ALRM

SEC source: 0001012975-17-000216 · edgar.xml · nonDerivative · entry 1

ABS Capital Partners V Trust · CIK 0001666625 · 10% owner

ABS Capital Partners, Inc. · CIK 0001682660 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,337,646

F1 · kind: On March 13, 2017, ABS Capital Partners V Trust (the "ABS Trust") distributed 2,000,000 shares of the Issuer's Common Stock on a pro rata basis to its beneficiaries.

F2 · ownership.direct: The shares of Common Stock are owned directly by the ABS Trust. ABS Capital Partners, Inc., as trustee of the ABS Trust, may be deemed to be the beneficial owner of the securities held by the ABS Trust. ABS Capital Partners, Inc. disclaims beneficial ownership of the securities held by the ABS Trust except to the extent of its pecuniary interest therein.

SEC source: 0001209191-17-018796 · doc4.xml · nonDerivative · entry 1

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,022

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.70 - $28.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-17-018778 · doc4.xml · derivative · entry 3

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,764

Underlying: Common Stock · 30,000 shares

Expires 2019-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-17-018778 · doc4.xml · nonDerivative · entry 2

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,904

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.81 - $29.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-17-018778 · doc4.xml · nonDerivative · entry 1

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-013830 · doc4.xml · nonDerivative · entry 1

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,522

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.84 - $29.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-17-009712 · doc4.xml · nonDerivative · entry 2

Kerzner Daniel · CIK 0001642717 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,341

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 - $28.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

SEC source: 0001209191-17-009712 · doc4.xml · nonDerivative · entry 1

Kerzner Daniel · CIK 0001642717 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,341

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 - $27.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-17-008749 · doc4.xml · nonDerivative · entry 1

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,024

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 - $27.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-17-008747 · doc4.xml · derivative · entry 3

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,764

Underlying: Common Stock · 40,000 shares

Expires 2019-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-17-008747 · doc4.xml · nonDerivative · entry 2

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,904

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.19 - $27.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-17-008747 · doc4.xml · nonDerivative · entry 1

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-005735 · doc4.xml · nonDerivative · entry 1

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,522

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.90 - $28.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-17-003402 · doc4.xml · nonDerivative · entry 1

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,022

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.28 - $27.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-17-003401 · doc4.xml · derivative · entry 3

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,764

Underlying: Common Stock · 40,000 shares

Expires 2019-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-17-003401 · doc4.xml · nonDerivative · entry 2

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,904

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 - $27.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-17-003401 · doc4.xml · nonDerivative · entry 1

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-156544 · doc4.xml · nonDerivative · entry 1

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,522

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.26 - $27.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-16-156187 · doc4.xml · nonDerivative · entry 1

Gollinger Allan Jon · CIK 0001682412 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,135

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.97 - $28.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

SEC source: 0001209191-16-154200 · doc4.xml · derivative · entry 3

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,764

Underlying: Common Stock · 50,000 shares

Expires 2019-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-16-154200 · doc4.xml · nonDerivative · entry 2

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,904

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.10 - $28.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-16-154200 · doc4.xml · nonDerivative · entry 1

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-154197 · doc4.xml · nonDerivative · entry 1

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,022

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.35 - $28.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-16-152506 · doc4.xml · nonDerivative · entry 1

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,742

F1 · kind: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust.

F1 · shares: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust.

F1 · price: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust.

F1 · acquired: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust.

SEC source: 0001123292-16-002996 · edgar.xml · nonDerivative · entry 1

ABS Capital Partners V Trust · CIK 0001666625 · 10% owner

ABS Capital Partners, Inc. · CIK 0001682660 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,337,646

F1 · kind: On November 28, 2016, ABS Capital Partners V Trust (the "ABS Trust") distributed 2,000,000 shares of the Issuer's Common Stock on a pro rata basis to its beneficiaries.

F2 · ownership.direct: The shares of Common Stock are owned directly by the ABS Trust. ABS Capital Partners, Inc., as trustee of the ABS Trust, may be deemed to be the beneficial owner of the securities held by the ABS Trust. ABS Capital Partners, Inc. disclaims beneficial ownership of the securities held by the ABS Trust except to the extent of its pecuniary interest therein.

SEC source: 0001209191-17-010451 · doc5.xml · nonDerivative · entry 1

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,817

F1 · ownership.direct: Includes (i) 65,078 shares previously held by the Stephen Trundle 2015 2 Year GRAT (the "2 Year GRAT"), and (ii) 24,838 shares previously held by the Stephen Trundle 2015 4 Year GRAT (the "4 Year GRAT"), which were distributed to the Reporting Person on September 1, 2016 and are now owned directly.

SEC source: 0001209191-16-151959 · doc4.xml · nonDerivative · entry 1

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,522

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.33 - $29.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-16-151461 · doc4.xml · nonDerivative · entry 3

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,130

SEC source: 0001209191-16-151963 · doc4.xml · nonDerivative · entry 1

Kerzner Daniel · CIK 0001642717 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,341

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.40 - $29.675, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

SEC source: 0001209191-16-151461 · doc4.xml · nonDerivative · entry 2

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,423

SEC source: 0001209191-16-151461 · doc4.xml · nonDerivative · entry 1

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,364

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 - $29.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

SEC source: 0001209191-16-150959 · doc4.xml · derivative · entry 2

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2026-11-14

F3 · derivative.exercise_date: 20% of the shares underlying the option shall vest and become exercisable on November 15, 2017; the remainder of the shares underlying the option shall vest and become exercisable ratably on a monthly basis over the following four (4) years on the first day of each month beginning on December 1, 2017, subject to the Reporting Person's continuous service with the Issuer as of each such date.

SEC source: 0001209191-16-150959 · doc4.xml · nonDerivative · entry 1

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,842

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: These shares shall vest as follows: 40% of the restricted stock units shall vest on each of November 15, 2018 and November 15, 2020; the final 20% of the restricted stock units shall vest on November 15, 2021, subject to the Reporting Person providing continuous service to the Issuer as of each such vesting date.

SEC source: 0001209191-16-149398 · doc4.xml · nonDerivative · entry 1

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,022

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.40 - $29.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-16-147204 · doc4.xml · derivative · entry 4

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,764

Underlying: Common Stock · 50,000 shares

Expires 2019-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-16-147204 · doc4.xml · nonDerivative · entry 3

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,904

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-16-147204 · doc4.xml · nonDerivative · entry 2

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,485

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.73 - $29.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-16-147204 · doc4.xml · nonDerivative · entry 1

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-146517 · doc4.xml · nonDerivative · entry 1

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,522

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.54 - $30.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0001209191-16-141627 · doc4.xml · derivative · entry 3

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,764

Underlying: Common Stock · 50,000 shares

Expires 2019-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-16-141627 · doc4.xml · nonDerivative · entry 2

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,904

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.63 - $24.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

SEC source: 0001209191-16-141627 · doc4.xml · nonDerivative · entry 1

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.