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ALB

ALBEMARLE CORP

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2581
SEC CIK
0000915913
Parsed reports
454

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202603
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2019 Filed Mar 5, 2019 22:02 UTC
Tozier ScottEVP & CFO
SaleCommon Stock 2,961 $91.00 $269,451.00
Disclosure

SEC source: 0000915913-19-000031 · wf-form4_155182334254627.xml · nonDerivative · entry 1

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,672

F1 · kind: Pursuant to a 10b5-1 Plan.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:48 UTC
LaBauve Donald J. Jr.VP, Corporate Controller & CAO
GrantRestricted Stock Unit · Derivative 1,100 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000029 · wf-form4_155140849315588.xml · derivative · entry 9

LaBauve Donald J. Jr. · CIK 0001568721 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Underlying: Common Stock · 1,100 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F7 · derivative.exercise_date: One-half of the award amount earned will vest on 2/26/2022 and the remaining half will vest on 2/26/2023.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:48 UTC
LaBauve Donald J. Jr.VP, Corporate Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 664 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000029 · wf-form4_155140849315588.xml · derivative · entry 8

LaBauve Donald J. Jr. · CIK 0001568721 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 1,328 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 1,328 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:48 UTC
LaBauve Donald J. Jr.VP, Corporate Controller & CAO
Exercise / conversionPerformance Units · Derivative 1,326 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000029 · wf-form4_155140849315588.xml · derivative · entry 7

LaBauve Donald J. Jr. · CIK 0001568721 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

Underlying: Common Stock · 1,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:48 UTC
LaBauve Donald J. Jr.VP, Corporate Controller & CAO
GrantPerformance Units · Derivative 2,652 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000029 · wf-form4_155140849315588.xml · derivative · entry 6

LaBauve Donald J. Jr. · CIK 0001568721 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652

Underlying: Common Stock · 2,652 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:48 UTC
LaBauve Donald J. Jr.VP, Corporate Controller & CAO
Tax withholdingCommon Stock 193 $91.57 $17,673.01
Disclosure

SEC source: 0000915913-19-000029 · wf-form4_155140849315588.xml · nonDerivative · entry 5

LaBauve Donald J. Jr. · CIK 0001568721 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,510

F2 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:48 UTC
LaBauve Donald J. Jr.VP, Corporate Controller & CAO
Exercise / conversionCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000029 · wf-form4_155140849315588.xml · nonDerivative · entry 4

LaBauve Donald J. Jr. · CIK 0001568721 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On February 26, 2016, the reporting person was granted 1,328 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:48 UTC
LaBauve Donald J. Jr.VP, Corporate Controller & CAO
Tax withholdingCommon Stock 390 $91.57 $35,712.30
Disclosure

SEC source: 0000915913-19-000029 · wf-form4_155140849315588.xml · nonDerivative · entry 3

LaBauve Donald J. Jr. · CIK 0001568721 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,039

F2 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:48 UTC
LaBauve Donald J. Jr.VP, Corporate Controller & CAO
Exercise / conversionCommon Stock 1,326 $91.00 $120,666.00
Disclosure

SEC source: 0000915913-19-000029 · wf-form4_155140849315588.xml · nonDerivative · entry 2

LaBauve Donald J. Jr. · CIK 0001568721 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:46 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
GrantStock Options · Derivative 40,600 $0.00 Strike: $91.00 $0.00
Disclosure

SEC source: 0000915913-19-000027 · wf-form4_155140835070497.xml · derivative · entry 10

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,600

Underlying: Common Stock · 40,600 shares

Expires 2029-02-26

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:46 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
GrantRestricted Stock Unit · Derivative 12,364 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000027 · wf-form4_155140835070497.xml · derivative · entry 9

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,364

Underlying: Common Stock · 12,364 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F7 · derivative.exercise_date: One-half of the award amount earned will vest on 2/26/2022 and the remaining half will vest on 2/26/2023.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:46 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 8,841 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000027 · wf-form4_155140835070497.xml · derivative · entry 8

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 17,682 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 17,682 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:46 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
Exercise / conversionPerformance Units · Derivative 35,360 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000027 · wf-form4_155140835070497.xml · derivative · entry 7

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,360

Underlying: Common Stock · 35,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F4 · shares: Each Performance Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:46 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
GrantPerformance Units · Derivative 70,720 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000027 · wf-form4_155140835070497.xml · derivative · entry 6

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,720

Underlying: Common Stock · 70,720 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:46 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
Tax withholdingCommon Stock 3,952 $91.57 $361,884.64
Disclosure

SEC source: 0000915913-19-000027 · wf-form4_155140835070497.xml · nonDerivative · entry 5

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,046

F2 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:46 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 8,841 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000027 · wf-form4_155140835070497.xml · nonDerivative · entry 4

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On February 26, 2016, the reporting person was granted 17,682 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:46 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
Tax withholdingCommon Stock 15,806 $91.57 $1,447,355.42
Disclosure

SEC source: 0000915913-19-000027 · wf-form4_155140835070497.xml · nonDerivative · entry 3

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,157

F2 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:46 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 35,360 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000027 · wf-form4_155140835070497.xml · nonDerivative · entry 2

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:43 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
GrantStock Options · Derivative 9,474 $0.00 Strike: $91.00 $0.00
Disclosure

SEC source: 0000915913-19-000025 · wf-form4_155140819840391.xml · derivative · entry 10

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,474

Underlying: Common Stock · 9,474 shares

Expires 2029-02-26

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:43 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
GrantRestricted Stock Unit · Derivative 2,886 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000025 · wf-form4_155140819840391.xml · derivative · entry 9

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886

Underlying: Common Stock · 2,886 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F7 · derivative.exercise_date: One-half of the award amount earned will vest on 2/26/2022 and the remaining half will vest on 2/26/2023.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:43 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,548 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000025 · wf-form4_155140819840391.xml · derivative · entry 8

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 3,096 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

F2 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 3,096 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:43 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
Exercise / conversionPerformance Units · Derivative 6,188 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000025 · wf-form4_155140819840391.xml · derivative · entry 7

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,188

Underlying: Common Stock · 6,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F3 · derivative.exercise_date: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F5 · derivative.expiration_date: No expiration date.

F4 · derivative.underlying_shares: Each Performance Unit converts to 1 share of Common Stock.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:43 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
GrantPerformance Units · Derivative 12,376 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000025 · wf-form4_155140819840391.xml · derivative · entry 6

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,376

Underlying: Common Stock · 12,376 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F3 · derivative.exercise_date: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F5 · derivative.expiration_date: No expiration date.

F4 · derivative.underlying_shares: Each Performance Unit converts to 1 share of Common Stock.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:43 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
Tax withholdingCommon Stock 2,304 $91.57 $210,977.28
Disclosure

SEC source: 0000915913-19-000025 · wf-form4_155140819840391.xml · nonDerivative · entry 5

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

F3 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:43 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
Exercise / conversionCommon Stock 6,188 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000025 · wf-form4_155140819840391.xml · nonDerivative · entry 4

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:43 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
Tax withholdingCommon Stock 460 $91.57 $42,122.20
Disclosure

SEC source: 0000915913-19-000025 · wf-form4_155140819840391.xml · nonDerivative · entry 3

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,116

F3 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:43 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
Exercise / conversionCommon Stock 1,548 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000025 · wf-form4_155140819840391.xml · nonDerivative · entry 2

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On February 26, 2016, the reporting person was granted 3,096 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:40 UTC
Tozier ScottEVP & CFO
GrantStock Option · Derivative 9,925 $0.00 Strike: $91.00 $0.00
Disclosure

SEC source: 0000915913-19-000023 · wf-form4_155140798646695.xml · derivative · entry 10

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,925

Underlying: Common Stock · 9,925 shares

Expires 2029-02-26

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:40 UTC
Tozier ScottEVP & CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,990 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000023 · wf-form4_155140798646695.xml · derivative · entry 9

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Underlying: Common Stock · 1,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 3,980 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

F2 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 3,980 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:40 UTC
Tozier ScottEVP & CFO
GrantRestricted Stock Unit · Derivative 3,022 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000023 · wf-form4_155140798646695.xml · derivative · entry 8

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,022 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F7 · derivative.exercise_date: One-half of the award amount earned will vest on 2/26/22 and the remaining half will vest on 2/26/23.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:40 UTC
Tozier ScottEVP & CFO
Exercise / conversionPerformance Unit · Derivative 7,956 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000023 · wf-form4_155140798646695.xml · derivative · entry 7

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,956

Underlying: Common Stock · 7,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F4 · date: Each Performance Unit converts to 1 share of Common Stock.

F4 · shares: Each Performance Unit converts to 1 share of Common Stock.

F3 · derivative.exercise_date: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:40 UTC
Tozier ScottEVP & CFO
GrantPerformance Unit · Derivative 15,912 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000023 · wf-form4_155140798646695.xml · derivative · entry 6

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,912

Underlying: Common Stock · 15,912 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F3 · derivative.exercise_date: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F5 · derivative.expiration_date: No expiration date.

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February 26, 2019 Filed Mar 1, 2019 02:40 UTC
Tozier ScottEVP & CFO
Tax withholdingCommon Stock 3,432 $91.57 $314,268.24
Disclosure

SEC source: 0000915913-19-000023 · wf-form4_155140798646695.xml · nonDerivative · entry 5

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,633

F3 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

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February 26, 2019 Filed Mar 1, 2019 02:40 UTC
Tozier ScottEVP & CFO
Exercise / conversionCommon Stock 7,956 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000023 · wf-form4_155140798646695.xml · nonDerivative · entry 4

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

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February 26, 2019 Filed Mar 1, 2019 02:40 UTC
Tozier ScottEVP & CFO
Tax withholdingCommon Stock 592 $91.57 $54,209.44
Disclosure

SEC source: 0000915913-19-000023 · wf-form4_155140798646695.xml · nonDerivative · entry 3

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,109

F3 · shares: Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Shares withheld to meet tax liabilities associated with such vested Performance Units.

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February 26, 2019 Filed Mar 1, 2019 02:40 UTC
Tozier ScottEVP & CFO
Exercise / conversionCommon Stock 1,990 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000023 · wf-form4_155140798646695.xml · nonDerivative · entry 2

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On February 26, 2016, the reporting person was granted 3,980 restricted stock units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020.

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February 15, 2019 Filed Feb 20, 2019 22:59 UTC Exercise / conversionPhantom Stock · Derivative 4,353 Not disclosed Not disclosed
Disclosure

SEC source: 0000915913-19-000017 · wf-form4_155070352913660.xml · derivative · entry 2

Wolff Alejandro Daniel · CIK 0001585657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 4,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Phantom Stock units convert 1 for 1 into common stock. Represents deferred director compensation. The reporting person settled 4,353 shares of Phantom Stock for the same number of shares of common stock.

F2 · price: Phantom Stock units convert 1 for 1 into common stock. Represents deferred director compensation. The reporting person settled 4,353 shares of Phantom Stock for the same number of shares of common stock.

F3 · derivative.exercise_date: Exercisable in a single lump sum on February 15th of the calendar year after the year in which Mr. Wolff attains age 62, even if he is still director.

F4 · derivative.expiration_date: No expiration date.

F5 · balance_after: Balance includes dividend equivalent rights earned on total shares of Phantom Stock in Director's deferred stock account.

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February 15, 2019 Filed Feb 20, 2019 22:59 UTC Exercise / conversionCommon Stock 4,353 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000017 · wf-form4_155070352913660.xml · nonDerivative · entry 1

Wolff Alejandro Daniel · CIK 0001585657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares delivered pursuant to deferred compensation distribution elections made in prior years.

F2 · price: Phantom Stock units convert 1 for 1 into common stock. Represents deferred director compensation. The reporting person settled 4,353 shares of Phantom Stock for the same number of shares of common stock.

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January 04, 2019 Filed Jan 8, 2019 22:25 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
SaleCommon Stock 1,295 $74.76 $96,814.20
Disclosure

SEC source: 0000915913-19-000012 · wf-form4_154698631213477.xml · nonDerivative · entry 1

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,028

F1 · shares: Shares sold by reporting person pursuant to 10b5-1 plan to meet tax obligations associated with the vesting of stock awards.

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January 04, 2019 Filed Jan 8, 2019 22:25 UTC
Tozier ScottEVP & CFO
SaleCommon Stock 3,343 $74.55 $249,220.65
Disclosure

SEC source: 0000915913-19-000011 · wf-form4_154698628394710.xml · nonDerivative · entry 1

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,711

F1 · shares: Shares sold by reporting person pursuant to 10b5-1 plan to meet tax obligations associated with the vesting of stock awards.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:27 UTC
Tozier ScottEVP & CFO
Exercise / conversionPerformance Unit · Derivative 9,630 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000008 · wf-form4_154655800642563.xml · derivative · entry 4

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: Performance Units granted on 2/23/2015. 50% vested on 2/23/2018 and 50% vested on 1/1/2019. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F4 · derivative.expiration_date: No expiration date but the Performance Units are fully vested as 1/1/2019.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:27 UTC
Tozier ScottEVP & CFO
Tax withholdingCommon Stock 2,944 $77.07 $226,894.08
Disclosure

SEC source: 0000915913-19-000008 · wf-form4_154655800642563.xml · nonDerivative · entry 3

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,054

F2 · shares: Performance Units granted on 2/23/2015. 50% vested on 2/23/2018 and 50% vested on 1/1/2019. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:27 UTC
Tozier ScottEVP & CFO
Exercise / conversionCommon Stock 9,630 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000008 · wf-form4_154655800642563.xml · nonDerivative · entry 2

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance Units granted on 2/23/2015. 50% vested on 2/23/2018 and 50% vested on 1/1/2019. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:26 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
Exercise / conversionPerformance Unit · Derivative 42,798 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000007 · wf-form4_154655796928925.xml · derivative · entry 4

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: Performance Units granted on 2/23/2015. 50% vested on 2/23/2018 and 50% vested on 1/1/2019. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F4 · derivative.expiration_date: No expiration date but the Performance Units are fully vested as of 1/1/2019.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:26 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
Tax withholdingCommon Stock 17,268 $77.07 $1,330,844.76
Disclosure

SEC source: 0000915913-19-000007 · wf-form4_154655796928925.xml · nonDerivative · entry 3

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,603

F2 · shares: Performance Units granted on 2/23/2015. 50% vested on 2/23/2018 and 50% vested on 1/1/2019. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:26 UTC
KISSAM LUTHER C IVDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 42,798 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000007 · wf-form4_154655796928925.xml · nonDerivative · entry 2

KISSAM LUTHER C IV · CIK 0001266395 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance Units granted on 2/23/2015. 50% vested on 2/23/2018 and 50% vested on 1/1/2019. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:25 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
Exercise / conversionPerformance Unit · Derivative 7,490 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000006 · wf-form4_154655793107055.xml · derivative · entry 4

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: Performance Units granted on 2/23/2015. 50% vested on 2/23/2018 and 50% vested on 1/1/2019. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F4 · derivative.expiration_date: No expiration date but the Performance Units are fully vested as of 1/1/2019.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:25 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
Tax withholdingCommon Stock 2,309 $77.07 $177,954.63
Disclosure

SEC source: 0000915913-19-000006 · wf-form4_154655793107055.xml · nonDerivative · entry 3

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,323

F2 · shares: Performance Units granted on 2/23/2015. 50% vested on 2/23/2018 and 50% vested on 1/1/2019. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:25 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
Exercise / conversionCommon Stock 7,490 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000006 · wf-form4_154655793107055.xml · nonDerivative · entry 2

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance Units granted on 2/23/2015. 50% vested on 2/23/2018 and 50% vested on 1/1/2019. Shares withheld to meet tax liabilities associated with such vested Performance Units.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:25 UTC
LaBauve Donald J. Jr.VP, Corporate Controller & CAO
Exercise / conversionPerformance Unit · Derivative 1,606 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000005 · wf-form4_154655789286155.xml · derivative · entry 4

LaBauve Donald J. Jr. · CIK 0001568721 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: Performance Units granted on 2/23/2015. 50% vested on 2/23/2018 and 50% vested on 1/1/2019. Shares withheld to meet tax liabilities associated with such vested Performance Units.

F4 · derivative.expiration_date: No expiration date but the Performance Units are fully vested as of 1/1/2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.