ALSN

SEC source: 0001062993-24-005672 · form4.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Indirect · Pittard Living Trust

Disclosed balance after: 16,965

F1 · kind: Represents the transfer of shares by the reporting person to the Pittard Living Trust.

SEC source: 0001062993-24-005672 · form4.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,660

F1 · kind: Represents the transfer of shares by the reporting person to the Pittard Living Trust.

SEC source: 0001062993-24-004912 · form4.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,788

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $75.5200 to $75.9300. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-24-004907 · form4.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Indirect · Pittard Living Trust

Disclosed balance after: 14,887

F1 · kind: Represents the transfer of shares by the reporting person to the Pittard Living Trust.

SEC source: 0001062993-24-004907 · form4.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,660

F1 · kind: Represents the transfer of shares by the reporting person to the Pittard Living Trust.

SEC source: 0001062993-24-005082 · form4.xml · derivative · entry 3

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005082 · form4.xml · nonDerivative · entry 2

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,259

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

SEC source: 0001062993-24-005082 · form4.xml · nonDerivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005079 · form4.xml · derivative · entry 4

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005079 · form4.xml · nonDerivative · entry 2

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,420

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

SEC source: 0001062993-24-005079 · form4.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005095 · form4.xml · derivative · entry 3

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005095 · form4.xml · nonDerivative · entry 2

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,054

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

SEC source: 0001062993-24-005095 · form4.xml · nonDerivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005091 · form4.xml · derivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005091 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,833

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

SEC source: 0001062993-24-005091 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005072 · form4.xml · derivative · entry 4

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005072 · form4.xml · nonDerivative · entry 2

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,111

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

SEC source: 0001062993-24-005072 · form4.xml · nonDerivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005069 · form4.xml · derivative · entry 4

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005069 · form4.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,738

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

SEC source: 0001062993-24-005069 · form4.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005065 · form4.xml · derivative · entry 3

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005065 · form4.xml · nonDerivative · entry 2

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,328

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

SEC source: 0001062993-24-005065 · form4.xml · nonDerivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005062 · form4.xml · derivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-005062 · form4.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,372

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

SEC source: 0001062993-24-005062 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

SEC source: 0001062993-24-004730 · form4.xml · derivative · entry 8

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,301

Underlying: Common Stock · 88,600 shares

Expires 2032-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 24, 2023.

SEC source: 0001062993-24-004730 · form4.xml · derivative · entry 7

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,464 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 10, 2022.

SEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 5

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,064

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.4700 to $75.4500. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 4

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-004922 · form4.xml · nonDerivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,695

F1 · shares: The sale reported in this Form 4 was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2023.

SEC source: 0001062993-24-004929 · form4.xml · derivative · entry 4

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,150 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested on February 19, 2018.

SEC source: 0001062993-24-004929 · form4.xml · nonDerivative · entry 2

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,312

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.8500 to $75.0100. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-24-004929 · form4.xml · nonDerivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-004926 · form4.xml · derivative · entry 6

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,620

Underlying: Common Stock · 2,810 shares

Expires 2033-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024.

SEC source: 0001062993-24-004926 · form4.xml · derivative · entry 5

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,266

Underlying: Common Stock · 3,190 shares

Expires 2028-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested on February 7, 2021.

SEC source: 0001062993-24-004926 · form4.xml · nonDerivative · entry 4

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,456

F2 · price: The price reported is a weighted average price.The shares were sold in multiple transactions at per share prices ranging from $74.7500 to $74.8300. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-24-004926 · form4.xml · nonDerivative · entry 3

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-004926 · form4.xml · nonDerivative · entry 2

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-004926 · form4.xml · nonDerivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,456

F1 · shares: This sale was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2023.

SEC source: 0001062993-24-004591 · form4.xml · derivative · entry 12

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,774

Underlying: Common Stock · 2,886 shares

Expires 2033-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024.

SEC source: 0001062993-24-004591 · form4.xml · derivative · entry 11

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,303

Underlying: Common Stock · 3,302 shares

Expires 2032-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 23, 2023.

SEC source: 0001062993-24-004591 · form4.xml · derivative · entry 10

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,761 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 10, 2022.

SEC source: 0001062993-24-004591 · form4.xml · nonDerivative · entry 7

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,112

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.7488 to $74.9799. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-24-004591 · form4.xml · nonDerivative · entry 6

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-004591 · form4.xml · nonDerivative · entry 5

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.