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ALT

Altimmune, Inc.

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5349
SEC CIK
0001326190
Parsed reports
367

Last 12 months

Inside the activity.

11 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202620
Feb 202600
Mar 202620
Apr 202630
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2022 Filed Jul 5, 2022 21:15 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionCommon Stock, par value $0.0001 787 $2.95 $2,321.65
Disclosure

SEC source: 0001104659-22-077433 · tm2220386-1_4seq1.xml · nonDerivative · entry 4

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:15 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionStock Options (option to buy) · Derivative 22,963 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001104659-22-077433 · tm2220386-1_4seq1.xml · derivative · entry 8

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,037

Underlying: Common Stock, par value $0.0001 · 22,963 shares

Expires 2029-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on the first anniversary of the Grant Date and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following the one-year anniversary of the Grant Date, in each case, generally subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:15 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionStock Options (option to buy) · Derivative 4,019 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001104659-22-077433 · tm2220386-1_4seq1.xml · derivative · entry 7

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock, par value $0.0001 · 4,019 shares

Expires 2029-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on the first anniversary of the Grant Date and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following the one-year anniversary of the Grant Date, in each case, generally subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:15 UTC
Roberts M ScotChief Scientific Officer
SaleCommon Stock, par value $0.0001 26,982 $12.00 $323,784.00
Disclosure

SEC source: 0001104659-22-077433 · tm2220386-1_4seq1.xml · nonDerivative · entry 3

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:15 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionCommon Stock, par value $0.0001 22,963 $2.95 $67,740.85
Disclosure

SEC source: 0001104659-22-077433 · tm2220386-1_4seq1.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:15 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionCommon Stock, par value $0.0001 4,019 $2.60 $10,449.40
Disclosure

SEC source: 0001104659-22-077433 · tm2220386-1_4seq1.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:17 UTC
Garg Vipin KDirector · President and CEO
Tax withholdingCommon Stock, par value $0.0001 3,007 $11.70 $35,181.90
Disclosure

SEC source: 0001104659-22-076849 · tm2220259-1_4seq1.xml · nonDerivative · entry 1

Garg Vipin K · CIK 0001515813 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,811

F1 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 20:05 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionStock Options (option to buy) · Derivative 5,462 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001104659-22-076291 · tm2220183-1_4seq1.xml · derivative · entry 4

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,769

Underlying: Common Stock, par value $0.0001 · 5,462 shares

Expires 2029-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on the first anniversary of the Grant Date and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following the one-year anniversary of the Grant Date, in each case, generally subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 20:05 UTC
Roberts M ScotChief Scientific Officer
SaleCommon Stock, par value $0.0001 5,462 $12.00 $65,546.18
Disclosure

SEC source: 0001104659-22-076291 · tm2220183-1_4seq1.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0000 to $12.0050, inclusive. The reporting person undertakes to provide to Altimmune, Inc., any security holder of Altimmune, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 20:05 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionCommon Stock, par value $0.0001 5,462 $2.60 $14,201.20
Disclosure

SEC source: 0001104659-22-076291 · tm2220183-1_4seq1.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 23:00 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionStock Options (option to buy) · Derivative 11,769 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001104659-22-075361 · tm2219797-2_4seq1.xml · derivative · entry 6

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,231

Underlying: Common Stock, par value $0.0001 · 30,000 shares

Expires 2029-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on the first anniversary of the Grant Date and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following the one-year anniversary of the Grant Date, in each case, generally subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 23:00 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionStock Options (option to buy) · Derivative 25,583 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001104659-22-075361 · tm2219797-2_4seq1.xml · derivative · entry 5

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,817

Underlying: Common Stock, par value $0.0001 · 61,400 shares

Expires 2030-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on January 2, 2021 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following January 2, 2021, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 23:00 UTC
Roberts M ScotChief Scientific Officer
SaleCommon Stock, par value $0.0001 37,352 $12.00 $448,253.88
Disclosure

SEC source: 0001104659-22-075361 · tm2219797-2_4seq1.xml · nonDerivative · entry 3

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0000 to $12.0250, inclusive. The reporting person undertakes to provide to Altimmune, Inc., any security holder of Altimmune, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 23:00 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionCommon Stock, par value $0.0001 11,769 $2.60 $30,599.40
Disclosure

SEC source: 0001104659-22-075361 · tm2219797-2_4seq1.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 23:00 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionCommon Stock, par value $0.0001 25,583 $1.92 $49,152.62
Disclosure

SEC source: 0001104659-22-075361 · tm2219797-2_4seq1.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 20:05 UTC Exercise / conversionStock Options (option to buy) · Derivative 17,610 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001104659-22-075223 · tm2219797-1_4seq1.xml · derivative · entry 3

Jorkasky Diane · CIK 0001527204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,390

Underlying: Common Stock, par value $0.0001 · 40,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares underlying the option become vested and exercisable in 36 substantially equal monthly installments, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 20:05 UTC SaleCommon Stock, par value $0.0001 17,610 $11.75 $206,943.92
Disclosure

SEC source: 0001104659-22-075223 · tm2219797-1_4seq1.xml · nonDerivative · entry 2

Jorkasky Diane · CIK 0001527204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.75 to $11.88, inclusive. The reporting person undertakes to provide to Altimmune, Inc., any security holder of Altimmune, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 20:05 UTC Exercise / conversionCommon Stock, par value $0.0001 17,610 $3.15 $55,471.50
Disclosure

SEC source: 0001104659-22-075223 · tm2219797-1_4seq1.xml · nonDerivative · entry 1

Jorkasky Diane · CIK 0001527204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2022 Filed Jun 22, 2022 20:10 UTC Exercise / conversionStock Options (option to buy) · Derivative 60 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001104659-22-073497 · tm2219109-1_4seq1.xml · derivative · entry 6

Schafer Klaus · CIK 0001705904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 · 60 shares

Expires 2022-07-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This option was previously reported as covering 1,791 shares at an exercise price of $0.08 per share, but was adjusted to reflect a one-for-thirty reverse stock split reverse stock split that occurred on September 13, 2018.

F1 · shares: This option was previously reported as covering 1,791 shares at an exercise price of $0.08 per share, but was adjusted to reflect a one-for-thirty reverse stock split reverse stock split that occurred on September 13, 2018.

F3 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

F1 · derivative.underlying_shares: This option was previously reported as covering 1,791 shares at an exercise price of $0.08 per share, but was adjusted to reflect a one-for-thirty reverse stock split reverse stock split that occurred on September 13, 2018.

Read SEC document
June 20, 2022 Filed Jun 22, 2022 20:10 UTC Exercise / conversionStock Options (option to buy) · Derivative 159 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001104659-22-073497 · tm2219109-1_4seq1.xml · derivative · entry 5

Schafer Klaus · CIK 0001705904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 · 159 shares

Expires 2022-07-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This option was previously reported as covering 4,775 shares at an exercise price of $0.08 per share, but was adjusted to reflect a one-for-thirty reverse stock split reverse stock split that occurred on September 13, 2018.

F2 · shares: This option was previously reported as covering 4,775 shares at an exercise price of $0.08 per share, but was adjusted to reflect a one-for-thirty reverse stock split reverse stock split that occurred on September 13, 2018.

F3 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

F2 · derivative.underlying_shares: This option was previously reported as covering 4,775 shares at an exercise price of $0.08 per share, but was adjusted to reflect a one-for-thirty reverse stock split reverse stock split that occurred on September 13, 2018.

Read SEC document
June 20, 2022 Filed Jun 22, 2022 20:10 UTC Exercise / conversionStock Options (option to buy) · Derivative 60 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001104659-22-073497 · tm2219109-1_4seq1.xml · derivative · entry 4

Schafer Klaus · CIK 0001705904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 · 60 shares

Expires 2022-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This option was previously reported as covering 1,791 shares at an exercise price of $0.08 per share, but was adjusted to reflect a one-for-thirty reverse stock split reverse stock split that occurred on September 13, 2018.

F1 · shares: This option was previously reported as covering 1,791 shares at an exercise price of $0.08 per share, but was adjusted to reflect a one-for-thirty reverse stock split reverse stock split that occurred on September 13, 2018.

F3 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

F1 · derivative.underlying_shares: This option was previously reported as covering 1,791 shares at an exercise price of $0.08 per share, but was adjusted to reflect a one-for-thirty reverse stock split reverse stock split that occurred on September 13, 2018.

Read SEC document
June 20, 2022 Filed Jun 22, 2022 20:10 UTC Exercise / conversionCommon Stock, par value $0.0001 60 $2.40 $144.00
Disclosure

SEC source: 0001104659-22-073497 · tm2219109-1_4seq1.xml · nonDerivative · entry 3

Schafer Klaus · CIK 0001705904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2022 Filed Jun 22, 2022 20:10 UTC Exercise / conversionCommon Stock, par value $0.0001 159 $2.40 $381.60
Disclosure

SEC source: 0001104659-22-073497 · tm2219109-1_4seq1.xml · nonDerivative · entry 2

Schafer Klaus · CIK 0001705904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2022 Filed Jun 22, 2022 20:10 UTC Exercise / conversionCommon Stock, par value $0.0001 60 $2.40 $144.00
Disclosure

SEC source: 0001104659-22-073497 · tm2219109-1_4seq1.xml · nonDerivative · entry 1

Schafer Klaus · CIK 0001705904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 21:27 UTC
Drutz DavidDirector
PurchaseCommon Stock, par value $0.0001 1,000 $8.00 $8,000.00
Disclosure

SEC source: 0001104659-22-072059 · tm2218746d1_4.xml · nonDerivative · entry 1

Drutz David · CIK 0001428764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,012

Read SEC document
May 30, 2022 Filed May 31, 2022 23:00 UTC
Garg Vipin KDirector · President and CEO
Tax withholdingCommon Stock, par value $0.0001 3,008 $5.03 $15,130.24
Disclosure

SEC source: 0001104659-22-066739 · tm2217376-1_4seq1.xml · nonDerivative · entry 1

Garg Vipin K · CIK 0001515813 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,818

F1 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock.

Read SEC document
May 24, 2022 Filed May 25, 2022 19:00 UTC
Drutz DavidDirector
PurchaseCommon Stock, par value $0.0001 1,200 $4.50 $5,400.00
Disclosure

SEC source: 0001104659-22-064786 · tm2216827-1_4seq1.xml · nonDerivative · entry 1

Drutz David · CIK 0001428764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,012

Read SEC document
April 30, 2022 Filed May 2, 2022 23:00 UTC
Garg Vipin KDirector · President and CEO
Tax withholdingCommon Stock, par value $0.0001 3,008 $4.52 $13,596.16
Disclosure

SEC source: 0001104659-22-054853 · tm2214195-1_4seq1.xml · nonDerivative · entry 1

Garg Vipin K · CIK 0001515813 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,826

F1 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 23:00 UTC
Garg Vipin KDirector · President and CEO
Tax withholdingCommon Stock, par value $0.0001 3,007 $6.05 $18,192.35
Disclosure

SEC source: 0001104659-22-041223 · tm2211105-1_4seq1.xml · nonDerivative · entry 1

Garg Vipin K · CIK 0001515813 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,834

F1 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 00:01 UTC
Garg Vipin KDirector · President and CEO
Tax withholdingCommon Stock, par value $0.0001 3,007 $7.41 $22,281.87
Disclosure

SEC source: 0001104659-22-028856 · tm228070d1_4.xml · nonDerivative · entry 1

Garg Vipin K · CIK 0001515813 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,841

F1 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:00 UTC
Harris Matthew ScottChief Medical Officer
Exercise / conversionStock Options (option to buy) · Derivative 30,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001104659-22-029462 · tm228203-1_4seq1.xml · derivative · entry 3

Harris Matthew Scott · CIK 0001787762 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,400

Underlying: Common Stock, par value $0.0001 · 30,000 shares

Expires 2030-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the shares underlying the option became vested and exercisable on January 2, 2021 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following January 2, 2021, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:00 UTC
Harris Matthew ScottChief Medical Officer
SaleCommon Stock, par value $0.0001 30,000 $7.52 $225,600.00
Disclosure

SEC source: 0001104659-22-029462 · tm228203-1_4seq1.xml · nonDerivative · entry 2

Harris Matthew Scott · CIK 0001787762 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,545

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.70, inclusive. The reporting person undertakes to provide to Altimmune, Inc., any security holder of Altimmune, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:00 UTC
Harris Matthew ScottChief Medical Officer
Exercise / conversionCommon Stock, par value $0.0001 30,000 $1.92 $57,639.00
Disclosure

SEC source: 0001104659-22-029462 · tm228203-1_4seq1.xml · nonDerivative · entry 1

Harris Matthew Scott · CIK 0001787762 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:56 UTC
Harris Matthew ScottChief Medical Officer
GrantRestricted Stock Units · Derivative 31,100 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-011519 · tm225504-3_4seq1.xml · derivative · entry 6

Harris Matthew Scott · CIK 0001787762 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,100

Underlying: Common Stock, par value $0.0001 · 31,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F7 · derivative.exercise_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F7 · derivative.expiration_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:56 UTC
Harris Matthew ScottChief Medical Officer
GrantStock Options (option to buy) · Derivative 91,600 $0.00 Strike: $7.53 $0.00
Disclosure

SEC source: 0001104659-22-011519 · tm225504-3_4seq1.xml · derivative · entry 5

Harris Matthew Scott · CIK 0001787762 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,600

Underlying: Common Stock, par value $0.0001 · 91,600 shares

Expires 2032-02-02

F6 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on February 2, 2023 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following February 2, 2023, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:56 UTC
Garg Vipin KDirector · President and CEO
GrantRestricted Stock Units · Derivative 75,800 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-011518 · tm225504-2_4seq1.xml · derivative · entry 6

Garg Vipin K · CIK 0001515813 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,800

Underlying: Common Stock, par value $0.0001 · 75,800 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F7 · derivative.exercise_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F7 · derivative.expiration_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:56 UTC
Garg Vipin KDirector · President and CEO
GrantStock Options (option to buy) · Derivative 223,000 $0.00 Strike: $7.53 $0.00
Disclosure

SEC source: 0001104659-22-011518 · tm225504-2_4seq1.xml · derivative · entry 5

Garg Vipin K · CIK 0001515813 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,000

Underlying: Common Stock, par value $0.0001 · 223,000 shares

Expires 2032-02-02

F6 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on February 2, 2023 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following February 2, 2023, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:55 UTC
Roberts M ScotChief Scientific Officer
GrantRestricted Stock Units · Derivative 31,100 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-011517 · tm225504-1_4seq1.xml · derivative · entry 7

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,100

Underlying: Common Stock, par value $0.0001 · 31,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F7 · derivative.exercise_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F7 · derivative.expiration_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:55 UTC
Roberts M ScotChief Scientific Officer
GrantStock Options (option to buy) · Derivative 91,600 $0.00 Strike: $7.53 $0.00
Disclosure

SEC source: 0001104659-22-011517 · tm225504-1_4seq1.xml · derivative · entry 6

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,600

Underlying: Common Stock, par value $0.0001 · 91,600 shares

Expires 2032-02-02

F6 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on February 2, 2023 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following February 2, 2023, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:56 UTC
Harris Matthew ScottChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 6,166 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-011519 · tm225504-3_4seq1.xml · derivative · entry 4

Harris Matthew Scott · CIK 0001787762 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,498

Underlying: Common Stock, par value $0.0001 · 6,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F5 · derivative.exercise_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F5 · derivative.expiration_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:56 UTC
Harris Matthew ScottChief Medical Officer
Tax withholdingCommon Stock, par value $0.0001 2,183 $7.98 $17,420.34
Disclosure

SEC source: 0001104659-22-011519 · tm225504-3_4seq1.xml · nonDerivative · entry 3

Harris Matthew Scott · CIK 0001787762 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,545

F4 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:56 UTC
Harris Matthew ScottChief Medical Officer
Exercise / conversionCommon Stock, par value $0.0001 6,166 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-011519 · tm225504-3_4seq1.xml · nonDerivative · entry 2

Harris Matthew Scott · CIK 0001787762 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:56 UTC
Garg Vipin KDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 16,545 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-011518 · tm225504-2_4seq1.xml · derivative · entry 4

Garg Vipin K · CIK 0001515813 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,636

Underlying: Common Stock, par value $0.0001 · 16,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F5 · derivative.exercise_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F5 · derivative.expiration_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:56 UTC
Garg Vipin KDirector · President and CEO
Tax withholdingCommon Stock, par value $0.0001 7,655 $7.98 $61,086.90
Disclosure

SEC source: 0001104659-22-011518 · tm225504-2_4seq1.xml · nonDerivative · entry 3

Garg Vipin K · CIK 0001515813 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,848

F4 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:56 UTC
Garg Vipin KDirector · President and CEO
Exercise / conversionCommon Stock, par value $0.0001 16,545 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-011518 · tm225504-2_4seq1.xml · nonDerivative · entry 2

Garg Vipin K · CIK 0001515813 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:55 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 6,166 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-011517 · tm225504-1_4seq1.xml · derivative · entry 5

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,498

Underlying: Common Stock, par value $0.0001 · 6,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F5 · derivative.exercise_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F5 · derivative.expiration_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:55 UTC
Roberts M ScotChief Scientific Officer
Tax withholdingCommon Stock, par value $0.0001 2,183 $7.98 $17,420.34
Disclosure

SEC source: 0001104659-22-011517 · tm225504-1_4seq1.xml · nonDerivative · entry 3

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

F4 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:55 UTC
Roberts M ScotChief Scientific Officer
Exercise / conversionCommon Stock, par value $0.0001 6,166 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-011517 · tm225504-1_4seq1.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
January 31, 2022 Filed Feb 4, 2022 00:56 UTC
Harris Matthew ScottChief Medical Officer
GrantCommon Stock, par value $0.0001 1,800 $6.86 $12,348.00
Disclosure

SEC source: 0001104659-22-011519 · tm225504-3_4seq1.xml · nonDerivative · entry 1

Harris Matthew Scott · CIK 0001787762 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,562

F1 · kind: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from August 1, 2021 through January 31, 2022.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on January 31, 2022.

Read SEC document
January 31, 2022 Filed Feb 4, 2022 00:56 UTC
Garg Vipin KDirector · President and CEO
GrantCommon Stock, par value $0.0001 2,757 $6.86 $18,913.02
Disclosure

SEC source: 0001104659-22-011518 · tm225504-2_4seq1.xml · nonDerivative · entry 1

Garg Vipin K · CIK 0001515813 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,958

F1 · kind: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from August 1, 2021 through January 31, 2022.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on January 31, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.