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ALSN

Allison Transmission Holdings Inc

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246
SEC CIK
0001411207
Parsed reports
1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2024 Filed Feb 13, 2024 16:33 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
GrantPefromance Stock Units · Derivative 3,634 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003002 · form4.xml · derivative · entry 6

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,634

Underlying: Common Stock · 3,634 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 3,634 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2024.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2024.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 16:30 UTC
Coll JohnSVP, Global MSS
GrantPefromance Stock Units · Derivative 7,944 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003000 · form4.xml · derivative · entry 7

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,944

Underlying: Common Stock · 7,944 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU) represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 7,944 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2024.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2024.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:37 UTC
van Niekerk TeresaVP, Chief Procurement Officer
GrantPefromance Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003007 · form4.xml · derivative · entry 6

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock · 4,498 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 4,498 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2024.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2024.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:35 UTC
Graziosi David S.Director · Chairman, President and CEO
GrantPefromance Stock Units · Derivative 62,199 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003004 · form4.xml · derivative · entry 6

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,199

Underlying: Common Stock · 62,199 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 62,199 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2024.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2024.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:24 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantPefromance Stock Units · Derivative 11,939 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002996 · form4.xml · derivative · entry 7

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,939

Underlying: Common Stock · 11,939 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 11,939 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2024.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2024.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:20 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
GrantPefromance Stock Units · Derivative 4,383 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002993 · form4.xml · derivative · entry 6

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,383

Underlying: Common Stock · 4,383 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 4,383 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2024.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2024.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
GrantPefromance Stock Units · Derivative 3,739 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002990 · form4.xml · derivative · entry 7

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,739

Underlying: Common Stock · 3,739 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 3,739 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2024.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2024.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:15 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
GrantPefromance Stock Units · Derivative 3,634 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002984 · form4.xml · derivative · entry 6

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,634

Underlying: Common Stock · 3,634 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 3,634 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2024.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2024.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 16:33 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
Exercise / conversionDividend Equivalent Rights · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003002 · form4.xml · derivative · entry 5

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132

Underlying: Common Stock · 42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 16:33 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
Exercise / conversionRestricted Stock Units · Derivative 744 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003002 · form4.xml · derivative · entry 4

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 16:33 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
Tax withholdingCommon Stock 274 $61.70 $16,905.80
Disclosure

SEC source: 0001062993-24-003002 · form4.xml · nonDerivative · entry 3

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,207

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 16:33 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
Exercise / conversionCommon Stock 42 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-003002 · form4.xml · nonDerivative · entry 2

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 16:33 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
Exercise / conversionCommon Stock 744 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-003002 · form4.xml · nonDerivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 16:30 UTC
Coll JohnSVP, Global MSS
Exercise / conversionDividend Equivalent Rights · Derivative 96 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003000 · form4.xml · derivative · entry 6

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247

Underlying: Common Stock · 96 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 16:30 UTC
Coll JohnSVP, Global MSS
Exercise / conversionRestricted Stock Units · Derivative 1,625 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003000 · form4.xml · derivative · entry 5

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 16:30 UTC
Coll JohnSVP, Global MSS
Tax withholdingCommon Stock 594 $61.70 $36,649.80
Disclosure

SEC source: 0001062993-24-003000 · form4.xml · nonDerivative · entry 3

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,915

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 16:30 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 96 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-003000 · form4.xml · nonDerivative · entry 2

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 16:30 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 1,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-003000 · form4.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:37 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionDividend Equivalent Rights · Derivative 52 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003007 · form4.xml · derivative · entry 5

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137

Underlying: Common Stock · 52 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:37 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionRestricted Stock Units · Derivative 920 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003007 · form4.xml · derivative · entry 4

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:37 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Tax withholdingCommon Stock 329 $61.70 $20,299.30
Disclosure

SEC source: 0001062993-24-003007 · form4.xml · nonDerivative · entry 3

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,926

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:37 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionCommon Stock 52 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-003007 · form4.xml · nonDerivative · entry 2

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:37 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionCommon Stock 920 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-003007 · form4.xml · nonDerivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:35 UTC
Graziosi David S.Director · Chairman, President and CEO
Exercise / conversionDividend Equivalent Rights · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003004 · form4.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,932

Underlying: Common Stock · 770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:35 UTC
Graziosi David S.Director · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 12,720 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003004 · form4.xml · derivative · entry 4

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:35 UTC
Graziosi David S.Director · Chairman, President and CEO
Tax withholdingCommon Stock 3,975 $61.70 $245,257.50
Disclosure

SEC source: 0001062993-24-003004 · form4.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,907

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:35 UTC
Graziosi David S.Director · Chairman, President and CEO
Exercise / conversionCommon Stock 770 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-003004 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:35 UTC
Graziosi David S.Director · Chairman, President and CEO
Exercise / conversionCommon Stock 12,720 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-003004 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:27 UTC
Basso RafaelVP, Operations
Exercise / conversionDividend Equivalent Rights · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002998 · form4.xml · derivative · entry 5

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132

Underlying: Common Stock · 22 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:27 UTC
Basso RafaelVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 415 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002998 · form4.xml · derivative · entry 4

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:27 UTC
Basso RafaelVP, Operations
Tax withholdingCommon Stock 149 $61.70 $9,193.30
Disclosure

SEC source: 0001062993-24-002998 · form4.xml · nonDerivative · entry 3

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,306

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:27 UTC
Basso RafaelVP, Operations
Exercise / conversionCommon Stock 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002998 · form4.xml · nonDerivative · entry 2

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:27 UTC
Basso RafaelVP, Operations
Exercise / conversionCommon Stock 415 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002998 · form4.xml · nonDerivative · entry 1

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:24 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionDividend Equivalent Rights · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002996 · form4.xml · derivative · entry 6

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389

Underlying: Common Stock · 145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:24 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,442 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002996 · form4.xml · derivative · entry 5

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:24 UTC
Bohley G FrederickSVP, CFO & Treasurer
Tax withholdingCommon Stock 848 $61.70 $52,321.60
Disclosure

SEC source: 0001062993-24-002996 · form4.xml · nonDerivative · entry 3

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,107

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:24 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 145 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002996 · form4.xml · nonDerivative · entry 2

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:24 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 2,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002996 · form4.xml · nonDerivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:20 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionDividend Equivalent Rights · Derivative 51 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002993 · form4.xml · derivative · entry 5

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132

Underlying: Common Stock · 51 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:20 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 897 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002993 · form4.xml · derivative · entry 4

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:20 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 330 $61.70 $20,361.00
Disclosure

SEC source: 0001062993-24-002993 · form4.xml · nonDerivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,519

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:20 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 51 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002993 · form4.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:20 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 897 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002993 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionDividend Equivalent Rights · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002990 · form4.xml · derivative · entry 6

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111

Underlying: Common Stock · 44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionRestricted Stock Units · Derivative 765 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002990 · form4.xml · derivative · entry 5

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
Tax withholdingCommon Stock 282 $61.70 $17,399.40
Disclosure

SEC source: 0001062993-24-002990 · form4.xml · nonDerivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,187

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 44 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002990 · form4.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 765 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002990 · form4.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:15 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionDividend Equivalent Rights · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002984 · form4.xml · derivative · entry 5

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132

Underlying: Common Stock · 42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:15 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
Exercise / conversionRestricted Stock Units · Derivative 744 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002984 · form4.xml · derivative · entry 4

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.