Tapewire

Nasdaq · USD

ALEC

Alector, Inc.

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Tapewire entity
6051
SEC CIK
0001653087
Parsed reports
298

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202601
Mar 202605
Apr 202601
May 202600
Jun 202604
Jul 202600
Aug 202600
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2024 Filed Jun 12, 2024 20:46 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072515 · ownership.xml · nonDerivative · entry 1

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,250

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 12, 2025 or (ii) the date of the Issuer's next annual meeting of stockholders.

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June 12, 2024 Filed Jun 12, 2024 20:46 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072514 · ownership.xml · nonDerivative · entry 1

Wehner David M. · CIK 0001534965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,330

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 12, 2025 or (ii) the date of the Issuer's next annual meeting of stockholders.

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June 12, 2024 Filed Jun 12, 2024 20:46 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072517 · ownership.xml · nonDerivative · entry 1

Yaffe Kristine · CIK 0001783895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,709

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 12, 2025 or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Includes 2,000 shares of common stock beneficially owned by the reporting person which were inadvertently excluded from the amount reported in Column 5 of the Form 4 filed on June 15, 2023.

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June 12, 2024 Filed Jun 12, 2024 20:46 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072516 · ownership.xml · nonDerivative · entry 1

GAROFALO ELIZABETH A. · CIK 0001826361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,250

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 12, 2025 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 22:05 UTC
Kenkare-Mitra SaraPresident and Head of R&D
SaleCommon Stock 13,206 $4.80 $63,372.95
Disclosure

SEC source: 0000950170-24-068938 · ownership.xml · nonDerivative · entry 1

Kenkare-Mitra Sara · CIK 0001895592 · President and Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,641

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.7987 to $4.7988. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 18:05 UTC
Romano GaryChief Medical Officer
SaleCommon Stock 8,040 $4.80 $38,581.55
Disclosure

SEC source: 0000950170-24-068939 · ownership.xml · nonDerivative · entry 1

Romano Gary · CIK 0001799779 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,273

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.7984 to $4.7987. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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June 03, 2024 Filed Jun 4, 2024 22:05 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 25,135 $4.80 $120,617.84
Disclosure

SEC source: 0000950170-24-068941 · ownership.xml · nonDerivative · entry 1

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,975,245

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 22:05 UTC
GRASSO MARCChief Financial Officer
SaleCommon Stock 6,920 $4.80 $33,207.70
Disclosure

SEC source: 0000950170-24-068937 · ownership.xml · nonDerivative · entry 1

GRASSO MARC · CIK 0001748894 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,037

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.7986 to $4.7988. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:24 UTC OtherCommon Stock 98,533 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067444 · ownership.xml · nonDerivative · entry 3

Polaris Venture Management Co. VI, L.L.C. · CIK 0001665594 · 10% owner

Polaris Venture Partners VI (AIV), L.P. · CIK 0001767127 · 10% owner

Polaris Venture Partners Founders' Fund VI, L.P. · CIK 0001575691 · 10% owner

Polaris Venture Partners VI, L.P. · CIK 0001493463 · 10% owner

Polaris Venture Partners VI (AIV-B), L.P. · CIK 0001767130 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F8 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by PVM to its members.

F6 · shares: Shares held by PVM. 276 shares received from PVPFF VI, 78,869 shares received from PVP VI AIV and 19,388 shares received from PVP VI AIV-B. The Managing Members are managing members of PVM and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F7 · shares: (Continued from footnote 6) Each of the Managing Members disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

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May 29, 2024 Filed May 31, 2024 21:24 UTC OtherCommon Stock 98,533 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067444 · ownership.xml · nonDerivative · entry 2

Polaris Venture Management Co. VI, L.L.C. · CIK 0001665594 · 10% owner

Polaris Venture Partners VI (AIV), L.P. · CIK 0001767127 · 10% owner

Polaris Venture Partners Founders' Fund VI, L.P. · CIK 0001575691 · 10% owner

Polaris Venture Partners VI, L.P. · CIK 0001493463 · 10% owner

Polaris Venture Partners VI (AIV-B), L.P. · CIK 0001767130 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,533

F5 · kind: Represents a change in the form of ownership of PVM by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by the Polaris Funds.

F6 · shares: Shares held by PVM. 276 shares received from PVPFF VI, 78,869 shares received from PVP VI AIV and 19,388 shares received from PVP VI AIV-B. The Managing Members are managing members of PVM and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F7 · shares: (Continued from footnote 6) Each of the Managing Members disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:24 UTC OtherCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067444 · ownership.xml · nonDerivative · entry 1

Polaris Venture Management Co. VI, L.L.C. · CIK 0001665594 · 10% owner

Polaris Venture Partners VI (AIV), L.P. · CIK 0001767127 · 10% owner

Polaris Venture Partners Founders' Fund VI, L.P. · CIK 0001575691 · 10% owner

Polaris Venture Partners VI, L.P. · CIK 0001493463 · 10% owner

Polaris Venture Partners VI (AIV-B), L.P. · CIK 0001767130 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,853,817

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Polaris Venture Partners Founders' Fund VI, L.P. ("PVPFF VI"), Polaris Venture Partners VI (AIV), L.P. ("PVP VI AIV") and Polaris Venture Partners VI (AIV-B), L.P. (p/k/a PVP VI (AIV) Feeder Corp. Holding Partnership, L.P., "PVP VI AIV-B" and, together with PVPFF VI, PVP VI AIV and Polaris Venture Partners VI, L.P. ("PVP VI"), the "Polaris Funds").

F2 · shares: 27,606 shares were distributed by PVPFF VI, 379,180 shares were distributed by PVP VI AIV and 93,214 shares were distributed by PVP VI AIV-B. The general partner of each of the Polaris Funds is Polaris Venture Management Co. VI, L.L.C. ("PVM"). Each of Amir Nashat, Brian Chee, David Barrett, Bryce Youngren, Jonathan Flint, and Terrance McGuire are managing members of PVM (collectively, the "Managing Members") and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F3 · shares: (Continued from footnote 2) Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

F4 · ownership.nature: 544,039 shares are held by PVPFF VI, 7,072,644 shares are held by PVP VI AIV, 1,738,666 shares are held by PVP VI AIV-B and 498,468 shares are held by PVP VI. Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:32 UTC OtherCommon Stock 98,533 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-052329 · ownership.xml · nonDerivative · entry 3

Polaris Venture Management Co. VI, L.L.C. · CIK 0001665594 · 10% owner

Polaris Venture Partners VI (AIV), L.P. · CIK 0001767127 · 10% owner

Polaris Venture Partners Founders' Fund VI, L.P. · CIK 0001575691 · 10% owner

Polaris Venture Partners VI, L.P. · CIK 0001493463 · 10% owner

Polaris Venture Partners VI (AIV-B), L.P. · CIK 0001767130 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F8 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by PVM to its members.

F6 · shares: Shares held by PVM. 276 shares received from PVPFF VI, 78,869 shares received from PVP VI AIV and 19,388 shares received from PVP VI AIV-B. The Managing Members are managing members of PVM and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F7 · shares: (Continued from footnote 6) Each of the Managing Members disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:32 UTC OtherCommon Stock 98,533 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-052329 · ownership.xml · nonDerivative · entry 2

Polaris Venture Management Co. VI, L.L.C. · CIK 0001665594 · 10% owner

Polaris Venture Partners VI (AIV), L.P. · CIK 0001767127 · 10% owner

Polaris Venture Partners Founders' Fund VI, L.P. · CIK 0001575691 · 10% owner

Polaris Venture Partners VI, L.P. · CIK 0001493463 · 10% owner

Polaris Venture Partners VI (AIV-B), L.P. · CIK 0001767130 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,533

F5 · kind: Represents a change in the form of ownership of PVM by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by the Polaris Funds.

F6 · shares: Shares held by PVM. 276 shares received from PVPFF VI, 78,869 shares received from PVP VI AIV and 19,388 shares received from PVP VI AIV-B. The Managing Members are managing members of PVM and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F7 · shares: (Continued from footnote 6) Each of the Managing Members disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:32 UTC OtherCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-052329 · ownership.xml · nonDerivative · entry 1

Polaris Venture Management Co. VI, L.L.C. · CIK 0001665594 · 10% owner

Polaris Venture Partners VI (AIV), L.P. · CIK 0001767127 · 10% owner

Polaris Venture Partners Founders' Fund VI, L.P. · CIK 0001575691 · 10% owner

Polaris Venture Partners VI, L.P. · CIK 0001493463 · 10% owner

Polaris Venture Partners VI (AIV-B), L.P. · CIK 0001767130 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,353,817

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Polaris Venture Partners Founders' Fund VI, L.P. ("PVPFF VI"), Polaris Venture Partners VI (AIV), L.P. ("PVP VI AIV") and Polaris Venture Partners VI (AIV-B), L.P. (p/k/a PVP VI (AIV) Feeder Corp. Holding Partnership, L.P., "PVP VI AIV-B" and, together with PVPFF VI, PVP VI AIV and Polaris Venture Partners VI, L.P. ("PVP VI"), the "Polaris Funds").

F2 · shares: 27,606 shares were distributed by PVPFF VI, 379,180 shares were distributed by PVP VI AIV and 93,214 shares were distributed by PVP VI AIV-B. The general partner of each of the Polaris Funds is Polaris Venture Management Co. VI, L.L.C. ("PVM"). Each of Amir Nashat, Brian Chee, David Barrett, Bryce Youngren, Jonathan Flint, and Terrance McGuire are managing members of PVM (collectively, the "Managing Members") and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F3 · shares: (Continued from footnote 2) Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

F4 · ownership.nature: 571,645 shares are held by PVPFF VI, 7,451,824 shares are held by PVP VI AIV, 1,831,880 shares are held by PVP VI AIV-B and 498,468 shares are held by PVP VI. Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 21:01 UTC GrantStock Option (right to buy) · Derivative 19,420 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0000950170-24-034849 · ownership.xml · derivative · entry 2

Altmeyer Mark · CIK 0001643074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,420

Underlying: Common Stock · 19,420 shares

Expires 2034-03-19

F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on April 19, 2024.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 21:01 UTC GrantCommon Stock 41,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-034849 · ownership.xml · nonDerivative · entry 1

Altmeyer Mark · CIK 0001643074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,250

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 12 equal quarterly installments beginning on September 1, 2024.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 21:01 UTC GrantStock Option (right to buy) · Derivative 19,420 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0000950170-24-034848 · ownership.xml · derivative · entry 2

DESOUZA ERROL B · CIK 0001213895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,420

Underlying: Common Stock · 19,420 shares

Expires 2034-03-19

F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on April 19, 2024.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 21:01 UTC GrantCommon Stock 41,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-034848 · ownership.xml · nonDerivative · entry 1

DESOUZA ERROL B · CIK 0001213895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,250

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 12 equal quarterly installments beginning on September 1, 2024.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 23:00 UTC
Kenkare-Mitra SaraPresident and Head of R&D
SaleCommon Stock 10,169 $6.92 $70,386.77
Disclosure

SEC source: 0000950170-24-026428 · ownership.xml · nonDerivative · entry 1

Kenkare-Mitra Sara · CIK 0001895592 · President and Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,847

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.9217 to $6.9218. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 18:00 UTC
Romano GaryChief Medical Officer
SaleCommon Stock 6,001 $6.92 $41,553.92
Disclosure

SEC source: 0000950170-24-026429 · ownership.xml · nonDerivative · entry 1

Romano Gary · CIK 0001799779 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,313

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.9238 to $6.9247. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 23:00 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 18,837 $6.92 $130,385.95
Disclosure

SEC source: 0000950170-24-026424 · ownership.xml · nonDerivative · entry 1

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,380

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.9217 to $6.9219. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 23:00 UTC
GRASSO MARCChief Financial Officer
SaleCommon Stock 5,716 $6.92 $39,561.58
Disclosure

SEC source: 0000950170-24-026427 · ownership.xml · nonDerivative · entry 1

GRASSO MARC · CIK 0001748894 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,957

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.9207 to $6.9213. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 23:30 UTC GiftCommon Stock 9,459 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-068620 · ownership.xml · nonDerivative · entry 1

GAROFALO ELIZABETH A. · CIK 0001826361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,250

Read SEC document
December 04, 2023 Filed Dec 6, 2023 23:30 UTC
Kenkare-Mitra SaraPresident and Head of R&D
SaleCommon Stock 12,519 $5.56 $69,605.64
Disclosure

SEC source: 0000950170-23-068616 · ownership.xml · nonDerivative · entry 1

Kenkare-Mitra Sara · CIK 0001895592 · President and Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,016

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 18:30 UTC
Romano GaryChief Medical Officer
SaleCommon Stock 5,035 $5.56 $27,994.60
Disclosure

SEC source: 0000950170-23-068618 · ownership.xml · nonDerivative · entry 1

Romano Gary · CIK 0001799779 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,314

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 23:30 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 23,831 $5.56 $132,500.36
Disclosure

SEC source: 0000950170-23-068619 · ownership.xml · nonDerivative · entry 1

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,019,217

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 23:30 UTC
GRASSO MARCChief Financial Officer
SaleCommon Stock 4,574 $5.56 $25,431.44
Disclosure

SEC source: 0000950170-23-068617 · ownership.xml · nonDerivative · entry 1

GRASSO MARC · CIK 0001748894 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,673

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:10 UTC
Kenkare-Mitra SaraPresident and Head of R&D
GrantEmployee Stock Option (right to buy) · Derivative 54,500 $0.00 Strike: $6.48 $0.00
Disclosure

SEC source: 0000950170-23-051703 · ownership.xml · derivative · entry 2

Kenkare-Mitra Sara · CIK 0001895592 · President and Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,500

Underlying: Common Stock · 54,500 shares

Expires 2033-10-01

F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2023.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:10 UTC
Kenkare-Mitra SaraPresident and Head of R&D
GrantCommon Stock 163,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-051703 · ownership.xml · nonDerivative · entry 1

Kenkare-Mitra Sara · CIK 0001895592 · President and Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,535

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 12 equal quarterly installments beginning on December 1, 2023.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 18:12 UTC
Romano GaryChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 36,000 $0.00 Strike: $6.48 $0.00
Disclosure

SEC source: 0000950170-23-051706 · ownership.xml · derivative · entry 2

Romano Gary · CIK 0001799779 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2033-10-01

F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2023.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 18:12 UTC
Romano GaryChief Medical Officer
GrantCommon Stock 108,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-051706 · ownership.xml · nonDerivative · entry 1

Romano Gary · CIK 0001799779 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,349

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 12 equal quarterly installments beginning on December 1, 2023.

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October 01, 2023 Filed Oct 3, 2023 22:10 UTC
Rosenthal ArnonDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 132,500 $0.00 Strike: $6.48 $0.00
Disclosure

SEC source: 0000950170-23-051702 · ownership.xml · derivative · entry 6

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,500

Underlying: Common Stock · 132,500 shares

Expires 2033-10-01

F6 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2023.

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October 01, 2023 Filed Oct 3, 2023 22:10 UTC
Rosenthal ArnonDirector · Chief Executive Officer
GrantCommon Stock 397,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-051702 · ownership.xml · nonDerivative · entry 1

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,043,048

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 12 equal quarterly installments beginning on December 1, 2023.

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October 01, 2023 Filed Oct 3, 2023 22:12 UTC
GRASSO MARCChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 41,000 $0.00 Strike: $6.48 $0.00
Disclosure

SEC source: 0000950170-23-051705 · ownership.xml · derivative · entry 2

GRASSO MARC · CIK 0001748894 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 41,000 shares

Expires 2033-10-01

F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2023.

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October 01, 2023 Filed Oct 3, 2023 22:12 UTC
GRASSO MARCChief Financial Officer
GrantCommon Stock 123,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-051705 · ownership.xml · nonDerivative · entry 1

GRASSO MARC · CIK 0001748894 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,247

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 12 equal quarterly installments beginning on December 1, 2023.

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September 11, 2023 Filed Sep 13, 2023 20:29 UTC
MCGUIRE TERRANCEDirector · 10% owner
SaleCommon Stock 500,000 $6.00 $3,000,000.00
Disclosure

SEC source: 0000899243-23-018836 · doc4.xml · nonDerivative · entry 1

MCGUIRE TERRANCE · CIK 0001117003 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,853,817

F1 · shares: 27,606 shares were sold by Polaris Venture Partners Founders' Fund VI, L.P. ("PVPFF VI"), 379,180 shares were sold by Polaris Venture Partners VI (AIV), L.P. ("PVP VI AIV") and 93,214 shares were sold by Polaris Venture Partners VI (AIV-B), L.P. (p/k/a PVP VI (AIV) Feeder Corp. Holding Partnership, L.P., "PVP VI AIV-B" and, together with PVPFF VI, PVP VI AIV and Polaris Venture Partners VI, L.P. ("PVP VI"), the "Polaris Funds").

F2 · shares: (Continued from footnote 1) The general partner of each of the Polaris Funds is Polaris Venture Management Co. VI, L.L.C. ("PVM"). Each of Amir Nashat, Brian Chee, David Barrett, Bryce Youngren, Jonathan Flint, and the Reporting Person, a member of the Issuer's board of directors, are managing members of PVM (collectively, the "Managing Members") and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds. Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

F3 · ownership.nature: 599,251 shares are held by PVPFF VI, 7,831,004 shares are held by PVP VI AIV, 1,925,094 shares are held by PVP VI AIV-B and 498,468 shares are held by PVP VI. Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

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September 11, 2023 Filed Sep 13, 2023 20:33 UTC SaleCommon Stock 500,000 $6.00 $3,000,000.00
Disclosure

SEC source: 0000899243-23-018840 · doc4.xml · nonDerivative · entry 1

Polaris Venture Management Co. VI, L.L.C. · CIK 0001665594 · 10% owner

Polaris Venture Partners VI (AIV), L.P. · CIK 0001767127 · 10% owner

Polaris Venture Partners Founders' Fund VI, L.P. · CIK 0001575691 · 10% owner

Polaris Venture Partners VI, L.P. · CIK 0001493463 · 10% owner

Polaris Venture Partners VI (AIV-B), L.P. · CIK 0001767130 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,853,817

F1 · shares: 27,606 shares were sold by Polaris Venture Partners Founders' Fund VI, L.P. ("PVPFF VI"), 379,180 shares were sold by Polaris Venture Partners VI (AIV), L.P. ("PVP VI AIV") and 93,214 shares were sold by Polaris Venture Partners VI (AIV-B), L.P. (p/k/a PVP VI (AIV) Feeder Corp. Holding Partnership, L.P., "PVP VI AIV-B" and, together with PVPFF VI, PVP VI AIV and Polaris Venture Partners VI, L.P. ("PVP VI"), the "Polaris Funds").

F2 · shares: (Continued from footnote 1) The general partner of each of the Polaris Funds is Polaris Venture Management Co. VI, L.L.C. ("PVM"). Each of Amir Nashat, Brian Chee, David Barrett, Bryce Youngren, Jonathan Flint, and Terrance McGuire, a member of the Issuer's board of directors, are managing members of PVM (collectively, the "Managing Members") and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds. Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

F3 · ownership.nature: 599,251 shares are held by PVPFF VI, 7,831,004 shares are held by PVP VI AIV, 1,925,094 shares are held by PVP VI AIV-B and 498,468 shares are held by PVP VI. Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

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September 05, 2023 Filed Sep 6, 2023 23:17 UTC
Kenkare-Mitra SaraPresident and Head of R&D
SaleCommon Stock 6,214 $5.19 $32,277.38
Disclosure

SEC source: 0000950170-23-046835 · ownership.xml · nonDerivative · entry 1

Kenkare-Mitra Sara · CIK 0001895592 · President and Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,935

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

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September 05, 2023 Filed Sep 6, 2023 19:16 UTC
Romano GaryChief Medical Officer
SaleCommon Stock 2,771 $5.19 $14,393.13
Disclosure

SEC source: 0000950170-23-046833 · ownership.xml · nonDerivative · entry 1

Romano Gary · CIK 0001799779 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,349

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.1939 to $5.1943. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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September 05, 2023 Filed Sep 6, 2023 23:18 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 5,647 $5.19 $29,333.34
Disclosure

SEC source: 0000950170-23-046836 · ownership.xml · nonDerivative · entry 1

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,645,448

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.

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September 05, 2023 Filed Sep 6, 2023 23:14 UTC
GRASSO MARCChief Financial Officer
SaleCommon Stock 1,114 $5.19 $5,786.45
Disclosure

SEC source: 0000950170-23-046831 · ownership.xml · nonDerivative · entry 1

GRASSO MARC · CIK 0001748894 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,247

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

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August 22, 2023 Filed Aug 24, 2023 21:34 UTC
MCGUIRE TERRANCEDirector · 10% owner
OtherCommon Stock 13,133 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018381 · doc4.xml · nonDerivative · entry 5

MCGUIRE TERRANCE · CIK 0001117003 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 39,399

F11 · kind: Represents a change in the form of ownership of McGuire Family 2008 GST Non-Exempt Irrevocable Trust ("McGuire Family Trust") by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by PVM.

F12 · ownership.nature: Shares held by McGuire Family Trust. The Reporting Person, a member of the Issuer's board of directors, is the donor of McGuire Family Trust and may be deemed to have shared power to vote and dispose of the shares held by McGuire Family Trust.

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August 22, 2023 Filed Aug 24, 2023 21:34 UTC
MCGUIRE TERRANCEDirector · 10% owner
OtherCommon Stock 98,533 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018381 · doc4.xml · nonDerivative · entry 4

MCGUIRE TERRANCE · CIK 0001117003 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F10 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by PVM to its members.

F8 · shares: Shares held by PVM. 276 shares received from PVPFF VI, 78,869 shares received from PVP VI AIV and 19,388 shares received from PVP VI AIV-B. The Managing Members, including the Reporting Person who is a member of the Issuer's board of directors, are managing members of PVM and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F9 · shares: (Continued from footnote 8) Each of the Managing Members disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

F8 · ownership.nature: Shares held by PVM. 276 shares received from PVPFF VI, 78,869 shares received from PVP VI AIV and 19,388 shares received from PVP VI AIV-B. The Managing Members, including the Reporting Person who is a member of the Issuer's board of directors, are managing members of PVM and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F9 · ownership.nature: (Continued from footnote 8) Each of the Managing Members disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

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August 22, 2023 Filed Aug 24, 2023 21:34 UTC
MCGUIRE TERRANCEDirector · 10% owner
OtherCommon Stock 98,533 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018381 · doc4.xml · nonDerivative · entry 3

MCGUIRE TERRANCE · CIK 0001117003 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 98,553

F7 · kind: Represents a change in the form of ownership of PVM by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by the Polaris Funds.

F8 · shares: Shares held by PVM. 276 shares received from PVPFF VI, 78,869 shares received from PVP VI AIV and 19,388 shares received from PVP VI AIV-B. The Managing Members, including the Reporting Person who is a member of the Issuer's board of directors, are managing members of PVM and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F9 · shares: (Continued from footnote 8) Each of the Managing Members disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

F8 · ownership.nature: Shares held by PVM. 276 shares received from PVPFF VI, 78,869 shares received from PVP VI AIV and 19,388 shares received from PVP VI AIV-B. The Managing Members, including the Reporting Person who is a member of the Issuer's board of directors, are managing members of PVM and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F9 · ownership.nature: (Continued from footnote 8) Each of the Managing Members disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

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August 22, 2023 Filed Aug 24, 2023 21:34 UTC
MCGUIRE TERRANCEDirector · 10% owner
OtherCommon Stock 6,429 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018381 · doc4.xml · nonDerivative · entry 2

MCGUIRE TERRANCE · CIK 0001117003 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,996

F5 · kind: Represents a change in the form of ownership of the Reporting Person by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by PVPFF VI.

F6 · balance_after: 26,250 of such shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 14, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders.

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August 22, 2023 Filed Aug 24, 2023 21:34 UTC
MCGUIRE TERRANCEDirector · 10% owner
OtherCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018381 · doc4.xml · nonDerivative · entry 1

MCGUIRE TERRANCE · CIK 0001117003 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 11,353,817

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Polaris Venture Partners Founders' Fund VI, L.P. ("PVPFF VI"), Polaris Venture Partners VI (AIV), L.P. ("PVP VI AIV") and Polaris Venture Partners VI (AIV-B), L.P. (p/k/a PVP VI (AIV) Feeder Corp. Holding Partnership, L.P., "PVP VI AIV-B" and, together with PVPFF VI, PVP VI AIV and Polaris Venture Partners VI, L.P. ("PVP VI"), the "Polaris Funds").

F2 · shares: 27,606 shares were distributed by PVPFF VI, 379,180 shares were distributed by PVP VI AIV and 93,214 shares were distributed by PVP VI AIV-B. The general partner of each of the Polaris Funds is Polaris Venture Management Co. VI, L.L.C. ("PVM"). Each of Amir Nashat, Brian Chee, David Barrett, Bryce Youngren, Jonathan Flint, and the Reporting Person, a member of the Issuer's board of directors, are managing members of PVM (collectively, the "Managing Members") and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F3 · shares: (Continued from footnote 2) Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

F4 · ownership.nature: 626,857 shares are held by PVPFF VI, 8,210,184 shares are held by PVP VI AIV, 2,018,308 shares are held by PVP VI AIV-B and 498,468 shares are held by PVP VI. Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

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August 22, 2023 Filed Aug 24, 2023 21:26 UTC OtherCommon Stock 98,533 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018377 · doc4.xml · nonDerivative · entry 3

Polaris Venture Management Co. VI, L.L.C. · CIK 0001665594 · 10% owner

Polaris Venture Partners VI (AIV), L.P. · CIK 0001767127 · 10% owner

Polaris Venture Partners Founders' Fund VI, L.P. · CIK 0001575691 · 10% owner

Polaris Venture Partners VI, L.P. · CIK 0001493463 · 10% owner

Polaris Venture Partners VI (AIV-B), L.P. · CIK 0001767130 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F8 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by PVM to its members.

F6 · shares: Shares held by PVM. 276 shares received from PVPFF VI, 78,869 shares received from PVP VI AIV and 19,388 shares received from PVP VI AIV-B. The Managing Members, including Terrance McGuire who is a member of the Issuer's board of directors, are managing members of PVM and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F7 · shares: (Continued from footnote 6) Each of the Managing Members disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

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August 22, 2023 Filed Aug 24, 2023 21:26 UTC OtherCommon Stock 98,533 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018377 · doc4.xml · nonDerivative · entry 2

Polaris Venture Management Co. VI, L.L.C. · CIK 0001665594 · 10% owner

Polaris Venture Partners VI (AIV), L.P. · CIK 0001767127 · 10% owner

Polaris Venture Partners Founders' Fund VI, L.P. · CIK 0001575691 · 10% owner

Polaris Venture Partners VI, L.P. · CIK 0001493463 · 10% owner

Polaris Venture Partners VI (AIV-B), L.P. · CIK 0001767130 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,533

F5 · kind: Represents a change in the form of ownership of PVM by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by the Polaris Funds.

F6 · shares: Shares held by PVM. 276 shares received from PVPFF VI, 78,869 shares received from PVP VI AIV and 19,388 shares received from PVP VI AIV-B. The Managing Members, including Terrance McGuire who is a member of the Issuer's board of directors, are managing members of PVM and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F7 · shares: (Continued from footnote 6) Each of the Managing Members disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

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August 22, 2023 Filed Aug 24, 2023 21:26 UTC OtherCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018377 · doc4.xml · nonDerivative · entry 1

Polaris Venture Management Co. VI, L.L.C. · CIK 0001665594 · 10% owner

Polaris Venture Partners VI (AIV), L.P. · CIK 0001767127 · 10% owner

Polaris Venture Partners Founders' Fund VI, L.P. · CIK 0001575691 · 10% owner

Polaris Venture Partners VI, L.P. · CIK 0001493463 · 10% owner

Polaris Venture Partners VI (AIV-B), L.P. · CIK 0001767130 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 11,353,817

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Polaris Venture Partners Founders' Fund VI, L.P. ("PVPFF VI"), Polaris Venture Partners VI (AIV), L.P. ("PVP VI AIV") and Polaris Venture Partners VI (AIV-B), L.P. (p/k/a PVP VI (AIV) Feeder Corp. Holding Partnership, L.P., "PVP VI AIV-B" and, together with PVPFF VI, PVP VI AIV and Polaris Venture Partners VI, L.P. ("PVP VI"), the "Polaris Funds").

F2 · shares: 27,606 shares were distributed by PVPFF VI, 379,180 shares were distributed by PVP VI AIV and 93,214 shares were distributed by PVP VI AIV-B. The general partner of each of the Polaris Funds is Polaris Venture Management Co. VI, L.L.C. ("PVM"). Each of Amir Nashat, Brian Chee, David Barrett, Bryce Youngren, Jonathan Flint, and Terrance McGuire, a member of the Issuer's board of directors, are managing members of PVM (collectively, the "Managing Members") and may be deemed to have shared power to vote and dispose of the shares held by the Polaris Funds.

F3 · shares: (Continued from footnote 2) Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

F4 · ownership.nature: 626,857 shares are held by PVPFF VI, 8,210,184 shares are held by PVP VI AIV, 2,018,308 shares are held by PVP VI AIV-B and 498,468 shares are held by PVP VI. Each of the Managing Members and PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.

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July 15, 2023 Filed Feb 14, 2024 22:58 UTC GrantCommon Stock 8,541 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015412 · ownership.xml · nonDerivative · entry 1

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,250

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest as to 50% of the shares on September 1, 2023, as to 25% of the shares on December 1, 2023, and as to the remaining shares on March 1, 2024, provided the Reporting Person continues to serve as a consultant under the terms of the consulting agreement between the Reporting Person and the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.