Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 3,080 | $3.32 | $10,225.60 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 27 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,924 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 10,020 | $3.33 | $33,366.60 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 26 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,004 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 5,000 | $3.34 | $16,700.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 25 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,024 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 8,287 | $3.35 | $27,761.45 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 24 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,024 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 20,161 | $3.36 | $67,740.96 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 23 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,311 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 10,152 | $3.37 | $34,212.24 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 22 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,472 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,200 | $3.38 | $4,056.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 21 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,624 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 500 | $3.39 | $1,695.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 20 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061,824 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 8,100 | $3.40 | $27,540.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 19 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062,324 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,900 | $3.41 | $9,889.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 18 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070,424 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,900 | $3.42 | $6,498.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 17 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,324 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,100 | $3.43 | $3,773.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 16 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,224 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 4,400 | $3.45 | $15,180.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 15 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,324 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,100 | $3.47 | $3,817.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 14 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080,724 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 4,700 | $3.48 | $16,356.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 13 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,824 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,100 | $3.49 | $7,329.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 12 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,086,524 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,760 | $3.50 | $6,160.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 11 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,088,624 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 4,240 | $3.51 | $14,882.40 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 10 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090,384 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 200 | $3.51 | $702.60 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 9 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094,624 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,700 | $3.52 | $9,490.50 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 8 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094,824 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,380 | $3.52 | $8,377.60 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 7 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097,524 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 3,640 | $3.53 | $12,849.20 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 6 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,904 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,000 | $3.54 | $3,535.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 5 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103,544 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 3,220 | $3.54 | $11,398.80 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 4 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104,544 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 8,160 | $3.55 | $28,968.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107,764 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.56 | $356.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,924 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
ConversionCommon Stock | 1,000,000 | $8.00 | $8,000,000.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Series A Cumulative Redeemable Convertible Preferred Stock ("Series A Preferred Stock") is convertible into two shares of Pacific Ethanol, Inc. ("Pacific Ethanol") common stock at a price per share of $8. On April 22, 2008, Cascade Investment, L.L.C. ("Cascade") converted 500,000 shares of Series A Preferred Stock at a conversion price of $8 a share, resulting in the issuance to Cascade of 1,000,000 shares of Pacific Ethanol common stock. Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:38 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,600 | $3.28 | $8,528.00 |
DisclosureSEC source: 0001052192-08-000006 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992,724 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
ConversionSeries A Cumulative Redeemable Convertible Preferred Stock · Derivative | 65,625 | Not disclosed Strike: $8.00 | Not disclosed |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · derivative · entry 13 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250,000 Underlying: Common Stock · 131,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each Series A Cumulative Redeemable Convertible Preferred Stock, ("Series A Preferred Stock") is convertible into two shares of Pacific Ethanol, Inc. ("Pacific Ethanol") common stock at a price per share of $8. On April 21, 2008, Cascade Investment, L.L.C. ("Cascade") converted 65,625 shares of Series A Preferred Stock at a conversion price of $8 a share, resulting in the issuance to Cascade of 131,250 shares of Pacific Ethanol common stock. F1 · price: Each Series A Cumulative Redeemable Convertible Preferred Stock, ("Series A Preferred Stock") is convertible into two shares of Pacific Ethanol, Inc. ("Pacific Ethanol") common stock at a price per share of $8. On April 21, 2008, Cascade Investment, L.L.C. ("Cascade") converted 65,625 shares of Series A Preferred Stock at a conversion price of $8 a share, resulting in the issuance to Cascade of 131,250 shares of Pacific Ethanol common stock. F2 · derivative.exercise_date: The Series A Preferred Stock is convertible at any time at Cascade's option and there is no expiration date. F2 · derivative.expiration_date: The Series A Preferred Stock is convertible at any time at Cascade's option and there is no expiration date. F3 · balance_after: On December 31, 2007, Pacific Ethanol issued Cascade an aggregate of 65,625 shares of Series A Preferred Stock in satisfaction of Pacific Ethanol's dividend obligations in respect of its outstanding shares of Series A Preferred Stock for the quarterly period ended December 31, 2007. Pacific Ethanol's quarterly dividend obligation was payable in cash in the amount of $1,050,000 or, at the option of Pacific Ethanol, in shares of Series A Preferred Stock based on a price of $16.00 per share. Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 4,500 | $3.63 | $16,335.00 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 12 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,024 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,175 | $3.64 | $7,917.00 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 11 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,524 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,625 | $3.65 | $9,581.25 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 10 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,699 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,100 | $3.66 | $7,686.00 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 9 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,324 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 700 | $3.67 | $2,569.00 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 8 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,424 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 400 | $3.68 | $1,472.00 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 7 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,124 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 400 | $3.69 | $1,476.00 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 6 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,524 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,700 | $3.70 | $9,990.00 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 5 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,924 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 500 | $3.71 | $1,852.50 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 4 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,624 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 26 | $3.71 | $96.46 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,124 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.72 | $372.00 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,150 Read SEC document |
| April 21, 2008 Filed Apr 23, 2008 22:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
ConversionCommon Stock | 131,250 | $8.00 | $1,050,000.00 |
DisclosureSEC source: 0001052192-08-000002 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each Series A Cumulative Redeemable Convertible Preferred Stock, ("Series A Preferred Stock") is convertible into two shares of Pacific Ethanol, Inc. ("Pacific Ethanol") common stock at a price per share of $8. On April 21, 2008, Cascade Investment, L.L.C. ("Cascade") converted 65,625 shares of Series A Preferred Stock at a conversion price of $8 a share, resulting in the issuance to Cascade of 131,250 shares of Pacific Ethanol common stock. Read SEC document |
| May 18, 2007 Filed May 23, 2007 23:29 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
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PurchaseCommon Stock | 1,000 | $14.28 | $14,280.00 |
DisclosureSEC source: 0001104659-07-042512 · a4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.