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ALMS

ALUMIS INC.

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Tapewire entity
4816
SEC CIK
0001847367
Parsed reports
108

Last 12 months

Inside the activity.

40 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025220
Dec 202570
Jan 202670
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202606
Sep 202642
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 1, 2024 20:41 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001415889-24-018604 · form4-07012024_080733.xml · derivative · entry 2

Machado Patrick · CIK 0001311210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 38,000 shares

Expires 2034-06-26

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F1 · derivative.exercise_date: Option vests over a 3-year period, with 1/3 of the total number of shares subject to the option vesting on each of the first three anniversaries of June 21, 2024, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:40 UTC ConversionSeries C Preferred Stock · Derivative 1,703,998 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018603 · form4-07012024_080756.xml · derivative · entry 4

AKKARAJU SRINIVAS · CIK 0001253170 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Samsara BioCapital, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,703,998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock (the "Preferred Stock") automatically converted on a 4.675-to-one basis into shares of Class A Common Stock. The Preferred Stock had no expiration date.

F1 · kind: Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock (the "Preferred Stock") automatically converted on a 4.675-to-one basis into shares of Class A Common Stock. The Preferred Stock had no expiration date.

F1 · derivative.exercise_date: Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock (the "Preferred Stock") automatically converted on a 4.675-to-one basis into shares of Class A Common Stock. The Preferred Stock had no expiration date.

F1 · derivative.expiration_date: Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock (the "Preferred Stock") automatically converted on a 4.675-to-one basis into shares of Class A Common Stock. The Preferred Stock had no expiration date.

F2 · ownership.nature: Shares are held directly by Samsara BioCapital, L.P. ("Samsara LP"). Samsara BioCapital GP, LLC ("Samsara GP") is the general partner of Samsara LP. The Reporting Person, as the managing member of Samsara GP, shares voting and investment authority over the shares held by Samsara LP. The Reporting Person disclaims beneficial ownership in these shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:40 UTC GrantCommon Stock 1,703,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-018603 · form4-07012024_080756.xml · nonDerivative · entry 3

AKKARAJU SRINIVAS · CIK 0001253170 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Samsara BioCapital, L.P.

Disclosed balance after: 1,703,998

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F2 · ownership.nature: Shares are held directly by Samsara BioCapital, L.P. ("Samsara LP"). Samsara BioCapital GP, LLC ("Samsara GP") is the general partner of Samsara LP. The Reporting Person, as the managing member of Samsara GP, shares voting and investment authority over the shares held by Samsara LP. The Reporting Person disclaims beneficial ownership in these shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:40 UTC Disposition to issuerClass A Common Stock 1,703,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-018603 · form4-07012024_080756.xml · nonDerivative · entry 2

AKKARAJU SRINIVAS · CIK 0001253170 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Samsara BioCapital, L.P.

Disclosed balance after: 0

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F2 · ownership.nature: Shares are held directly by Samsara BioCapital, L.P. ("Samsara LP"). Samsara BioCapital GP, LLC ("Samsara GP") is the general partner of Samsara LP. The Reporting Person, as the managing member of Samsara GP, shares voting and investment authority over the shares held by Samsara LP. The Reporting Person disclaims beneficial ownership in these shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:40 UTC ConversionClass A Common Stock 1,703,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-018603 · form4-07012024_080756.xml · nonDerivative · entry 1

AKKARAJU SRINIVAS · CIK 0001253170 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Samsara BioCapital, L.P.

Disclosed balance after: 1,703,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock (the "Preferred Stock") automatically converted on a 4.675-to-one basis into shares of Class A Common Stock. The Preferred Stock had no expiration date.

F1 · price: Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock (the "Preferred Stock") automatically converted on a 4.675-to-one basis into shares of Class A Common Stock. The Preferred Stock had no expiration date.

F2 · ownership.nature: Shares are held directly by Samsara BioCapital, L.P. ("Samsara LP"). Samsara BioCapital GP, LLC ("Samsara GP") is the general partner of Samsara LP. The Reporting Person, as the managing member of Samsara GP, shares voting and investment authority over the shares held by Samsara LP. The Reporting Person disclaims beneficial ownership in these shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 70,588 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 17

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,588

Underlying: Common Stock · 70,588 shares

Expires 2034-06-05

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F9 · derivative.exercise_date: 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 70,588 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 16

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 70,588 shares

Expires 2034-06-05

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F9 · derivative.exercise_date: 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 55,978 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 15

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,978

Underlying: Common Stock · 55,978 shares

Expires 2034-05-05

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F8 · derivative.exercise_date: The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 55,978 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 14

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 55,978 shares

Expires 2034-05-05

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F8 · derivative.exercise_date: The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 59,516 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 13

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,516

Underlying: Common Stock · 59,516 shares

Expires 2034-03-28

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F7 · derivative.exercise_date: 25% of the shares underlying this option vest on March 29, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 59,516 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 12

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 59,516 shares

Expires 2034-03-28

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F7 · derivative.exercise_date: 25% of the shares underlying this option vest on March 29, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 17,171 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 11

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,171

Underlying: Common Stock · 17,171 shares

Expires 2033-10-08

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F6 · derivative.exercise_date: 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 17,171 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 10

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,171 shares

Expires 2033-10-08

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F6 · derivative.exercise_date: 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 12,834 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 9

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,834

Underlying: Common Stock · 12,834 shares

Expires 2033-06-22

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F5 · derivative.exercise_date: 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 12,834 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 8

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,834 shares

Expires 2033-06-22

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F5 · derivative.exercise_date: 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 64,171 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 7

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,171

Underlying: Common Stock · 64,171 shares

Expires 2032-04-10

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F4 · derivative.exercise_date: 33% of the shares underlying this option vested on March 30, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 64,171 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 6

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 64,171 shares

Expires 2032-04-10

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F4 · derivative.exercise_date: 33% of the shares underlying this option vested on March 30, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 171,122 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 5

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,122

Underlying: Common Stock · 171,122 shares

Expires 2032-04-10

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F3 · derivative.exercise_date: 25% of the shares underlying this option vested on March 30, 2023 and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 171,122 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 4

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 171,122 shares

Expires 2032-04-10

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F3 · derivative.exercise_date: 25% of the shares underlying this option vested on March 30, 2023 and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 17,112 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 3

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,112

Underlying: Common Stock · 17,112 shares

Expires 2034-06-26

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:39 UTC
Schroer John R.Chief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 17,112 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001415889-24-018599 · form4-07012024_080709.xml · derivative · entry 2

Schroer John R. · CIK 0001744578 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,112 shares

Expires 2034-06-26

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
GrantStock Option (Right to Buy) · Derivative 53,475 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 16

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,475

Underlying: Common Stock · 53,475 shares

Expires 2034-06-05

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F8 · derivative.exercise_date: 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 53,475 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 15

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,475 shares

Expires 2034-06-05

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F8 · derivative.exercise_date: 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
GrantStock Option (Right to Buy) · Derivative 206,074 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 14

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,074

Underlying: Common Stock · 206,074 shares

Expires 2034-05-05

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F7 · derivative.exercise_date: The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 206,074 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 13

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 206,074 shares

Expires 2034-05-05

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F7 · derivative.exercise_date: The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
GrantStock Option (Right to Buy) · Derivative 30,642 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 12

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,642

Underlying: Common Stock · 30,642 shares

Expires 2033-10-08

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F6 · derivative.exercise_date: 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 30,642 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 11

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,642 shares

Expires 2033-10-08

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F6 · derivative.exercise_date: 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

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July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
GrantStock Option (Right to Buy) · Derivative 14,973 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 10

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,973

Underlying: Common Stock · 14,973 shares

Expires 2033-06-22

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F5 · derivative.exercise_date: 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

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July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 14,973 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 9

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,973 shares

Expires 2033-06-22

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F5 · derivative.exercise_date: 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

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July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
GrantStock Option (Right to Buy) · Derivative 151,871 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 8

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,871

Underlying: Common Stock · 151,871 shares

Expires 2032-01-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F4 · derivative.exercise_date: 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 151,871 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 7

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 151,871 shares

Expires 2032-01-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F4 · derivative.exercise_date: 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
GrantStock Option (Right to Buy) · Derivative 42,780 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 6

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,780

Underlying: Common Stock · 42,780 shares

Expires 2032-01-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F3 · derivative.exercise_date: 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 42,780 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · derivative · entry 5

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 42,780 shares

Expires 2032-01-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F3 · derivative.exercise_date: 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
GrantCommon Stock 6,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · nonDerivative · entry 4

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Daughter

Disclosed balance after: 6,417

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F2 · ownership.nature: Shares are held directly by the daughter of Reporting Person residing in his primary residence.

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July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
Disposition to issuerClass A Common Stock 6,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · nonDerivative · entry 3

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Daughter

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F2 · ownership.nature: Shares are held directly by the daughter of Reporting Person residing in his primary residence.

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July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
GrantCommon Stock 175,401 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · nonDerivative · entry 2

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,401

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Hardiman Roy C.Chief Business & Legal Officer
Disposition to issuerClass A Common Stock 175,401 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-018597 · form4-07012024_080737.xml · nonDerivative · entry 1

Hardiman Roy C. · CIK 0001506218 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 53,475 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 16

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,475

Underlying: Common Stock · 53,475 shares

Expires 2034-06-05

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F9 · derivative.exercise_date: 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 53,475 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 15

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,475 shares

Expires 2034-06-05

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F9 · derivative.exercise_date: 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 206,074 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 14

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,074

Underlying: Common Stock · 206,074 shares

Expires 2034-05-05

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F8 · derivative.exercise_date: The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

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July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 206,074 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 13

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 206,074 shares

Expires 2034-05-05

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F8 · derivative.exercise_date: The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 30,642 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 12

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,642

Underlying: Common Stock · 30,642 shares

Expires 2033-10-08

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F7 · derivative.exercise_date: 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 30,642 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 11

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,642 shares

Expires 2033-10-08

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F7 · derivative.exercise_date: 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 11,978 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 10

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,978

Underlying: Common Stock · 11,978 shares

Expires 2033-06-22

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F6 · derivative.exercise_date: 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 11,978 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 9

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,978 shares

Expires 2033-06-22

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F6 · derivative.exercise_date: 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 171,122 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 8

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,122

Underlying: Common Stock · 171,122 shares

Expires 2032-01-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F5 · derivative.exercise_date: 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 171,122 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 7

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 171,122 shares

Expires 2032-01-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F5 · derivative.exercise_date: 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 42,780 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 6

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,780

Underlying: Common Stock · 42,780 shares

Expires 2032-01-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F4 · derivative.exercise_date: 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 42,780 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · derivative · entry 5

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 42,780 shares

Expires 2032-01-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F4 · derivative.exercise_date: 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC
Goldstein David MChief Scientific Officer
GrantCommon Stock 2,994 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-018595 · form4-07012024_080757.xml · nonDerivative · entry 4

Goldstein David M · CIK 0001751719 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Members

Disclosed balance after: 2,994

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F3 · ownership.nature: Shares are held directly by family members of Reporting Person residing in his primary residence.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.