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AIT

APPLIED INDUSTRIAL TECHNOLOGIES INC

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3467
SEC CIK
0000109563
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2021 Filed Jan 27, 2021 19:09 UTC GrantCommon Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000109563-21-000020 · wf-form4_161177458290802.xml · nonDerivative · entry 1

Pagano Robert J Jr · CIK 0001299653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,790

F1 · shares: Shares of restricted stock granted under the 2019 Long-Term Performance Plan that vest one year from the date of the grant.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 19:03 UTC GrantCommon Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000109563-21-000018 · wf-form4_161177422100314.xml · nonDerivative · entry 1

Hall Mary Dean · CIK 0001659705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · shares: Shares of restricted stock granted under the 2019 Long-Term Performance Plan that vest one year from the date of the grant.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 18:58 UTC GrantCommon Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000109563-21-000014 · wf-form4_161177391232679.xml · nonDerivative · entry 1

DORSMAN PETER A · CIK 0001189865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,196

F1 · shares: Shares of restricted stock granted under the 2019 Long-Term Performance Plan that vest one year from the date of the grant.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 19:01 UTC GrantCommon Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000109563-21-000016 · wf-form4_161177405463623.xml · nonDerivative · entry 1

PETRELLA VINCENT K · CIK 0001276410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,398.16

F1 · acquired: Shares of restricted stock granted under the 2019 Long-Term Performance Plan that vest one year from the date of the grant.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 18:55 UTC GrantCommon Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000109563-21-000012 · wf-form4_161177372193189.xml · nonDerivative · entry 1

Raver Joe Anthony · CIK 0001335815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

F1 · acquired: Shares of restricted stock granted under the 2019 Long-Term Performance Plan that vest one year from the date of the grant.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 18:52 UTC GrantCommon Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000109563-21-000010 · wf-form4_161177352902234.xml · nonDerivative · entry 1

Andrews Madhuri A · CIK 0001426482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · shares: Shares of restricted stock granted under the 2019 Long-Term Performance Plan that vest one year from the date of the grant.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 18:49 UTC GrantCommon Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000109563-21-000008 · wf-form4_161177338695750.xml · nonDerivative · entry 1

Wallace Peter C · CIK 0001295366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,381

F1 · shares: Shares of restricted stock granted under the 2019 Long-Term Performance Plan that vest one year from the date of the grant.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:06 UTC GrantCommon Stock 158.15 $78.43 $12,403.70
Disclosure

SEC source: 0000109563-21-000004 · wf-form4_160986639394928.xml · nonDerivative · entry 1

DORSMAN PETER A · CIK 0001189865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 38,919.61

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:02 UTC GrantCommon Stock 42.95 $78.43 $3,368.57
Disclosure

SEC source: 0000109563-21-000002 · wf-form4_160986612763675.xml · nonDerivative · entry 1

Wallace Peter C · CIK 0001295366 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 10,570.36

Read SEC document
December 21, 2020 Filed Jan 5, 2021 17:14 UTC
Hoffner Warren E IIIVP, General Mgr-Fluid Power
GiftCommon Stock 884 $0.00 $0.00
Disclosure

SEC source: 0000109563-21-000006 · wf-form4_160986686513105.xml · nonDerivative · entry 1

Hoffner Warren E III · CIK 0001657120 · VP, General Mgr-Fluid Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,248

Read SEC document
November 30, 2020 Filed Dec 1, 2020 18:59 UTC
Hoffner Warren E IIIVP, General Mgr-Fluid Power
GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0000109563-20-000116 · wf-form4_160684918506124.xml · nonDerivative · entry 1

Hoffner Warren E III · CIK 0001657120 · VP, General Mgr-Fluid Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,132

Read SEC document
November 27, 2020 Filed Nov 27, 2020 18:39 UTC SaleCommon Stock 1,465 $79.80 $116,907.00
Disclosure

SEC source: 0000109563-20-000114 · wf-form4_160650234001319.xml · nonDerivative · entry 2

PETRELLA VINCENT K · CIK 0001276410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,761.16

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.72 to $79.88, inclusive.

Read SEC document
November 24, 2020 Filed Nov 27, 2020 18:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,465 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0000109563-20-000114 · wf-form4_160650234001319.xml · derivative · entry 3

PETRELLA VINCENT K · CIK 0001276410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,465 shares

Expires 2022-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2020 Filed Nov 27, 2020 18:39 UTC Exercise / conversionCommon Stock 1,465 $36.54 $53,531.10
Disclosure

SEC source: 0000109563-20-000114 · wf-form4_160650234001319.xml · nonDerivative · entry 1

PETRELLA VINCENT K · CIK 0001276410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,226.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:32 UTC
BAUER FRED DVP-General Counsel & Secretary
Exercise / conversionStock Appreciation Rights · Derivative 8,400 $0.00 Strike: $41.29 $0.00
Disclosure

SEC source: 0000109563-20-000112 · wf-form4_160625355439103.xml · derivative · entry 4

BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,400 shares

Expires 2022-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock-only stock appreciation rights which become exercisable in annual increments of 25% commencing one year after the date of grant.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:32 UTC
BAUER FRED DVP-General Counsel & Secretary
Tax withholdingCommon Stock 6,275 $79.16 $496,729.00
Disclosure

SEC source: 0000109563-20-000112 · wf-form4_160625355439103.xml · nonDerivative · entry 2

BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,520

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:32 UTC
BAUER FRED DVP-General Counsel & Secretary
Exercise / conversionCommon Stock 8,400 $41.29 $346,836.00
Disclosure

SEC source: 0000109563-20-000112 · wf-form4_160625355439103.xml · nonDerivative · entry 1

BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:16 UTC
Hoffner Warren E IIIVP, General Mgr-Fluid Power
Exercise / conversionStock Appreciation Rights · Derivative 7,100 $0.00 Strike: $38.36 $0.00
Disclosure

SEC source: 0000109563-20-000110 · wf-form4_160616619107923.xml · derivative · entry 6

Hoffner Warren E III · CIK 0001657120 · VP, General Mgr-Fluid Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,100 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:16 UTC
Hoffner Warren E IIIVP, General Mgr-Fluid Power
Exercise / conversionStock Appreciation Rights · Derivative 12,200 $0.00 Strike: $41.29 $0.00
Disclosure

SEC source: 0000109563-20-000110 · wf-form4_160616619107923.xml · derivative · entry 5

Hoffner Warren E III · CIK 0001657120 · VP, General Mgr-Fluid Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,200 shares

Expires 2022-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:16 UTC
Hoffner Warren E IIIVP, General Mgr-Fluid Power
Tax withholdingCommon Stock 14,200 $76.64 $1,088,288.00
Disclosure

SEC source: 0000109563-20-000110 · wf-form4_160616619107923.xml · nonDerivative · entry 3

Hoffner Warren E III · CIK 0001657120 · VP, General Mgr-Fluid Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,192

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:16 UTC
Hoffner Warren E IIIVP, General Mgr-Fluid Power
Exercise / conversionCommon Stock 7,100 $38.36 $272,356.00
Disclosure

SEC source: 0000109563-20-000110 · wf-form4_160616619107923.xml · nonDerivative · entry 2

Hoffner Warren E III · CIK 0001657120 · VP, General Mgr-Fluid Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:16 UTC
Hoffner Warren E IIIVP, General Mgr-Fluid Power
Exercise / conversionCommon Stock 12,200 $41.29 $503,738.00
Disclosure

SEC source: 0000109563-20-000110 · wf-form4_160616619107923.xml · nonDerivative · entry 1

Hoffner Warren E III · CIK 0001657120 · VP, General Mgr-Fluid Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 16:03 UTC SaleCommon Stock 4,600 $76.30 $350,980.00
Disclosure

SEC source: 0000109563-20-000108 · wf-form4_160588821747592.xml · nonDerivative · entry 1

Wallace Peter C · CIK 0001295366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,744

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76 to $76.46, inclusive.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 22:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,044 $0.00 Strike: $39.77 $0.00
Disclosure

SEC source: 0000109563-20-000106 · wf-form4_160582362779003.xml · derivative · entry 7

Wallace Peter C · CIK 0001295366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,044 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 22:07 UTC SaleCommon Stock 7,444 $76.83 $571,922.52
Disclosure

SEC source: 0000109563-20-000106 · wf-form4_160582362779003.xml · nonDerivative · entry 4

Wallace Peter C · CIK 0001295366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,344

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.65 to $76.98, inclusive.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 22:07 UTC Exercise / conversionCommon Stock 2,044 $39.77 $81,289.88
Disclosure

SEC source: 0000109563-20-000106 · wf-form4_160582362779003.xml · nonDerivative · entry 3

Wallace Peter C · CIK 0001295366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 700 $0.00 Strike: $39.77 $0.00
Disclosure

SEC source: 0000109563-20-000106 · wf-form4_160582362779003.xml · derivative · entry 6

Wallace Peter C · CIK 0001295366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,044

Underlying: Common Stock · 700 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:07 UTC SaleCommon Stock 700 $76.72 $53,704.00
Disclosure

SEC source: 0000109563-20-000106 · wf-form4_160582362779003.xml · nonDerivative · entry 2

Wallace Peter C · CIK 0001295366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,744

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:07 UTC Exercise / conversionCommon Stock 700 $39.77 $27,839.00
Disclosure

SEC source: 0000109563-20-000106 · wf-form4_160582362779003.xml · nonDerivative · entry 1

Wallace Peter C · CIK 0001295366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:27 UTC
Schrimsher Neil ADirector · President and CEO
Exercise / conversionStock Appreciation Rights · Derivative 27,600 $0.00 Strike: $32.30 $0.00
Disclosure

SEC source: 0000109563-20-000104 · wf-form4_160573484369285.xml · derivative · entry 6

Schrimsher Neil A · CIK 0001431804 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,600 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:27 UTC
Schrimsher Neil ADirector · President and CEO
Exercise / conversionStock Appreciation Rights · Derivative 30,000 $0.00 Strike: $32.30 $0.00
Disclosure

SEC source: 0000109563-20-000104 · wf-form4_160573484369285.xml · derivative · entry 5

Schrimsher Neil A · CIK 0001431804 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:27 UTC
Schrimsher Neil ADirector · President and CEO
Tax withholdingCommon Stock 39,396 $76.60 $3,017,733.60
Disclosure

SEC source: 0000109563-20-000104 · wf-form4_160573484369285.xml · nonDerivative · entry 3

Schrimsher Neil A · CIK 0001431804 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,628

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:27 UTC
Schrimsher Neil ADirector · President and CEO
Exercise / conversionCommon Stock 27,600 $32.30 $891,480.00
Disclosure

SEC source: 0000109563-20-000104 · wf-form4_160573484369285.xml · nonDerivative · entry 2

Schrimsher Neil A · CIK 0001431804 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:27 UTC
Schrimsher Neil ADirector · President and CEO
Exercise / conversionCommon Stock 30,000 $32.30 $969,000.00
Disclosure

SEC source: 0000109563-20-000104 · wf-form4_160573484369285.xml · nonDerivative · entry 1

Schrimsher Neil A · CIK 0001431804 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:53 UTC
Schrimsher Neil ADirector · President and CEO
Exercise / conversionStock Appreciation Rights · Derivative 30,000 $0.00 Strike: $32.30 $0.00
Disclosure

SEC source: 0000109563-20-000102 · wf-form4_160521798592130.xml · derivative · entry 4

Schrimsher Neil A · CIK 0001431804 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:53 UTC
Schrimsher Neil ADirector · President and CEO
Tax withholdingCommon Stock 20,976 $71.85 $1,507,125.60
Disclosure

SEC source: 0000109563-20-000102 · wf-form4_160521798592130.xml · nonDerivative · entry 2

Schrimsher Neil A · CIK 0001431804 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,424

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:53 UTC
Schrimsher Neil ADirector · President and CEO
Exercise / conversionCommon Stock 30,000 $32.30 $969,000.00
Disclosure

SEC source: 0000109563-20-000102 · wf-form4_160521798592130.xml · nonDerivative · entry 1

Schrimsher Neil A · CIK 0001431804 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:48 UTC
BAUER FRED DVP-General Counsel & Secretary
Exercise / conversionStock Appreciation Rights · Derivative 8,800 $0.00 Strike: $26.96 $0.00
Disclosure

SEC source: 0000109563-20-000100 · wf-form4_160521770390285.xml · derivative · entry 4

BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,800 shares

Expires 2021-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:48 UTC
BAUER FRED DVP-General Counsel & Secretary
Tax withholdingCommon Stock 5,892 $71.85 $423,340.20
Disclosure

SEC source: 0000109563-20-000100 · wf-form4_160521770390285.xml · nonDerivative · entry 2

BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,395

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:48 UTC
BAUER FRED DVP-General Counsel & Secretary
Exercise / conversionCommon Stock 8,800 $26.96 $237,248.00
Disclosure

SEC source: 0000109563-20-000100 · wf-form4_160521770390285.xml · nonDerivative · entry 1

BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:32 UTC
Loring Kurt W.VP-Chief HR Officer
Exercise / conversionStock Appreciation Rights · Derivative 10,000 $49.04 Strike: $49.04 $490,400.00
Disclosure

SEC source: 0000109563-20-000098 · wf-form4_160504754441226.xml · derivative · entry 4

Loring Kurt W. · CIK 0001615457 · VP-Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 10,000 shares

Expires 2024-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock-only stock appreciation rights which become exercisable in annual increments of 25% commencing one year after the date of grant.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:32 UTC
Loring Kurt W.VP-Chief HR Officer
Tax withholdingCommon Stock 8,381 $69.69 $584,071.89
Disclosure

SEC source: 0000109563-20-000098 · wf-form4_160504754441226.xml · nonDerivative · entry 2

Loring Kurt W. · CIK 0001615457 · VP-Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,325

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:32 UTC
Loring Kurt W.VP-Chief HR Officer
Exercise / conversionCommon Stock 10,000 $49.04 $490,400.00
Disclosure

SEC source: 0000109563-20-000098 · wf-form4_160504754441226.xml · nonDerivative · entry 1

Loring Kurt W. · CIK 0001615457 · VP-Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:14 UTC GrantCommon Stock 55.65 $60.21 $3,350.69
Disclosure

SEC source: 0000109563-20-000089 · wf-form4_160166965191039.xml · nonDerivative · entry 1

Wallace Peter C · CIK 0001295366 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 10,527.4

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:12 UTC GrantCommon Stock 204.92 $60.21 $12,338.23
Disclosure

SEC source: 0000109563-20-000087 · wf-form4_160166950762041.xml · nonDerivative · entry 1

DORSMAN PETER A · CIK 0001189865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 38,761.46

Read SEC document
August 24, 2020 Filed Aug 24, 2020 21:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,744 $0.00 Strike: $39.77 $0.00
Disclosure

SEC source: 0000109563-20-000085 · wf-form4_159830439260027.xml · derivative · entry 8

DORSMAN PETER A · CIK 0001189865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,744 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2020 Filed Aug 24, 2020 21:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,724 $0.00 Strike: $31.69 $0.00
Disclosure

SEC source: 0000109563-20-000085 · wf-form4_159830439260027.xml · derivative · entry 7

DORSMAN PETER A · CIK 0001189865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,724 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2020 Filed Aug 24, 2020 21:27 UTC SaleCommon Stock 9,606 $60.42 $580,394.52
Disclosure

SEC source: 0000109563-20-000085 · wf-form4_159830439260027.xml · nonDerivative · entry 5

DORSMAN PETER A · CIK 0001189865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.635, inclusive.

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August 21, 2020 Filed Aug 24, 2020 21:27 UTC SaleCommon Stock 602 $60.16 $36,216.32
Disclosure

SEC source: 0000109563-20-000085 · wf-form4_159830439260027.xml · nonDerivative · entry 4

DORSMAN PETER A · CIK 0001189865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,165

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.33, inclusive.

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August 20, 2020 Filed Aug 24, 2020 21:27 UTC Tax withholdingCommon Stock 1,790 $60.97 $109,136.30
Disclosure

SEC source: 0000109563-20-000085 · wf-form4_159830439260027.xml · nonDerivative · entry 3

DORSMAN PETER A · CIK 0001189865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,767

F1 · shares: Shares withheld by Registrant to cover the exercise of NQ stock options.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.