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ALSN

Allison Transmission Holdings Inc

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246
SEC CIK
0001411207
Parsed reports
1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2024 Filed Feb 23, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionRestricted Stock Units · Derivative 782 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004249 · form4.xml · derivative · entry 7

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,566

Underlying: Common Stock · 782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
Tax withholdingCommon Stock 355 $73.39 $26,053.45
Disclosure

SEC source: 0001062993-24-004249 · form4.xml · nonDerivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,628

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 14 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-004249 · form4.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 782 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-004249 · form4.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:01 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,347 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001062993-24-004433 · form4.xml · derivative · entry 4

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,696

Underlying: Common Stock · 2,347 shares

Expires 2033-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:01 UTC
Pittard Dana JHVP, Defense Programs
SaleCommon Stock 2,347 $72.09 $169,195.23
Disclosure

SEC source: 0001062993-24-004433 · form4.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,628

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2023.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:01 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 2,347 $47.35 $111,130.45
Disclosure

SEC source: 0001062993-24-004433 · form4.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:26 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
GrantRestricted Stock Units · Derivative 2,146 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004263 · form4.xml · derivative · entry 5

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,146

Underlying: Common Stock · 2,146 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:26 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
GrantEmployee Stock Option (right to buy) · Derivative 6,438 $0.00 Strike: $70.88 $0.00
Disclosure

SEC source: 0001062993-24-004263 · form4.xml · derivative · entry 4

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,438

Underlying: Common Stock · 6,438 shares

Expires 2034-02-21

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:28 UTC
Coll JohnSVP, Global MSS
GrantRestricted Stock Units · Derivative 3,997 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004265 · form4.xml · derivative · entry 6

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,997

Underlying: Common Stock · 3,997 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:28 UTC
Coll JohnSVP, Global MSS
GrantEmployee Stock Option (right to buy) · Derivative 11,993 $0.00 Strike: $70.88 $0.00
Disclosure

SEC source: 0001062993-24-004265 · form4.xml · derivative · entry 5

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,993

Underlying: Common Stock · 11,993 shares

Expires 2034-02-21

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:38 UTC
Basso RafaelVP, Operations
GrantRestricted Stock Units · Derivative 2,146 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004275 · form4.xml · derivative · entry 5

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,146

Underlying: Common Stock · 2,146 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:38 UTC
Basso RafaelVP, Operations
GrantEmployee Stock Option (right to buy) · Derivative 6,438 $0.00 Strike: $70.88 $0.00
Disclosure

SEC source: 0001062993-24-004275 · form4.xml · derivative · entry 4

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,438

Underlying: Common Stock · 6,438 shares

Expires 2034-02-21

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:36 UTC
van Niekerk TeresaVP, Chief Procurement Officer
GrantRestricted Stock Units · Derivative 2,208 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004272 · form4.xml · derivative · entry 5

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,208

Underlying: Common Stock · 2,208 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:36 UTC
van Niekerk TeresaVP, Chief Procurement Officer
GrantEmployee Stock Option (right to buy) · Derivative 6,625 $0.00 Strike: $70.88 $0.00
Disclosure

SEC source: 0001062993-24-004272 · form4.xml · derivative · entry 4

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,625

Underlying: Common Stock · 6,625 shares

Expires 2034-02-21

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:34 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 2,219 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004270 · form4.xml · derivative · entry 5

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,219

Underlying: Common Stock · 2,219 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:34 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 6,659 $0.00 Strike: $70.88 $0.00
Disclosure

SEC source: 0001062993-24-004270 · form4.xml · derivative · entry 4

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,659

Underlying: Common Stock · 6,659 shares

Expires 2034-02-21

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:24 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
GrantRestricted Stock Units · Derivative 2,146 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004260 · form4.xml · derivative · entry 5

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,146

Underlying: Common Stock · 2,146 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:24 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
GrantEmployee Stock Option (right to buy) · Derivative 6,438 $0.00 Strike: $70.88 $0.00
Disclosure

SEC source: 0001062993-24-004260 · form4.xml · derivative · entry 4

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,438

Underlying: Common Stock · 6,438 shares

Expires 2034-02-21

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:22 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantRestricted Stock Units · Derivative 6,669 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004258 · form4.xml · derivative · entry 6

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,669

Underlying: Common Stock · 6,669 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:22 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 20,010 $0.00 Strike: $70.88 $0.00
Disclosure

SEC source: 0001062993-24-004258 · form4.xml · derivative · entry 5

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,010

Underlying: Common Stock · 20,010 shares

Expires 2034-02-21

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
GrantRestricted Stock Units · Derivative 1,795 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004249 · form4.xml · derivative · entry 6

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,795

Underlying: Common Stock · 1,795 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:17 UTC
Pittard Dana JHVP, Defense Programs
GrantEmployee Stock Option (right to buy) · Derivative 5,385 $0.00 Strike: $70.88 $0.00
Disclosure

SEC source: 0001062993-24-004249 · form4.xml · derivative · entry 5

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,385

Underlying: Common Stock · 5,385 shares

Expires 2034-02-21

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 21, 2025.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:09 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,689 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001062993-24-004064 · form4.xml · derivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,689 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:09 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
SaleCommon Stock 2,040 $70.47 $143,758.80
Disclosure

SEC source: 0001062993-24-004064 · form4.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,168

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:09 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,689 $43.13 $115,976.57
Disclosure

SEC source: 0001062993-24-004064 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,685 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · derivative · entry 18

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,372

Underlying: Common Stock · 2,685 shares

Expires 2032-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 23, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,883 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · derivative · entry 17

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,883 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,937 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · derivative · entry 16

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,937 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options vested on February 25, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,905 $0.00 Strike: $49.60 $0.00
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · derivative · entry 15

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,905 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vested on February 20, 2022.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,196 $0.00 Strike: $43.30 $0.00
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · derivative · entry 14

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,196 shares

Expires 2028-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vested on February 7, 2021.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,929 $0.00 Strike: $37.11 $0.00
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · derivative · entry 13

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,929 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested on February 22, 2020.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,410 $0.00 Strike: $23.59 $0.00
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · derivative · entry 12

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,410 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested on February 17, 2019.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
SaleCommon Stock 7 $69.69 $487.83
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · nonDerivative · entry 10

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,187

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
SaleCommon Stock 31,475 $68.91 $2,169,017.79
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · nonDerivative · entry 9

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,194

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2023.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $68.6200 to $69.6000. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
SaleCommon Stock 7,463 $67.88 $506,600.38
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · nonDerivative · entry 8

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,669

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $67.6100 to $68.5600. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 2,685 $39.42 $105,842.70
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · nonDerivative · entry 7

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 6,883 $43.13 $296,863.79
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · nonDerivative · entry 6

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 5,937 $43.24 $256,715.88
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · nonDerivative · entry 5

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 5,905 $49.60 $292,888.00
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · nonDerivative · entry 4

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 6,196 $43.30 $268,286.80
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · nonDerivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 4,929 $37.11 $182,915.19
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2024 Filed Feb 22, 2024 21:06 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 6,410 $23.59 $151,211.90
Disclosure

SEC source: 0001062993-24-004060 · form4.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2024 Filed Feb 27, 2024 21:44 UTC
Graziosi David S.Director · Chair, President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 76,318 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001062993-24-004602 · form4.xml · derivative · entry 6

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,160

Underlying: Common Stock · 76,318 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 10, 2022.

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February 20, 2024 Filed Feb 27, 2024 21:44 UTC
Graziosi David S.Director · Chair, President and CEO
SaleCommon Stock 76,318 $70.57 $5,386,043.64
Disclosure

SEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,479

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 20, 2024 Filed Feb 27, 2024 21:44 UTC
Graziosi David S.Director · Chair, President and CEO
Exercise / conversionCommon Stock 76,318 $43.13 $3,291,595.34
Disclosure

SEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 21:02 UTC
Graziosi David S.Director · Chairman, President and CEO
SaleCommon Stock 1,443 $71.53 $103,221.54
Disclosure

SEC source: 0001062993-24-003622 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,841

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $71.4800 to $71.5900. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 16, 2024 Filed Feb 20, 2024 21:02 UTC
Graziosi David S.Director · Chairman, President and CEO
SaleCommon Stock 66,623 $71.02 $4,731,652.07
Disclosure

SEC source: 0001062993-24-003622 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,284

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.4600 to $71.4500. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 14, 2024 Filed Feb 15, 2024 16:07 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
SaleCommon Stock 512 $70.00 $35,840.00
Disclosure

SEC source: 0001062993-24-003297 · form4.xml · nonDerivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,695

F1 · shares: The sale reported in this Form 4 was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2023.

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February 14, 2024 Filed Feb 15, 2024 21:05 UTC
Milburn Ryan A.VP, Product Engr. & Tech Dev.
SaleCommon Stock 519 $70.00 $36,330.00
Disclosure

SEC source: 0001062993-24-003294 · form4.xml · nonDerivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Product Engr. & Tech Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,827

F1 · shares: The sale reported in this Form 4 was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.