ALRM

SEC source: 0001209191-19-023076 · doc4.xml · derivative · entry 3

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-03-31

F6 · derivative.exercise_date: This option shall vest and become exercisable in sixty (60) equal monthly installments on the 1st day of each calendar month beginning on May 1, 2019, subject to the Reporting Person's continued service with the Issuer through each such date.

SEC source: 0001209191-19-023076 · doc4.xml · nonDerivative · entry 1

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,724

F1 · security: This security represents restricted stock units granted under the Issuer's 2015 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The restricted stock unit (the "RSU") shall vest in five (5) equal annual installments beginning on April 1, 2020, such that the RSU shall be fully vested on April 1, 2024, subject to the Reporting Person's continued service with the Issuer through each such date.

F3 · balance_after: Includes 158 shares acquired under the Alarm.com Holdings, Inc. 2015 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001209191-19-023069 · doc4.xml · derivative · entry 3

BEDELL JEFFREY A · CIK 0001203474 · Chief Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-03-31

F5 · derivative.exercise_date: This option shall vest and become exercisable in sixty (60) equal monthly installments on the 1st day of each calendar month beginning on May 1, 2019, subject to the Reporting Person's continued service with the Issuer through each such date.

SEC source: 0001209191-19-023069 · doc4.xml · nonDerivative · entry 1

BEDELL JEFFREY A · CIK 0001203474 · Chief Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,100

F1 · security: This security represents restricted stock units granted under the Issuer's 2015 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The restricted stock unit (the "RSU") shall vest in five (5) equal annual installments beginning on April 1, 2020, such that the RSU shall be fully vested on April 1, 2024, subject to the Reporting Person's continued service with the Issuer through each such date.

SEC source: 0001209191-19-016487 · doc4.xml · derivative · entry 3

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,667

Underlying: Common Stock · 1,083 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 20% of the shares underlying the option vested and became exercisable on November 15, 2017; the remainder of the shares underlying the option shall vest and become exercisable ratably on a monthly basis over the following four (4) years on the first day of each month beginning on December 1, 2017, subject to the Reporting Person's continuous service with the Issuer as of each such date.

SEC source: 0001209191-19-016487 · doc4.xml · nonDerivative · entry 2

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,049

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-016487 · doc4.xml · nonDerivative · entry 1

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-007372 · doc4.xml · derivative · entry 3

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,750

Underlying: Common Stock · 1,084 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 20% of the shares underlying the option vested and became exercisable on November 15, 2017; the remainder of the shares underlying the option shall vest and become exercisable ratably on a monthly basis over the following four (4) years on the first day of each month beginning on December 1, 2017, subject to the Reporting Person's continuous service with the Issuer as of each such date.

SEC source: 0001209191-19-007372 · doc4.xml · nonDerivative · entry 2

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,049

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-007372 · doc4.xml · nonDerivative · entry 1

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-003963 · doc4.xml · derivative · entry 13

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,000

Underlying: Common Stock · 1,200 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: This option is fully vested and immediately exercisable.

SEC source: 0001209191-19-003963 · doc4.xml · nonDerivative · entry 7

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,714

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-003963 · doc4.xml · nonDerivative · entry 6

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-003963 · doc4.xml · derivative · entry 12

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,200

Underlying: Common Stock · 10,000 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: This option is fully vested and immediately exercisable.

SEC source: 0001209191-19-003963 · doc4.xml · nonDerivative · entry 5

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,714

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.70 - $56.835, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-19-003963 · doc4.xml · nonDerivative · entry 4

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,714

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-003963 · doc4.xml · nonDerivative · entry 3

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-003963 · doc4.xml · derivative · entry 11

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,200

Underlying: Common Stock · 18,800 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: This option is fully vested and immediately exercisable.

SEC source: 0001209191-19-003963 · doc4.xml · nonDerivative · entry 2

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,714

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.89 - $55.755, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-19-003963 · doc4.xml · nonDerivative · entry 1

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-001902 · doc4.xml · derivative · entry 3

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,834

Underlying: Common Stock · 1,083 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 20% of the shares underlying the option vested and became exercisable on November 15, 2017; the remainder of the shares underlying the option shall vest and become exercisable ratably on a monthly basis over the following four (4) years on the first day of each month beginning on December 1, 2017, subject to the Reporting Person's continuous service with the Issuer as of each such date.

SEC source: 0001209191-19-001902 · doc4.xml · nonDerivative · entry 2

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,049

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-001902 · doc4.xml · nonDerivative · entry 1

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-18-062345 · doc4.xml · nonDerivative · entry 1

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 120,118

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.50 - $50.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.nature: These shares are owned by the Stephen Trundle 2015 Gift Trust (the "Trust"). Certain members of the Reporting Person's immediate family are beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent, if any, of his pecuniary interest therein.

SEC source: 0001209191-18-061258 · doc4.xml · nonDerivative · entry 4

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,049

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.0526 - $52.385, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-18-061258 · doc4.xml · nonDerivative · entry 3

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,774

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 - $51.0455, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-18-061526 · doc4.xml · derivative · entry 11

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

Underlying: Common Stock · 500 shares

Expires 2028-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vests and becomes exercisable in sixty (60) equal monthly installments on the 1st day of each calendar month beginning on May 1, 2018, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-18-061526 · doc4.xml · derivative · entry 10

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,834

Underlying: Common Stock · 500 shares

Expires 2027-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests and becomes exercisable in sixty (60) equal monthly installments on the 1st day of each calendar month beginning on June 1, 2017, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-18-061526 · doc4.xml · derivative · entry 9

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 750 shares

Expires 2026-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable. The option vests with respect to 20% of the shares on February 15, 2017 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-18-061526 · doc4.xml · derivative · entry 8

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,040

Underlying: Common Stock · 360 shares

Expires 2025-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately exercisable. The option vests with respect to 20% of the shares on May 15, 2016 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-18-061526 · doc4.xml · derivative · entry 7

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires 2023-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately exercisable. The option vests with respect to 20% of the shares on December 23, 2014 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-18-061526 · doc4.xml · nonDerivative · entry 6

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,566

SEC source: 0001209191-18-061526 · doc4.xml · nonDerivative · entry 5

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-061526 · doc4.xml · nonDerivative · entry 4

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-061526 · doc4.xml · nonDerivative · entry 3

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-061526 · doc4.xml · nonDerivative · entry 2

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-061526 · doc4.xml · nonDerivative · entry 1

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-061258 · doc4.xml · derivative · entry 5

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,917

Underlying: Common Stock · 1,083 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 20% of the shares underlying the option vested and became exercisable on November 15, 2017; the remainder of the shares underlying the option shall vest and become exercisable ratably on a monthly basis over the following four (4) years on the first day of each month beginning on December 1, 2017, subject to the Reporting Person's continuous service with the Issuer as of each such date.

SEC source: 0001209191-18-061258 · doc4.xml · nonDerivative · entry 2

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,774

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-18-061258 · doc4.xml · nonDerivative · entry 1

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-18-060373 · doc4.xml · nonDerivative · entry 1

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,774

SEC source: 0001209191-18-058810 · doc4.xml · derivative · entry 7

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This exercise and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-18-058810 · doc4.xml · nonDerivative · entry 4

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,714

F4 · kind: This exercise and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.38 - $47.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-18-058810 · doc4.xml · nonDerivative · entry 3

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This exercise and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001498115-18-000012 · edgar.xml · nonDerivative · entry 4

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 33,742

F5 · kind: Shares contributed by the reporting person to an exchange fund in return for shares of the exchange fund. The exchange fund closed on November 15, 2018 and the common stock was contributed on that date. The common stock was valued at $47.82 per share, the market closing price for the day prior to the closing date, for purposes of determining the number of shares of the exchange fund issued to the reporting person.

F5 · price: Shares contributed by the reporting person to an exchange fund in return for shares of the exchange fund. The exchange fund closed on November 15, 2018 and the common stock was contributed on that date. The common stock was valued at $47.82 per share, the market closing price for the day prior to the closing date, for purposes of determining the number of shares of the exchange fund issued to the reporting person.

F4 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-058810 · doc4.xml · nonDerivative · entry 2

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 2,111,235

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 - $48.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.nature: These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein.

SEC source: 0001209191-18-058287 · doc4.xml · derivative · entry 10

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 1,000 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 20% of the shares underlying the option vested and became exercisable on November 15, 2017; the remainder of the shares underlying the option shall vest and become exercisable ratably on a monthly basis over the following four (4) years on the first day of each month beginning on December 1, 2017, subject to the Reporting Person's continuous service with the Issuer as of each such date.

SEC source: 0001209191-18-058287 · doc4.xml · nonDerivative · entry 7

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,774

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-18-058287 · doc4.xml · nonDerivative · entry 6

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-18-058810 · doc4.xml · nonDerivative · entry 1

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 2,126,235

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 - $48.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.nature: These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein.