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ALLY

Ally Financial Inc.

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Tapewire entity
3431
SEC CIK
0000040729
Parsed reports
678

Last 12 months

Inside the activity.

2 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2021 Filed May 18, 2021 21:09 UTC
BLAKE KATRYNDirector
GrantCommon Stock 2,500 $54.00 $135,000.00
Disclosure

SEC source: 0001562180-21-003548 · primarydocument.xml · nonDerivative · entry 1

BLAKE KATRYN · CIK 0001505740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,077

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:10 UTC GrantCommon Stock 2,500 $54.00 $135,000.00
Disclosure

SEC source: 0001562180-21-003551 · primarydocument.xml · nonDerivative · entry 1

BACON KENNETH J · CIK 0001204117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,464

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:09 UTC GrantCommon Stock 4,167 $54.00 $225,018.00
Disclosure

SEC source: 0001562180-21-003546 · primarydocument.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,461

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:23 UTC
Schugel Jason E.Chief Risk Officer
Tax withholdingCommon Stock 1,461 $54.00 $78,894.00
Disclosure

SEC source: 0001562180-21-003514 · primarydocument.xml · nonDerivative · entry 1

Schugel Jason E. · CIK 0001738250 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,036

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
May 03, 2021 Filed May 5, 2021 19:01 UTC
Timmerman Douglas R.President, Auto Finance
SaleCommon Stock 2,917 $52.03 $151,771.51
Disclosure

SEC source: 0001562180-21-003202 · primarydocument.xml · nonDerivative · entry 1

Timmerman Douglas R. · CIK 0001738255 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,222

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
May 03, 2021 Filed May 5, 2021 18:56 UTC
Morais Diane E.President, Ally Bank
SaleCommon Stock 4,126 $52.03 $214,675.78
Disclosure

SEC source: 0001562180-21-003201 · primarydocument.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,440

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
May 03, 2021 Filed May 5, 2021 18:55 UTC
Schugel Jason E.Chief Risk Officer
SaleCommon Stock 2,500 $52.03 $130,075.00
Disclosure

SEC source: 0001562180-21-003200 · primarydocument.xml · nonDerivative · entry 1

Schugel Jason E. · CIK 0001738250 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,891

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 15:25 UTC
LaClair Jennifer A.Chief Financial Officer
SaleCommon Stock 3,334 $50.00 $166,700.00
Disclosure

SEC source: 0001562180-21-002974 · primarydocument.xml · nonDerivative · entry 1

LaClair Jennifer A. · CIK 0001733079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,101

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
April 20, 2021 Filed May 18, 2021 21:15 UTC GiftCommon Stock 2,150 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-003553 · primarydocument.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,540

F1 · balance_after: Includes shares held by a family trust of which the reporting person and members of her immediate family are the sole beneficiaries.

Read SEC document
April 20, 2021 Filed May 18, 2021 21:15 UTC GiftCommon Stock 2,150 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-003553 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,690

F1 · balance_after: Includes shares held by a family trust of which the reporting person and members of her immediate family are the sole beneficiaries.

Read SEC document
April 16, 2021 Filed Apr 19, 2021 15:48 UTC
Timmerman Douglas R.President, Auto Finance
Tax withholdingCommon Stock 1,022 $46.73 $47,758.06
Disclosure

SEC source: 0001562180-21-002852 · primarydocument.xml · nonDerivative · entry 1

Timmerman Douglas R. · CIK 0001738255 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,139

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 16:00 UTC GrantCommon Stock 471 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002842 · primarydocument.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,294

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 16:00 UTC
BLAKE KATRYNDirector
GrantCommon Stock 719 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002843 · primarydocument.xml · nonDerivative · entry 1

BLAKE KATRYN · CIK 0001505740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,577

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
April 12, 2021 Filed Apr 13, 2021 22:09 UTC
Timmerman Douglas R.President, Auto Finance
SaleCommon Stock 2,917 $47.38 $138,207.46
Disclosure

SEC source: 0001562180-21-002809 · primarydocument.xml · nonDerivative · entry 1

Timmerman Douglas R. · CIK 0001738255 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,161

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 14:46 UTC
DEBRUNNER DAVID JCAO, Controller
SaleCommon Stock 7,500 $47.08 $353,103.00
Disclosure

SEC source: 0001562180-21-002722 · primarydocument.xml · nonDerivative · entry 4

DEBRUNNER DAVID J · CIK 0001195803 · CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,335

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.80 to $47.54, inclusive. The reporting person undertakes to provide to Ally Financial Inc., any security holder of Ally Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 14:46 UTC
DEBRUNNER DAVID JCAO, Controller
SaleCommon Stock 7,500 $47.07 $353,002.50
Disclosure

SEC source: 0001562180-21-002722 · primarydocument.xml · nonDerivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,835

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.80 to $47.56, inclusive. The reporting person undertakes to provide to Ally Financial Inc., any security holder of Ally Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 14:46 UTC
DEBRUNNER DAVID JCAO, Controller
SaleCommon Stock 5,000 $47.24 $236,205.50
Disclosure

SEC source: 0001562180-21-002722 · primarydocument.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,335

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.08 to $47.33, inclusive. The reporting person undertakes to provide to Ally Financial Inc., any security holder of Ally Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 14:46 UTC
DEBRUNNER DAVID JCAO, Controller
SaleCommon Stock 7,500 $47.19 $353,898.00
Disclosure

SEC source: 0001562180-21-002722 · primarydocument.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,335

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.11 to $47.46, inclusive. The reporting person undertakes to provide to Ally Financial Inc., any security holder of Ally Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 16:17 UTC
Schugel Jason E.Chief Risk Officer
SaleCommon Stock 2,500 $45.61 $114,025.00
Disclosure

SEC source: 0001562180-21-002591 · primarydocument.xml · nonDerivative · entry 1

Schugel Jason E. · CIK 0001738250 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,391

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 16:16 UTC
Morais Diane E.President, Ally Bank
SaleCommon Stock 4,126 $45.61 $188,186.86
Disclosure

SEC source: 0001562180-21-002590 · primarydocument.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,566

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 17:05 UTC
Schugel Jason E.Chief Risk Officer
SaleCommon Stock 2,500 $44.76 $111,900.00
Disclosure

SEC source: 0001562180-21-002422 · primarydocument.xml · nonDerivative · entry 1

Schugel Jason E. · CIK 0001738250 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,891

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 18:59 UTC
Morais Diane E.President, Ally Bank
SaleCommon Stock 4,126 $46.09 $190,146.71
Disclosure

SEC source: 0001562180-21-002290 · primarydocument.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,692

F1 · security: The reported transaction was executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 18:29 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
SaleCommon Stock 15,000 $43.09 $646,302.00
Disclosure

SEC source: 0001562180-21-001723 · primarydocument.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,909

F1 · security: The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: This price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $43.02 to $43.20, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:58 UTC
Timmerman Douglas R.President, Auto Finance
Tax withholdingCommon Stock 6,734 $38.60 $259,932.40
Disclosure

SEC source: 0001562180-21-000974 · primarydocument.xml · nonDerivative · entry 4

Timmerman Douglas R. · CIK 0001738255 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,078

F2 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of performance stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:58 UTC
Timmerman Douglas R.President, Auto Finance
Tax withholdingCommon Stock 3,739 $38.56 $144,175.84
Disclosure

SEC source: 0001562180-21-000974 · primarydocument.xml · nonDerivative · entry 3

Timmerman Douglas R. · CIK 0001738255 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,812

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:58 UTC
Timmerman Douglas R.President, Auto Finance
Tax withholdingCommon Stock 2,554 $38.60 $98,584.40
Disclosure

SEC source: 0001562180-21-000974 · primarydocument.xml · nonDerivative · entry 2

Timmerman Douglas R. · CIK 0001738255 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,551

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:58 UTC
Timmerman Douglas R.President, Auto Finance
Tax withholdingCommon Stock 4,345 $38.60 $167,717.00
Disclosure

SEC source: 0001562180-21-000974 · primarydocument.xml · nonDerivative · entry 1

Timmerman Douglas R. · CIK 0001738255 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,105

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
Morais Diane E.President, Ally Bank
Tax withholdingCommon Stock 4,203 $38.60 $162,235.80
Disclosure

SEC source: 0001562180-21-000971 · primarydocument.xml · nonDerivative · entry 4

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,818

F3 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
Morais Diane E.President, Ally Bank
Tax withholdingCommon Stock 4,341 $38.56 $167,388.96
Disclosure

SEC source: 0001562180-21-000971 · primarydocument.xml · nonDerivative · entry 3

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,021

F2 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
Morais Diane E.President, Ally Bank
Tax withholdingCommon Stock 4,969 $38.60 $191,803.40
Disclosure

SEC source: 0001562180-21-000971 · primarydocument.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,362

F2 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
Morais Diane E.President, Ally Bank
Tax withholdingCommon Stock 17,334 $38.60 $669,092.40
Disclosure

SEC source: 0001562180-21-000971 · primarydocument.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,331

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of performance stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:58 UTC
Stengel Scott AGeneral Counsel
Tax withholdingCommon Stock 10,197 $38.60 $393,604.20
Disclosure

SEC source: 0001562180-21-000973 · primarydocument.xml · nonDerivative · entry 4

Stengel Scott A · CIK 0001599100 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,017

F3 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of performance stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:58 UTC
Stengel Scott AGeneral Counsel
Tax withholdingCommon Stock 2,472 $38.60 $95,419.20
Disclosure

SEC source: 0001562180-21-000973 · primarydocument.xml · nonDerivative · entry 3

Stengel Scott A · CIK 0001599100 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,214

F2 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:58 UTC
Stengel Scott AGeneral Counsel
Tax withholdingCommon Stock 2,758 $38.56 $106,348.48
Disclosure

SEC source: 0001562180-21-000973 · primarydocument.xml · nonDerivative · entry 2

Stengel Scott A · CIK 0001599100 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,686

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:58 UTC
Stengel Scott AGeneral Counsel
Tax withholdingCommon Stock 3,124 $38.60 $120,586.40
Disclosure

SEC source: 0001562180-21-000973 · primarydocument.xml · nonDerivative · entry 1

Stengel Scott A · CIK 0001599100 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,444

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
LaClair Jennifer A.Chief Financial Officer
Tax withholdingCommon Stock 4,107 $38.56 $158,365.92
Disclosure

SEC source: 0001562180-21-000970 · primarydocument.xml · nonDerivative · entry 4

LaClair Jennifer A. · CIK 0001733079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,435

F2 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
LaClair Jennifer A.Chief Financial Officer
Tax withholdingCommon Stock 11,217 $38.60 $432,976.20
Disclosure

SEC source: 0001562180-21-000970 · primarydocument.xml · nonDerivative · entry 3

LaClair Jennifer A. · CIK 0001733079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,542

F3 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of performance stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
LaClair Jennifer A.Chief Financial Officer
Tax withholdingCommon Stock 4,330 $38.60 $167,138.00
Disclosure

SEC source: 0001562180-21-000970 · primarydocument.xml · nonDerivative · entry 2

LaClair Jennifer A. · CIK 0001733079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,759

F2 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
LaClair Jennifer A.Chief Financial Officer
Tax withholdingCommon Stock 4,079 $38.60 $157,449.40
Disclosure

SEC source: 0001562180-21-000970 · primarydocument.xml · nonDerivative · entry 1

LaClair Jennifer A. · CIK 0001733079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,089

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
Schugel Jason E.Chief Risk Officer
Tax withholdingCommon Stock 1,966 $38.60 $75,887.60
Disclosure

SEC source: 0001562180-21-000972 · primarydocument.xml · nonDerivative · entry 4

Schugel Jason E. · CIK 0001738250 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,391

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
Schugel Jason E.Chief Risk Officer
Tax withholdingCommon Stock 2,816 $38.56 $108,584.96
Disclosure

SEC source: 0001562180-21-000972 · primarydocument.xml · nonDerivative · entry 3

Schugel Jason E. · CIK 0001738250 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,357

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
Schugel Jason E.Chief Risk Officer
Tax withholdingCommon Stock 5,405 $38.60 $208,633.00
Disclosure

SEC source: 0001562180-21-000972 · primarydocument.xml · nonDerivative · entry 2

Schugel Jason E. · CIK 0001738250 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,173

F2 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of performance stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
Schugel Jason E.Chief Risk Officer
Tax withholdingCommon Stock 3,109 $38.60 $120,007.40
Disclosure

SEC source: 0001562180-21-000972 · primarydocument.xml · nonDerivative · entry 1

Schugel Jason E. · CIK 0001738250 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,578

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Tax withholdingCommon Stock 2,988 $38.60 $115,336.80
Disclosure

SEC source: 0001562180-21-000969 · primarydocument.xml · nonDerivative · entry 4

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,835

F2 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Tax withholdingCommon Stock 6,337 $38.60 $244,608.20
Disclosure

SEC source: 0001562180-21-000969 · primarydocument.xml · nonDerivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,823

F3 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of performance stock units.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 16:57 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Tax withholdingCommon Stock 2,611 $38.56 $100,680.16
Disclosure

SEC source: 0001562180-21-000969 · primarydocument.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,160

F2 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

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February 04, 2021 Filed Feb 8, 2021 16:57 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Tax withholdingCommon Stock 2,305 $38.60 $88,973.00
Disclosure

SEC source: 0001562180-21-000969 · primarydocument.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,771

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

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February 04, 2021 Filed Feb 8, 2021 16:56 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,719 $38.60 $529,553.40
Disclosure

SEC source: 0001562180-21-000968 · primarydocument.xml · nonDerivative · entry 4

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,909

F3 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

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February 04, 2021 Filed Feb 8, 2021 16:56 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,036 $38.60 $657,589.60
Disclosure

SEC source: 0001562180-21-000968 · primarydocument.xml · nonDerivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,628

F1 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

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February 04, 2021 Filed Feb 8, 2021 16:56 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 56,590 $38.60 $2,184,374.00
Disclosure

SEC source: 0001562180-21-000968 · primarydocument.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,664

F2 · security: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of performance stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.