLC · CIK 0001728970 · 10% owner Vivo Opportunity Fund, L.P. · CIK 0001726403 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,158,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · ownership.nature: The shares are held of record by Vivo Capital Fund IX, L.P. (VIVO IX LP). Vivo Capital IX, LLC (VIVO IX LLC) is the General Partner of VIVO IX LP. As the managing members of Vivo Capital IX, LLC, Frank Kung, Albert Cha, Edgar Engleman, Shan Fu and Chen Yu share voting and dispositive power with respect to the shares held of record by VIVO IX LP but each disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:25 UTC |
Vivo Capital IX, LLC10% owner
Vivo Capital Fund IX, L.P.10% owner
Vivo Opportunity, LLC10% owner
Vivo Opportunity Fund, L.P.10% owner
|
PurchaseCommon Stock | 185,526 | $19.00 | $3,524,994.00 |
DisclosureSEC source: 0000899243-20-019915 · doc4.xml · nonDerivative · entry 3 Vivo Capital IX, LLC · CIK 0001750698 · 10% owner Vivo Capital Fund IX, L.P. · CIK 0001750117 · 10% owner Vivo Opportunity, LLC · CIK 0001728970 · 10% owner Vivo Opportunity Fund, L.P. · CIK 0001726403 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 185,526 F4 · ownership.nature: The shares are held of record by Vivo Opportunity Fund, L.P. (VOF). Vivo Opportunity, LLC is the general partner of VOF. As the managing members of Vivo Opportunity, LLC, Albert Cha, Gaurav Aggarwal, Shan Fu, Frank Kung and Michael Chang share voting and dispositive power with respect to the shares held of record by VIVO IX LP but each disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:25 UTC |
Vivo Capital IX, LLC10% owner
Vivo Capital Fund IX, L.P.10% owner
Vivo Opportunity, LLC10% owner
Vivo Opportunity Fund, L.P.10% owner
|
ConversionCommon Stock | 3,245,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019915 · doc4.xml · nonDerivative · entry 2 Vivo Capital IX, LLC · CIK 0001750698 · 10% owner Vivo Capital Fund IX, L.P. · CIK 0001750117 · 10% owner Vivo Opportunity, LLC · CIK 0001728970 · 10% owner Vivo Opportunity Fund, L.P. · CIK 0001726403 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,034,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Includes 86,197 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · ownership.nature: The shares are held of record by Vivo Capital Fund IX, L.P. (VIVO IX LP). Vivo Capital IX, LLC (VIVO IX LLC) is the General Partner of VIVO IX LP. As the managing members of Vivo Capital IX, LLC, Frank Kung, Albert Cha, Edgar Engleman, Shan Fu and Chen Yu share voting and dispositive power with respect to the shares held of record by VIVO IX LP but each disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:25 UTC |
Vivo Capital IX, LLC10% owner
Vivo Capital Fund IX, L.P.10% owner
Vivo Opportunity, LLC10% owner
Vivo Opportunity Fund, L.P.10% owner
|
PurchaseCommon Stock | 789,474 | $19.00 | $15,000,006.00 |
DisclosureSEC source: 0000899243-20-019915 · doc4.xml · nonDerivative · entry 1 Vivo Capital IX, LLC · CIK 0001750698 · 10% owner Vivo Capital Fund IX, L.P. · CIK 0001750117 · 10% owner Vivo Opportunity, LLC · CIK 0001728970 · 10% owner Vivo Opportunity Fund, L.P. · CIK 0001726403 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 789,474 F1 · ownership.nature: The shares are held of record by Vivo Capital Fund IX, L.P. (VIVO IX LP). Vivo Capital IX, LLC (VIVO IX LLC) is the General Partner of VIVO IX LP. As the managing members of Vivo Capital IX, LLC, Frank Kung, Albert Cha, Edgar Engleman, Shan Fu and Chen Yu share voting and dispositive power with respect to the shares held of record by VIVO IX LP but each disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:04 UTC |
Graham G. WalmsleyDirector
|
ConversionSeries C Convertible Preferred Stock · Derivative | 2,105,901 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019913 · doc4.xml · derivative · entry 3 Graham G. Walmsley · CIK 0001777517 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,105,901 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · ownership.nature: The shares are held of record by Logos Opportunities Fund I, L.P. (LOF I LP). As a managing member of Logos Opportunities GP, LLC, the general partner of LOF I LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LOF I LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:04 UTC |
Graham G. WalmsleyDirector
|
PurchaseCommon Stock | 975,000 | $19.00 | $18,525,000.00 |
DisclosureSEC source: 0000899243-20-019913 · doc4.xml · nonDerivative · entry 2 Graham G. Walmsley · CIK 0001777517 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 975,000 F4 · ownership.nature: The shares are held of record by Logos Global Master Fund, L.P. (LGMF LP). As a managing member of Logos GP LLC, the general partner of LGMF LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LGMF LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:04 UTC |
Graham G. WalmsleyDirector
|
ConversionCommon Stock | 2,105,901 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019913 · doc4.xml · nonDerivative · entry 1 Graham G. Walmsley · CIK 0001777517 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,161,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · balance_after: Includes 56,080 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F3 · ownership.nature: The shares are held of record by Logos Opportunities Fund I, L.P. (LOF I LP). As a managing member of Logos Opportunities GP, LLC, the general partner of LOF I LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LOF I LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:03 UTC |
Hemrajani RekhaDirector
|
PurchaseCommon Stock | 3,000 | $19.00 | $57,000.00 |
DisclosureSEC source: 0000899243-20-019912 · doc4.xml · nonDerivative · entry 1 Hemrajani Rekha · CIK 0001771213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:01 UTC |
GOODMAN COREY SDirector · 10% owner · Executive Chairman
|
ConversionSeries C Convertible Stock · Derivative | 52,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019911 · doc4.xml · derivative · entry 13 GOODMAN COREY S · CIK 0001278411 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 52,647 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F11 · ownership.nature: The shares are held of record by Emaldi Corporation for which the reporting person serves as a director. The reporting person disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:01 UTC |
GOODMAN COREY SDirector · 10% owner · Executive Chairman
|
ConversionSeries B Convertible Stock · Derivative | 15,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019911 · doc4.xml · derivative · entry 12 GOODMAN COREY S · CIK 0001278411 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 15,794 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F9 · ownership.nature: The shares are held of record by the Goodman Barinaga Trust for which the reporting person serves as trustee. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:01 UTC |
GOODMAN COREY SDirector · 10% owner · Executive Chairman
|
ConversionSeries A Convertible Stock · Derivative | 78,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019911 · doc4.xml · derivative · entry 11 GOODMAN COREY S · CIK 0001278411 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 78,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F9 · ownership.nature: The shares are held of record by the Goodman Barinaga Trust for which the reporting person serves as trustee. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:01 UTC |
GOODMAN COREY SDirector · 10% owner · Executive Chairman
|
ConversionSeries C Convertible Stock · Derivative | 1,052,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019911 · doc4.xml · derivative · entry 10 GOODMAN COREY S · CIK 0001278411 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,052,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. The reporting person, a director of venBio Global Strategic GP II, Ltd., disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:01 UTC |
GOODMAN COREY SDirector · 10% owner · Executive Chairman
|
ConversionSeries B Convertible Stock · Derivative | 490,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019911 · doc4.xml · derivative · entry 9 GOODMAN COREY S · CIK 0001278411 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 490,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. The reporting person, a director of venBio Global Strategic GP II, Ltd., disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:01 UTC |
GOODMAN COREY SDirector · 10% owner · Executive Chairman
|
ConversionSeries A Convertible Stock · Derivative | 2,398,588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019911 · doc4.xml · derivative · entry 8 GOODMAN COREY S · CIK 0001278411 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,398,588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. The reporting person, a director of venBio Global Strategic GP II, Ltd., disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:01 UTC |
GOODMAN COREY SDirector · 10% owner · Executive Chairman
|
ConversionSeries A Convertible Stock · Derivative | 3,100,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019911 · doc4.xml · derivative · entry 7 GOODMAN COREY S · CIK 0001278411 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,100,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · ownership.nature: The shares are held of record by venBio Global Strategic Fund, L.P. venBio Global Strategic GP, L.P. is the general partner of venBio Global Strategic Fund, L.P. and venBio Global Strategic GP, Ltd. is the general partner of venBio Global Strategic GP, L.P. The reporting person, a director of venBio Global Strategic GP, Ltd., disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:01 UTC |
GOODMAN COREY SDirector · 10% owner · Executive Chairman
|
ConversionCommon Stock | 52,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019911 · doc4.xml · nonDerivative · entry 5 GOODMAN COREY S · CIK 0001278411 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 54,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F10 · balance_after: Includes 1,436 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F11 · ownership.nature: The shares are held of record by Emaldi Corporation for which the reporting person serves as a director. The reporting person disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:01 UTC |
GOODMAN COREY SDirector · 10% owner · Executive Chairman
|
ConversionCommon Stock | 93,969 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019911 · doc4.xml · nonDerivative · entry 4 GOODMAN COREY S · CIK 0001278411 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 113,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · balance_after: Includes 19,318 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F9 · ownership.nature: The shares are held of record by the Goodman Barinaga Trust for which the reporting person serves as trustee. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:01 UTC |
GOODMAN COREY SDirector · 10% owner · Executive Chairman
|
ConversionCommon Stock | 3,941,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019911 · doc4.xml · nonDerivative · entry 3 GOODMAN COREY S · CIK 0001278411 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,268,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F7 · balance_after: Includes 476,376 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F4 · ownership.nature: The shares are held of record by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. The reporting person, a director of venBio Global Strategic GP II, Ltd., disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 00:01 UTC |
GOODMAN COREY SDirector · 10% owner · Executive Chairman
|
PurchaseCommon Stock | 850,000 | $19.00 | $16,150,000.00 |
DisclosureSEC source: 0000899243-20-019911 · doc4.xml · nonDerivative · entry 2 GOODMAN COREY S · CIK 0001278411 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 850,000 F4 · ownership.nature: The shares are held of record by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. The reporting person, a director of venBio Global Strategic GP II, Ltd., disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.