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ALSN

Allison Transmission Holdings Inc

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Tapewire entity
246
SEC CIK
0001411207
Parsed reports
1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2023 Filed Mar 1, 2023 00:34 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionRestricted Stock Units · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005199 · form4.xml · derivative · entry 4

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:34 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Tax withholdingCommon Stock 562 $47.54 $26,717.48
Disclosure

SEC source: 0001062993-23-005199 · form4.xml · nonDerivative · entry 3

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,877

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:34 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionCommon Stock 104 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005199 · form4.xml · nonDerivative · entry 2

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:34 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionCommon Stock 1,796 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005199 · form4.xml · nonDerivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:32 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionDividend Equivalent Rights · Derivative 377 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005193 · form4.xml · derivative · entry 6

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220

Underlying: Common Stock · 377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:32 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 6,198 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005193 · form4.xml · derivative · entry 5

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:32 UTC
Bohley G FrederickSVP, CFO & Treasurer
Tax withholdingCommon Stock 1,942 $47.54 $92,322.68
Disclosure

SEC source: 0001062993-23-005193 · form4.xml · nonDerivative · entry 3

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,368

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:32 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 377 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005193 · form4.xml · nonDerivative · entry 2

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:32 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 6,198 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005193 · form4.xml · nonDerivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:30 UTC
Basso RafaelVP, Operations
Exercise / conversionDividend Equivalent Rights · Derivative 59 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005190 · form4.xml · derivative · entry 5

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68

Underlying: Common Stock · 59 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:30 UTC
Basso RafaelVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 1,051 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005190 · form4.xml · derivative · entry 4

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:30 UTC
Basso RafaelVP, Operations
Tax withholdingCommon Stock 370 $47.54 $17,589.80
Disclosure

SEC source: 0001062993-23-005190 · form4.xml · nonDerivative · entry 3

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,848

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:30 UTC
Basso RafaelVP, Operations
Exercise / conversionCommon Stock 59 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005190 · form4.xml · nonDerivative · entry 2

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:30 UTC
Basso RafaelVP, Operations
Exercise / conversionCommon Stock 1,051 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005190 · form4.xml · nonDerivative · entry 1

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:22 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionDividend Equivalent Rights · Derivative 116 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005180 · form4.xml · derivative · entry 6

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Common Stock · 116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:22 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionRestricted Stock Units · Derivative 1,979 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005180 · form4.xml · derivative · entry 5

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:22 UTC
Pittard Dana JHVP, Defense Programs
Tax withholdingCommon Stock 660 $47.54 $31,376.40
Disclosure

SEC source: 0001062993-23-005180 · form4.xml · nonDerivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,206

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:22 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 116 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005180 · form4.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:22 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 1,979 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005180 · form4.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 14:34 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionDividend Equivalent Rights · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004963 · form4.xml · derivative · entry 5

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Stock · 21 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 14:34 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionRestricted Stock Units · Derivative 1,059 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004963 · form4.xml · derivative · entry 4

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118

Underlying: Common Stock · 1,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 23,2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 23,2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 23,2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 14:34 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Tax withholdingCommon Stock 377 $47.57 $17,933.89
Disclosure

SEC source: 0001062993-23-004963 · form4.xml · nonDerivative · entry 3

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,377

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 14:34 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionCommon Stock 21 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004963 · form4.xml · nonDerivative · entry 2

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 14:34 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionCommon Stock 1,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004963 · form4.xml · nonDerivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 23,2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 14:33 UTC
Coll JohnSVP, Global MSS
Exercise / conversionDividend Equivalent Rights · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004962 · form4.xml · derivative · entry 6

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394

Underlying: Common Stock · 40 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 14:33 UTC
Coll JohnSVP, Global MSS
Exercise / conversionRestricted Stock Units · Derivative 1,920 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004962 · form4.xml · derivative · entry 5

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,841

Underlying: Common Stock · 1,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 14:33 UTC
Coll JohnSVP, Global MSS
Tax withholdingCommon Stock 575 $47.57 $27,352.75
Disclosure

SEC source: 0001062993-23-004962 · form4.xml · nonDerivative · entry 3

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,697

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 14:33 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 40 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004962 · form4.xml · nonDerivative · entry 2

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 14:33 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 1,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004962 · form4.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:38 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionDividend Equivalent Rights · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004967 · form4.xml · derivative · entry 6

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:38 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionRestricted Stock Units · Derivative 895 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004967 · form4.xml · derivative · entry 5

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791

Underlying: Common Stock · 895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:38 UTC
Pittard Dana JHVP, Defense Programs
Tax withholdingCommon Stock 319 $47.57 $15,174.83
Disclosure

SEC source: 0001062993-23-004967 · form4.xml · nonDerivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,771

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:38 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004967 · form4.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:38 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 895 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004967 · form4.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:37 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionDividend Equivalent Rights · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004966 · form4.xml · derivative · entry 6

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597

Underlying: Common Stock · 61 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:37 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,886 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004966 · form4.xml · derivative · entry 5

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,772

Underlying: Common Stock · 2,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:37 UTC
Bohley G FrederickSVP, CFO & Treasurer
Tax withholdingCommon Stock 871 $47.57 $41,433.47
Disclosure

SEC source: 0001062993-23-004966 · form4.xml · nonDerivative · entry 3

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,735

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:37 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 61 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004966 · form4.xml · nonDerivative · entry 2

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:37 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 2,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004966 · form4.xml · nonDerivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:36 UTC
Basso RafaelVP, Operations
Exercise / conversionDividend Equivalent Rights · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004965 · form4.xml · derivative · entry 5

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127

Underlying: Common Stock · 20 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:36 UTC
Basso RafaelVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 999 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004965 · form4.xml · derivative · entry 4

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,999

Underlying: Common Stock · 999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:36 UTC
Basso RafaelVP, Operations
Tax withholdingCommon Stock 346 $47.57 $16,459.22
Disclosure

SEC source: 0001062993-23-004965 · form4.xml · nonDerivative · entry 3

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,108

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:36 UTC
Basso RafaelVP, Operations
Exercise / conversionCommon Stock 20 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004965 · form4.xml · nonDerivative · entry 2

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:36 UTC
Basso RafaelVP, Operations
Exercise / conversionCommon Stock 999 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004965 · form4.xml · nonDerivative · entry 1

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:35 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionDividend Equivalent Rights · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004964 · form4.xml · derivative · entry 5

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Stock · 21 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:35 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionRestricted Stock Units · Derivative 1,059 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004964 · form4.xml · derivative · entry 4

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118

Underlying: Common Stock · 1,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:35 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Tax withholdingCommon Stock 368 $47.57 $17,505.76
Disclosure

SEC source: 0001062993-23-004964 · form4.xml · nonDerivative · entry 3

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,539

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:35 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionCommon Stock 21 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004964 · form4.xml · nonDerivative · entry 2

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:35 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionCommon Stock 1,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004964 · form4.xml · nonDerivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:32 UTC
Graziosi David S.Director · President and CEO
Exercise / conversionDividend Equivalent Rights · Derivative 314 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004961 · form4.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147

Underlying: Common Stock · 314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.