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ALSN

Allison Transmission Holdings Inc

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246
SEC CIK
0001411207
Parsed reports
1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2023 Filed Mar 21, 2023 20:19 UTC
Milburn Ryan A.VP, Product Engineering
GrantDividend Equivalent Rights · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007380 · form4.xml · derivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Product Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:15 UTC
Graziosi David S.Director · Chairman, President and CEO
GrantDividend Equivalent Rights · Derivative 466 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007374 · form4.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,613

Underlying: Common Stock · 466 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:14 UTC GrantDividend Equivalent Rights · Derivative 211 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007371 · form4.xml · derivative · entry 1

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,794

Underlying: Common Stock · 211 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:13 UTC GrantDividend Equivalent Rights · Derivative 165 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007370 · form4.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,463

Underlying: Common Stock · 165 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:09 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantDividend Equivalent Rights · Derivative 94 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007365 · form4.xml · derivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314

Underlying: Common Stock · 94 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:08 UTC
Basso RafaelVP, Operations
GrantDividend Equivalent Rights · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007364 · form4.xml · derivative · entry 1

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:07 UTC GrantDividend Equivalent Rights · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007362 · form4.xml · derivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:05 UTC GrantDividend Equivalent Rights · Derivative 64 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007361 · form4.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:13 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
SaleCommon Stock 2,050 $48.36 $99,138.00
Disclosure

SEC source: 0001062993-23-006560 · form4.xml · nonDerivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,827

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:30 UTC
Pittard Dana JHVP, Defense Programs
GiftCommon Stock 2,546 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006252 · form4.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Indirect · Pittard Living Trust

Disclosed balance after: 13,404

F1 · kind: Represents transfer of shares to the Pittard Living Trust.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:30 UTC
Pittard Dana JHVP, Defense Programs
GiftCommon Stock 2,546 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006252 · form4.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,660

F1 · kind: Represents transfer of shares to the Pittard Living Trust.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:32 UTC
Graziosi David S.Director · PRESIDENT AND CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,453 $0.00 Strike: $37.11 $0.00
Disclosure

SEC source: 0001062993-23-006075 · form4.xml · derivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,453 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested on February 22, 2020.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:32 UTC
Graziosi David S.Director · PRESIDENT AND CEO
SaleCommon Stock 16,954 $48.20 $817,208.23
Disclosure

SEC source: 0001062993-23-006075 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,392

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $48.0000 to $48.3300. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:32 UTC
Graziosi David S.Director · PRESIDENT AND CEO
Exercise / conversionCommon Stock 8,453 $37.11 $313,690.83
Disclosure

SEC source: 0001062993-23-006075 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:15 UTC
Graziosi David S.Director · PRESIDENT AND CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,219 $0.00 Strike: $37.11 $0.00
Disclosure

SEC source: 0001415889-23-003804 · form4-03022023_090323.xml · derivative · entry 10

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,453

Underlying: Common Stock · 17,219 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested on February 22, 2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:15 UTC
Graziosi David S.Director · PRESIDENT AND CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,778 $0.00 Strike: $23.59 $0.00
Disclosure

SEC source: 0001415889-23-003804 · form4-03022023_090323.xml · derivative · entry 9

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,778 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested on February 17, 2019.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:15 UTC
Graziosi David S.Director · PRESIDENT AND CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,420 $0.00 Strike: $32.13 $0.00
Disclosure

SEC source: 0001415889-23-003804 · form4-03022023_090323.xml · derivative · entry 8

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,420 shares

Expires 2025-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested on February 19, 2018.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:15 UTC
Graziosi David S.Director · PRESIDENT AND CEO
SaleCommon Stock 91,528 $48.20 $4,411,283.49
Disclosure

SEC source: 0001415889-23-003804 · form4-03022023_090323.xml · nonDerivative · entry 6

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,893

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $48.0000 to $48.5529. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:15 UTC
Graziosi David S.Director · PRESIDENT AND CEO
Exercise / conversionCommon Stock 17,219 $37.11 $638,997.09
Disclosure

SEC source: 0001415889-23-003804 · form4-03022023_090323.xml · nonDerivative · entry 5

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:15 UTC
Graziosi David S.Director · PRESIDENT AND CEO
Exercise / conversionCommon Stock 27,778 $23.59 $655,283.02
Disclosure

SEC source: 0001415889-23-003804 · form4-03022023_090323.xml · nonDerivative · entry 4

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:15 UTC
Graziosi David S.Director · PRESIDENT AND CEO
Exercise / conversionCommon Stock 13,420 $32.13 $431,184.60
Disclosure

SEC source: 0001415889-23-003804 · form4-03022023_090323.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:15 UTC
Graziosi David S.Director · PRESIDENT AND CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,270 $0.00 Strike: $32.13 $0.00
Disclosure

SEC source: 0001415889-23-003804 · form4-03022023_090323.xml · derivative · entry 7

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,420

Underlying: Common Stock · 5,270 shares

Expires 2025-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested on February 19, 2018.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:15 UTC
Graziosi David S.Director · PRESIDENT AND CEO
SaleCommon Stock 8,625 $47.61 $410,647.46
Disclosure

SEC source: 0001415889-23-003804 · form4-03022023_090323.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,004

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.6000 to $47.6950. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:15 UTC
Graziosi David S.Director · PRESIDENT AND CEO
Exercise / conversionCommon Stock 5,270 $32.13 $169,325.10
Disclosure

SEC source: 0001415889-23-003804 · form4-03022023_090323.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 00:38 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,181 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001062993-23-005206 · form4.xml · derivative · entry 10

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,363

Underlying: Common Stock · 3,181 shares

Expires 2032-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 23, 2023.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 00:38 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,761 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001062993-23-005206 · form4.xml · derivative · entry 9

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,761 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested on February 25, 2023.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 00:38 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
SaleCommon Stock 9,121 $47.68 $434,858.27
Disclosure

SEC source: 0001062993-23-005206 · form4.xml · nonDerivative · entry 6

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,508

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.5100 to $47.7600. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 00:38 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 3,181 $39.42 $125,395.02
Disclosure

SEC source: 0001062993-23-005206 · form4.xml · nonDerivative · entry 5

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 00:38 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 6,761 $43.24 $292,345.64
Disclosure

SEC source: 0001062993-23-005206 · form4.xml · nonDerivative · entry 4

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 19:33 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionDividend Equivalent Rights · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005195 · form4.xml · derivative · entry 5

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 19:33 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionRestricted Stock Units · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005195 · form4.xml · derivative · entry 4

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 25,2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 25,2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 25,2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 19:33 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Tax withholdingCommon Stock 582 $47.54 $27,668.28
Disclosure

SEC source: 0001062993-23-005195 · form4.xml · nonDerivative · entry 3

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,695

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 19:33 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionCommon Stock 104 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005195 · form4.xml · nonDerivative · entry 2

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

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February 25, 2023 Filed Feb 28, 2023 19:33 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionCommon Stock 1,796 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005195 · form4.xml · nonDerivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 25,2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 19:35 UTC
Coll JohnSVP, Global MSS
Exercise / conversionDividend Equivalent Rights · Derivative 248 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005202 · form4.xml · derivative · entry 6

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146

Underlying: Common Stock · 248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 19:35 UTC
Coll JohnSVP, Global MSS
Exercise / conversionRestricted Stock Units · Derivative 4,120 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005202 · form4.xml · derivative · entry 5

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 19:35 UTC
Coll JohnSVP, Global MSS
Tax withholdingCommon Stock 1,277 $47.54 $60,708.58
Disclosure

SEC source: 0001062993-23-005202 · form4.xml · nonDerivative · entry 3

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,788

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 19:35 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 248 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005202 · form4.xml · nonDerivative · entry 2

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 19:35 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 4,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005202 · form4.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:38 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionDividend Equivalent Rights · Derivative 133 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005206 · form4.xml · derivative · entry 8

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

Underlying: Common Stock · 133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:38 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,254 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005206 · form4.xml · derivative · entry 7

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:38 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 706 $47.54 $33,563.24
Disclosure

SEC source: 0001062993-23-005206 · form4.xml · nonDerivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,687

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:38 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 133 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005206 · form4.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:38 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,254 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005206 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:36 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionDividend Equivalent Rights · Derivative 133 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005204 · form4.xml · derivative · entry 5

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82

Underlying: Common Stock · 133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:36 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionRestricted Stock Units · Derivative 2,254 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005204 · form4.xml · derivative · entry 4

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:36 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Tax withholdingCommon Stock 697 $47.54 $33,135.38
Disclosure

SEC source: 0001062993-23-005204 · form4.xml · nonDerivative · entry 3

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,952

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:36 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionCommon Stock 133 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005204 · form4.xml · nonDerivative · entry 2

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:36 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionCommon Stock 2,254 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-005204 · form4.xml · nonDerivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2023 Filed Mar 1, 2023 00:34 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionDividend Equivalent Rights · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005199 · form4.xml · derivative · entry 5

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.