Tapewire

Nasdaq · USD

ALTI

AlTi Global, Inc.

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Tapewire entity
5344
SEC CIK
0001838615
Parsed reports
255

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2022 Filed Nov 22, 2022 02:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants · Derivative 122,609 $0.55 Strike: $11.50 $67,189.73
Disclosure

SEC source: 0000899243-22-036589 · doc4.xml · derivative · entry 8

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,379,432

Underlying: Class A ordinary shares · 112,609 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F3 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F4 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 02:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseClass A ordinary shares 1,897 $10.19 $19,328.34
Disclosure

SEC source: 0000899243-22-036589 · doc4.xml · nonDerivative · entry 4

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,217

F2 · security: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit.

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · price: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants · Derivative 665 $9.87 Strike: $11.50 $6,564.28
Disclosure

SEC source: 0000899243-22-036589 · doc4.xml · derivative · entry 7

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,266,823

Underlying: Class A ordinary shares · 665 shares

Expires not disclosed

F2 · security: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit.

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · shares: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit.

F2 · price: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit.

F3 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F4 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants · Derivative 265,848 $0.55 Strike: $11.50 $146,748.10
Disclosure

SEC source: 0000899243-22-036589 · doc4.xml · derivative · entry 6

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,266,158

Underlying: Class A ordinary shares · 265,848 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F3 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F4 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseClass A ordinary shares 1,995 $9.87 $19,692.84
Disclosure

SEC source: 0000899243-22-036589 · doc4.xml · nonDerivative · entry 3

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,320

F2 · security: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit.

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · price: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseClass A ordinary shares 60,000 $10.07 $604,164.00
Disclosure

SEC source: 0000899243-22-036589 · doc4.xml · nonDerivative · entry 2

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,325

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 02:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants · Derivative 316,375 $0.50 Strike: $11.50 $156,605.63
Disclosure

SEC source: 0000899243-22-036589 · doc4.xml · derivative · entry 5

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000,310

Underlying: Class A Ordinary Shares · 316,375 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F3 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F4 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 02:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseClass A ordinary shares 22,325 $10.03 $223,895.19
Disclosure

SEC source: 0000899243-22-036589 · doc4.xml · nonDerivative · entry 1

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,325

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 11:15 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants · Derivative 66,898 $0.48 Strike: $11.50 $32,111.04
Disclosure

SEC source: 0000899243-22-035627 · doc4.xml · derivative · entry 1

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,683,935

Underlying: Class A Ordinary Shares · 66,898 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
November 04, 2022 Filed Nov 4, 2022 22:49 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants · Derivative 60,568 $0.46 Strike: $11.50 $27,818.88
Disclosure

SEC source: 0000899243-22-035231 · doc4.xml · derivative · entry 3

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,617,037

Underlying: Class A Ordinary Shares · 60,568 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 22:49 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants · Derivative 124,909 $0.48 Strike: $11.50 $59,793.94
Disclosure

SEC source: 0000899243-22-035231 · doc4.xml · derivative · entry 2

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,556,469

Underlying: Class A Ordinary Shares · 124,909 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 22:49 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants · Derivative 27,840 $0.40 Strike: $11.50 $11,110.94
Disclosure

SEC source: 0000899243-22-035231 · doc4.xml · derivative · entry 1

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,431,560

Underlying: Class A Ordinary Shares · 27,840 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 01:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants · Derivative 112,467 $0.94 Strike: $11.50 $106,247.57
Disclosure

SEC source: 0000899243-22-020298 · doc4.xml · derivative · entry 1

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,403,720

Underlying: Class A Ordinary Shares · 112,467 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
May 26, 2022 Filed May 28, 2022 01:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants · Derivative 328,247 $0.84 Strike: $11.50 $274,184.72
Disclosure

SEC source: 0000899243-22-020044 · doc4.xml · derivative · entry 2

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,419,500

Underlying: Class A Ordinary Shares · 328,247 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
May 25, 2022 Filed May 28, 2022 01:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants · Derivative 800,000 $0.80 Strike: $11.50 $640,000.00
Disclosure

SEC source: 0000899243-22-020044 · doc4.xml · derivative · entry 1

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,091,253

Underlying: Class A Ordinary Shares · 800,000 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants, each whole warrant exercisable for one Class A Ord · Derivative 31,140 $0.70 Strike: $11.50 $21,819.80
Disclosure

SEC source: 0000899243-22-019590 · doc4.xml · derivative · entry 2

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,291,253

Underlying: Class A Ordinary Shares · 31,140 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
May 23, 2022 Filed May 26, 2022 01:00 UTC
Yu PeterDirector · Chief Executive Officer · 10% owner
PurchaseWarrants, each whole warrant exercisable for one Class A Ord · Derivative 964,818 $0.71 Strike: $11.50 $683,863.00
Disclosure

SEC source: 0000899243-22-019590 · doc4.xml · derivative · entry 1

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,260,113

Underlying: Class A Ordinary Shares · 964,818 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
May 20, 2022 Filed May 24, 2022 01:00 UTC
Yu Peter10% owner
PurchaseWarrants · Derivative 366,085 $0.65 Strike: $11.50 $236,783.78
Disclosure

SEC source: 0000899243-22-019307 · doc4.xml · derivative · entry 2

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,295,295

Underlying: Class A Ordinary Shares · 366,085 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

Read SEC document
May 19, 2022 Filed May 24, 2022 01:00 UTC
Yu Peter10% owner
PurchaseWarrants · Derivative 29,210 $0.51 Strike: $11.50 $14,990.57
Disclosure

SEC source: 0000899243-22-019307 · doc4.xml · derivative · entry 1

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Yu Peter · CIK 0001426890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,929,210

Underlying: Class A Ordinary Shares · 29,210 shares

Expires not disclosed

F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.