Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2008 Filed Apr 29, 2008 20:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 13,600 | $3.26 | $44,336.00 |
DisclosureSEC source: 0001052192-08-000013 · edgar.xml · nonDerivative · entry 9 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,824 Read SEC document |
| April 25, 2008 Filed Apr 29, 2008 20:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 300 | $3.27 | $979.50 |
DisclosureSEC source: 0001052192-08-000013 · edgar.xml · nonDerivative · entry 8 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,424 Read SEC document |
| April 25, 2008 Filed Apr 29, 2008 20:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 600 | $3.27 | $1,962.00 |
DisclosureSEC source: 0001052192-08-000013 · edgar.xml · nonDerivative · entry 7 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,724 Read SEC document |
| April 25, 2008 Filed Apr 29, 2008 20:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 3,700 | $3.28 | $12,136.00 |
DisclosureSEC source: 0001052192-08-000013 · edgar.xml · nonDerivative · entry 6 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,324 Read SEC document |
| April 25, 2008 Filed Apr 29, 2008 20:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,400 | $3.29 | $4,606.00 |
DisclosureSEC source: 0001052192-08-000013 · edgar.xml · nonDerivative · entry 5 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,024 Read SEC document |
| April 25, 2008 Filed Apr 29, 2008 20:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 6,300 | $3.30 | $20,790.00 |
DisclosureSEC source: 0001052192-08-000013 · edgar.xml · nonDerivative · entry 4 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,424 Read SEC document |
| April 25, 2008 Filed Apr 29, 2008 20:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 5,000 | $3.31 | $16,550.00 |
DisclosureSEC source: 0001052192-08-000013 · edgar.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,724 Read SEC document |
| April 25, 2008 Filed Apr 29, 2008 20:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 5,000 | $3.35 | $16,750.00 |
DisclosureSEC source: 0001052192-08-000013 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,724 Read SEC document |
| April 25, 2008 Filed Apr 29, 2008 20:58 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 3,750 | $3.36 | $12,600.00 |
DisclosureSEC source: 0001052192-08-000013 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,724 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,300 | $3.10 | $4,030.00 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 17 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,724 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 10,934 | $3.11 | $34,004.74 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 16 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,024 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 13,979 | $3.12 | $43,614.48 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 15 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,958 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 7,021 | $3.13 | $21,975.73 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 14 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,937 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 18,138 | $3.14 | $56,953.32 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 13 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,958 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 9,128 | $3.15 | $28,753.20 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 12 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,096 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 6,400 | $3.16 | $20,224.00 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 11 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,224 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 9,290 | $3.17 | $29,449.30 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 10 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,624 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 10,685 | $3.18 | $33,978.30 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 9 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,914 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 5,421 | $3.19 | $17,292.99 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 8 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,599 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 9,440 | $3.20 | $30,208.00 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 7 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,020 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 400 | $3.21 | $1,282.00 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 6 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,460 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 4,402 | $3.21 | $14,130.42 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 5 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,860 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 500 | $3.22 | $1,607.50 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 4 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,262 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 8,457 | $3.22 | $27,231.54 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,762 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 3,205 | $3.23 | $10,352.15 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,219 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:33 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,300 | $3.24 | $4,212.00 |
DisclosureSEC source: 0001052192-08-000010 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891,424 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 800 | $3.15 | $2,520.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 20 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,724 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 18,100 | $3.16 | $57,196.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 19 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,524 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 21,600 | $3.17 | $68,472.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 18 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,624 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 13,300 | $3.18 | $42,294.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 17 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,224 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 3,300 | $3.19 | $10,527.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 16 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946,524 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 11,300 | $3.20 | $36,160.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 15 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 949,824 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 8,250 | $3.21 | $26,482.50 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 14 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 961,124 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 350 | $3.22 | $1,127.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 13 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,374 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 500 | $3.23 | $1,615.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 12 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,724 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 4,116 | $3.24 | $13,335.84 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 11 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,224 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 5,484 | $3.25 | $17,823.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 10 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,340 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,800 | $3.26 | $9,128.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 9 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979,824 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 4,600 | $3.28 | $15,088.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 8 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,624 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 3,100 | $3.29 | $10,199.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 7 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987,224 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,200 | $3.30 | $3,960.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 6 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,324 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.31 | $331.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 5 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,524 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 200 | $3.32 | $664.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 4 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,624 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.34 | $334.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,824 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 600 | $3.35 | $2,010.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,924 Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 20:53 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 200 | $3.37 | $674.00 |
DisclosureSEC source: 0001052192-08-000008 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992,524 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
ConversionSeries A Cumulative Redeemable Convertible Preferred Stock · Derivative | 500,000 | Not disclosed Strike: $8.00 | Not disclosed |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · derivative · entry 31 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,750,000 Underlying: Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Series A Cumulative Redeemable Convertible Preferred Stock ("Series A Preferred Stock") is convertible into two shares of Pacific Ethanol, Inc. ("Pacific Ethanol") common stock at a price per share of $8. On April 22, 2008, Cascade Investment, L.L.C. ("Cascade") converted 500,000 shares of Series A Preferred Stock at a conversion price of $8 a share, resulting in the issuance to Cascade of 1,000,000 shares of Pacific Ethanol common stock. F1 · price: Each share of Series A Cumulative Redeemable Convertible Preferred Stock ("Series A Preferred Stock") is convertible into two shares of Pacific Ethanol, Inc. ("Pacific Ethanol") common stock at a price per share of $8. On April 22, 2008, Cascade Investment, L.L.C. ("Cascade") converted 500,000 shares of Series A Preferred Stock at a conversion price of $8 a share, resulting in the issuance to Cascade of 1,000,000 shares of Pacific Ethanol common stock. F2 · derivative.exercise_date: The Series A Preferred Stock is convertible at any time at Cascade's option and has no expiration date. F2 · derivative.expiration_date: The Series A Preferred Stock is convertible at any time at Cascade's option and has no expiration date. Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 400 | $3.29 | $1,316.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 30 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,324 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 7,200 | $3.30 | $23,760.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 29 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,724 Read SEC document |
| April 22, 2008 Filed Apr 24, 2008 21:36 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,000 | $3.31 | $3,310.00 |
DisclosureSEC source: 0001052192-08-000005 · edgar.xml · nonDerivative · entry 28 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,924 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.