Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 23,254 | $3.57 | $83,016.78 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 14 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,963,271 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,500 | $3.58 | $5,362.50 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 13 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986,525 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 20,675 | $3.58 | $74,016.50 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 12 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,988,025 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,400 | $3.59 | $5,019.00 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 11 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,008,700 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 11,200 | $3.59 | $40,208.00 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 10 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,010,100 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 900 | $3.60 | $3,235.50 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 9 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,021,300 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 56,700 | $3.60 | $204,120.00 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 8 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,022,200 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,800 | $3.61 | $10,094.00 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 7 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078,900 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 110,220 | $3.61 | $397,894.20 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 6 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081,700 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 3,523 | $3.62 | $12,735.65 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 5 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,191,920 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 58,481 | $3.62 | $211,701.22 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 4 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,195,443 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 18,200 | $3.63 | $66,066.00 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,253,924 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 600 | $3.64 | $2,181.00 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,272,124 Read SEC document |
| May 30, 2008 Filed Jun 3, 2008 21:27 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,500 | $3.64 | $9,100.00 |
DisclosureSEC source: 0001052192-08-000049 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,272,724 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
ConversionSeries A Cumulative Redeemable Convertible Preferred Stock · Derivative | 1,000,000 | Not disclosed Strike: $8.00 | Not disclosed |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · derivative · entry 31 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750,000 Underlying: Common Stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each Series A Cumulative Redeemable Convertible Preferred Stock ("Series A Preferred Stock") is convertible into two shares of Pacific Ethanol, Inc. ("Pacific Ethanol") common stock at a price per share of $8. On May 29, 2008, Cascade Investment, L.L.C. ("Cascade") converted 1,000,000 shares of Series A Preferred Stock at a conversion price of $8 a share, resulting in the issuance to Cascade of 2,000,000 shares of Pacific Ethanol common stock. F1 · price: Each Series A Cumulative Redeemable Convertible Preferred Stock ("Series A Preferred Stock") is convertible into two shares of Pacific Ethanol, Inc. ("Pacific Ethanol") common stock at a price per share of $8. On May 29, 2008, Cascade Investment, L.L.C. ("Cascade") converted 1,000,000 shares of Series A Preferred Stock at a conversion price of $8 a share, resulting in the issuance to Cascade of 2,000,000 shares of Pacific Ethanol common stock. F2 · derivative.exercise_date: The Series A Preferred Stock is convertible at any time at Cascade's option and has no expiration date. F2 · derivative.expiration_date: The Series A Preferred Stock is convertible at any time at Cascade's option and has no expiration date. Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 600 | $3.55 | $2,127.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 30 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,513,884 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 23,140 | $3.55 | $82,147.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 29 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,514,484 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 9,200 | $3.56 | $32,752.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 28 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,537,624 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 8,500 | $3.57 | $30,345.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 27 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,546,824 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 48,606 | $3.58 | $174,009.48 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 26 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,555,324 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 200 | $3.59 | $717.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 25 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,603,930 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 30,488 | $3.59 | $109,451.92 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 24 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604,130 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.60 | $359.50 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 23 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634,618 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 14,906 | $3.60 | $53,661.60 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 22 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634,718 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.61 | $360.50 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 21 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,649,624 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 24,166 | $3.61 | $87,239.26 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 20 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,649,724 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 9,100 | $3.62 | $32,896.50 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 19 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,673,890 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 18,000 | $3.63 | $65,340.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 18 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,682,990 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 46,480 | $3.64 | $169,187.20 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 17 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700,990 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 39,210 | $3.65 | $143,116.50 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 16 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,747,470 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 200 | $3.66 | $731.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 15 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,786,680 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 74,724 | $3.66 | $273,489.84 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 14 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,786,880 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 24,370 | $3.67 | $89,437.90 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 13 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,861,604 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.68 | $367.50 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 12 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,974 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 10,250 | $3.68 | $37,720.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 11 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,886,074 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 12,900 | $3.69 | $47,601.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 10 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,896,324 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 300 | $3.70 | $1,108.50 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 9 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909,224 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 25,600 | $3.70 | $94,720.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 8 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909,524 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 27,350 | $3.71 | $101,468.50 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 7 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,935,124 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,900 | $3.72 | $7,068.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 6 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962,474 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 2,750 | $3.73 | $10,257.50 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 5 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,964,374 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.74 | $373.50 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 4 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,967,124 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,100 | $3.74 | $4,114.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,967,224 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 6,900 | $3.75 | $25,875.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,968,324 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 20:37 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
ConversionCommon Stock | 2,000,000 | $8.00 | $16,000,000.00 |
DisclosureSEC source: 0001052192-08-000045 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,975,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each Series A Cumulative Redeemable Convertible Preferred Stock ("Series A Preferred Stock") is convertible into two shares of Pacific Ethanol, Inc. ("Pacific Ethanol") common stock at a price per share of $8. On May 29, 2008, Cascade Investment, L.L.C. ("Cascade") converted 1,000,000 shares of Series A Preferred Stock at a conversion price of $8 a share, resulting in the issuance to Cascade of 2,000,000 shares of Pacific Ethanol common stock. Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 21:00 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 6,200 | $3.45 | $21,390.00 |
DisclosureSEC source: 0001052192-08-000047 · edgar.xml · nonDerivative · entry 14 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,275,224 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 21:00 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 400 | $3.46 | $1,382.00 |
DisclosureSEC source: 0001052192-08-000047 · edgar.xml · nonDerivative · entry 13 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,281,424 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 21:00 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 14,000 | $3.46 | $48,440.00 |
DisclosureSEC source: 0001052192-08-000047 · edgar.xml · nonDerivative · entry 12 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,281,824 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 21:00 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 28,400 | $3.47 | $98,548.00 |
DisclosureSEC source: 0001052192-08-000047 · edgar.xml · nonDerivative · entry 11 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,295,824 Read SEC document |
| May 29, 2008 Filed Jun 2, 2008 21:00 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.48 | $347.50 |
DisclosureSEC source: 0001052192-08-000047 · edgar.xml · nonDerivative · entry 10 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,324,224 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.