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ALSN

Allison Transmission Holdings Inc

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246
SEC CIK
0001411207
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1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2023 Filed Feb 27, 2023 19:32 UTC
Graziosi David S.Director · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 14,766 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004961 · form4.xml · derivative · entry 4

Graziosi David S. · CIK 0001543492 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,534

Underlying: Common Stock · 14,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:32 UTC
Graziosi David S.Director · President and CEO
Tax withholdingCommon Stock 6,666 $47.57 $317,101.62
Disclosure

SEC source: 0001062993-23-004961 · form4.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,359

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:32 UTC
Graziosi David S.Director · President and CEO
Exercise / conversionCommon Stock 314 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004961 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:32 UTC
Graziosi David S.Director · President and CEO
Exercise / conversionCommon Stock 14,766 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004961 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:31 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionDividend Equivalent Rights · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004960 · form4.xml · derivative · entry 5

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 22 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:31 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionRestricted Stock Units · Derivative 1,100 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004960 · form4.xml · derivative · entry 4

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:31 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Tax withholdingCommon Stock 381 $47.57 $18,124.17
Disclosure

SEC source: 0001062993-23-004960 · form4.xml · nonDerivative · entry 3

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,262

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:31 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionCommon Stock 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004960 · form4.xml · nonDerivative · entry 2

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:31 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionCommon Stock 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004960 · form4.xml · nonDerivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:30 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionDividend Equivalent Rights · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004959 · form4.xml · derivative · entry 5

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212

Underlying: Common Stock · 21 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:30 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,060 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004959 · form4.xml · derivative · entry 4

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,121

Underlying: Common Stock · 1,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:30 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 320 $47.57 $15,222.40
Disclosure

SEC source: 0001062993-23-004959 · form4.xml · nonDerivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,006

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:30 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 21 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004959 · form4.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:30 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004959 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 16:24 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
GrantRestricted Stock Units · Derivative 2,810 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004795 · form4.xml · derivative · entry 2

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,810

Underlying: Common Stock · 2,810 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

F3 · derivative.expiration_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 16:24 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
GrantEmployee Stock Option (right to buy) · Derivative 8,430 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001062993-23-004795 · form4.xml · derivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,430

Underlying: Common Stock · 8,430 shares

Expires 2033-02-22

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024

Read SEC document
February 22, 2023 Filed Feb 24, 2023 16:22 UTC
Coll JohnSVP, Global MSS
GrantRestricted Stock Units · Derivative 5,229 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004792 · form4.xml · derivative · entry 2

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,229

Underlying: Common Stock · 5,229 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

F3 · derivative.expiration_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 16:22 UTC
Coll JohnSVP, Global MSS
GrantEmployee Stock Option (right to buy) · Derivative 15,688 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001062993-23-004792 · form4.xml · derivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,688

Underlying: Common Stock · 15,688 shares

Expires 2033-02-22

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:31 UTC
Pittard Dana JHVP, Defense Programs
GrantRestricted Stock Units · Derivative 2,348 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004803 · form4.xml · derivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,348

Underlying: Common Stock · 2,348 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("the Company") common stock.

F3 · derivative.exercise_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

F3 · derivative.expiration_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:31 UTC
Pittard Dana JHVP, Defense Programs
GrantEmployee Stock Option (right to buy) · Derivative 7,043 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001062993-23-004803 · form4.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

Underlying: Common Stock · 7,043 shares

Expires 2033-02-22

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:29 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
GrantRestricted Stock Units · Derivative 2,810 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004801 · form4.xml · derivative · entry 2

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,810

Underlying: Common Stock · 2,810 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

F3 · derivative.expiration_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:29 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
GrantEmployee Stock Option (right to buy) · Derivative 8,430 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001062993-23-004801 · form4.xml · derivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,430

Underlying: Common Stock · 8,430 shares

Expires 2033-02-22

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:27 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 2,780 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004797 · form4.xml · derivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

F3 · derivative.expiration_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:27 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 8,339 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001062993-23-004797 · form4.xml · derivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,339

Underlying: Common Stock · 8,339 shares

Expires 2033-02-22

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:19 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantRestricted Stock Units · Derivative 8,725 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004790 · form4.xml · derivative · entry 2

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,725

Underlying: Common Stock · 8,725 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

F3 · derivative.expiration_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:19 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 26,175 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001062993-23-004790 · form4.xml · derivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,175

Underlying: Common Stock · 26,175 shares

Expires 2033-02-22

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:17 UTC
Graziosi David S.Director · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 40,252 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004787 · form4.xml · derivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,252

Underlying: Common Stock · 40,252 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

F3 · derivative.expiration_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:17 UTC
Graziosi David S.Director · Chairman, President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 120,757 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001062993-23-004787 · form4.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,757

Underlying: Common Stock · 120,757 shares

Expires 2033-02-22

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:15 UTC
Basso RafaelVP, Operations
GrantRestricted Stock Units · Derivative 2,658 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004784 · form4.xml · derivative · entry 2

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,658

Underlying: Common Stock · 2,658 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

F3 · derivative.expiration_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:15 UTC
Basso RafaelVP, Operations
GrantEmployee Stock Option (right to buy) · Derivative 7,975 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001062993-23-004784 · form4.xml · derivative · entry 1

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,975

Underlying: Common Stock · 7,975 shares

Expires 2033-02-22

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:13 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
GrantRestricted Stock Units · Derivative 2,887 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004781 · form4.xml · derivative · entry 2

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887

Underlying: Common Stock · 2,887 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

F3 · derivative.expiration_date: The RSUs vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:13 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
GrantEmployee Stock Option (right to buy) · Derivative 8,660 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001062993-23-004781 · form4.xml · derivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,660

Underlying: Common Stock · 8,660 shares

Expires 2033-02-22

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,378 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001062993-23-004535 · form4.xml · derivative · entry 10

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689

Underlying: Common Stock · 5,378 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest in three equal annual intallments beginning on February 10, 2022.

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February 21, 2023 Filed Feb 23, 2023 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,787 $0.00 Strike: $43.30 $0.00
Disclosure

SEC source: 0001062993-23-004535 · form4.xml · derivative · entry 9

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,787 shares

Expires 2028-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested on February 7, 2021.

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February 21, 2023 Filed Feb 23, 2023 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,401 $0.00 Strike: $37.11 $0.00
Disclosure

SEC source: 0001062993-23-004535 · form4.xml · derivative · entry 8

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,401 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested on February 22, 2020.

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February 21, 2023 Filed Feb 23, 2023 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,878 $0.00 Strike: $23.59 $0.00
Disclosure

SEC source: 0001062993-23-004535 · form4.xml · derivative · entry 7

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,878 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested on February 17, 2019.

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February 21, 2023 Filed Feb 23, 2023 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
SaleCommon Stock 5,541 $49.15 $272,357.88
Disclosure

SEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 6

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,245

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $48.6900 to $49.5250. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 21, 2023 Filed Feb 23, 2023 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
SaleCommon Stock 12,264 $48.33 $592,665.16
Disclosure

SEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 5

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,786

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.6926 to $48.6800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 21, 2023 Filed Feb 23, 2023 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 5,378 $43.13 $231,953.14
Disclosure

SEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 4

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 21, 2023 Filed Feb 23, 2023 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 5,787 $43.30 $250,577.10
Disclosure

SEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 4,401 $37.11 $163,321.11
Disclosure

SEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 5,878 $23.59 $138,662.02
Disclosure

SEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2023 Filed Feb 21, 2023 21:03 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,225 $0.00 Strike: $22.77 $0.00
Disclosure

SEC source: 0001062993-23-004216 · form4.xml · derivative · entry 4

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,225 shares

Expires 2023-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested on December 15, 2015.

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February 16, 2023 Filed Feb 21, 2023 21:03 UTC
Bohley G FrederickSVP, CFO & Treasurer
SaleCommon Stock 5,225 $50.00 $261,250.00
Disclosure

SEC source: 0001062993-23-004216 · form4.xml · nonDerivative · entry 2

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,659

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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February 16, 2023 Filed Feb 21, 2023 21:03 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 5,225 $22.77 $118,973.25
Disclosure

SEC source: 0001062993-23-004216 · form4.xml · nonDerivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2023 Filed Feb 21, 2023 21:01 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
SaleCommon Stock 6,000 $48.24 $289,468.80
Disclosure

SEC source: 0001062993-23-004214 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $48.0000 to $48.6550. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 10, 2023 Filed Feb 14, 2023 16:26 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionDividend Equivalent Rights · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003414 · form4.xml · derivative · entry 5

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198

Underlying: Common Stock · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

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February 10, 2023 Filed Feb 14, 2023 16:26 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionRestricted Stock Units · Derivative 743 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003414 · form4.xml · derivative · entry 4

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744

Underlying: Common Stock · 743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

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February 10, 2023 Filed Feb 14, 2023 16:26 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Tax withholdingCommon Stock 270 $45.32 $12,236.40
Disclosure

SEC source: 0001062993-23-003414 · form4.xml · nonDerivative · entry 3

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,674

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

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February 10, 2023 Filed Feb 14, 2023 16:26 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionCommon Stock 30 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003414 · form4.xml · nonDerivative · entry 2

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.