Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2018 Filed Jan 17, 2019 22:17 UTC |
Brand MichaelDirector
|
OtherCommon Stock | 16,507 | $1.41 | $23,274.87 |
DisclosureSEC source: 0001213900-19-000856 · ownership.xml · nonDerivative · entry 1 Brand Michael · CIK 0001562757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,172 F1 · kind: Shares received in lieu of cash payment of director's fees. Read SEC document |
| October 01, 2018 Filed Oct 9, 2018 20:26 UTC |
Richmond David S.10% owner · See Footnote 1
RBI Private Investment II, LLCSee Footnote 1
RBI Private Investment III, LLCSee Footnote 1
RBI PI Manager, LLCSee Footnote 1
Richmond Brothers 401(k) Profit Sharing PlanSee Footnote 1
Richmond Brothers, Inc.10% owner · See Footnotes 1 and 2
Curfman Matthew J.10% owner · See Footnote 1
|
PurchaseWarrants (right to buy) · Derivative | 280,000 | Not disclosed Strike: $1.40 | Not disclosed |
DisclosureSEC source: 0000921895-18-002724 · form411265004_10092018.xml · derivative · entry 4 Richmond David S. · CIK 0001698614 · 10% owner · See Footnote 1 RBI Private Investment II, LLC · CIK 0001697890 · See Footnote 1 RBI Private Investment III, LLC · CIK 0001755442 · See Footnote 1 RBI PI Manager, LLC · CIK 0001698718 · See Footnote 1 Richmond Brothers 401(k) Profit Sharing Plan · CIK 0001698822 · See Footnote 1 Richmond Brothers, Inc. · CIK 0001540462 · 10% owner · See Footnotes 1 and 2 Curfman Matthew J. · CIK 0001698617 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: RBI Private Investment III, LLC Disclosed balance after: 280,000 Underlying: Common Stock · 280,000 shares Expires 2023-09-30 F1 · security: This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI Private Investment III, LLC ("RBI PIII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · security: Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16. F3 · price: On October 1, 2018, RBI PIII acquired 800,000 shares of Common Stock and warrants to purchase 280,000 shares of Common Stock for an aggregate purchase price of $1,000,000 pursuant to a private placement by the Issuer. F4 · ownership.nature: Represents securities directly owned by RBI PIII. RBI Manager, as the manager of RBI PIII, may be deemed to beneficially own the securities owned directly by RBI PIII. Mr. Richmond, as the manager of RBI Manager, may be deemed to beneficially own the securities owned directly by RBI PIII. Read SEC document |
| October 01, 2018 Filed Oct 9, 2018 20:26 UTC |
Richmond David S.10% owner · See Footnote 1
RBI Private Investment II, LLCSee Footnote 1
RBI Private Investment III, LLCSee Footnote 1
RBI PI Manager, LLCSee Footnote 1
Richmond Brothers 401(k) Profit Sharing PlanSee Footnote 1
Richmond Brothers, Inc.10% owner · See Footnotes 1 and 2
Curfman Matthew J.10% owner · See Footnote 1
|
PurchaseCommon Stock | 800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-002724 · form411265004_10092018.xml · nonDerivative · entry 1 Richmond David S. · CIK 0001698614 · 10% owner · See Footnote 1 RBI Private Investment II, LLC · CIK 0001697890 · See Footnote 1 RBI Private Investment III, LLC · CIK 0001755442 · See Footnote 1 RBI PI Manager, LLC · CIK 0001698718 · See Footnote 1 Richmond Brothers 401(k) Profit Sharing Plan · CIK 0001698822 · See Footnote 1 Richmond Brothers, Inc. · CIK 0001540462 · 10% owner · See Footnotes 1 and 2 Curfman Matthew J. · CIK 0001698617 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: RBI Private Investment III, LLC Disclosed balance after: 800,000 F1 · security: This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI Private Investment III, LLC ("RBI PIII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · security: Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16. F3 · price: On October 1, 2018, RBI PIII acquired 800,000 shares of Common Stock and warrants to purchase 280,000 shares of Common Stock for an aggregate purchase price of $1,000,000 pursuant to a private placement by the Issuer. F4 · ownership.nature: Represents securities directly owned by RBI PIII. RBI Manager, as the manager of RBI PIII, may be deemed to beneficially own the securities owned directly by RBI PIII. Mr. Richmond, as the manager of RBI Manager, may be deemed to beneficially own the securities owned directly by RBI PIII. Read SEC document |
| October 01, 2018 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 16 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F10 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F10 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Jan 17, 2019 23:17 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 17 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F11 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F11 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Feb 14, 2019 22:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 16 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F11 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F11 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Feb 14, 2019 22:31 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 17 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F12 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F12 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Feb 15, 2019 16:30 UTC Amendment |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 17 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F12 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F12 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Feb 15, 2019 16:27 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 16 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F11 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F11 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Feb 19, 2019 15:46 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 16 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F11 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F11 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Apr 4, 2019 17:52 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F12 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F12 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Apr 4, 2019 17:51 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 15 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F11 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F11 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Aug 14, 2019 15:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 13 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F11 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F11 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Aug 14, 2019 14:55 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 14 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F12 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F12 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Dec 5, 2019 19:35 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 14 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F12 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F12 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| October 01, 2018 Filed Dec 5, 2019 19:26 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 17,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 13 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2023-09-30 F11 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. F11 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. Read SEC document |
| September 30, 2018 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 14 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F8 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F7 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F8 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $1,300,000.00 Strike: $1.50 | $1,300,000.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 12 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 866,666 shares Expires 2020-12-31 F6 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F7 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Jan 17, 2019 23:12 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Note · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-000881 · ownership.xml · derivative · entry 4 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F3 · kind: 6% Convertible Notes issued pursuant to amendment to 8% Notes reducing interest rate, reducing conversion rate to $1.50 per share and extendiing maturity date until December 31, 2020. F4 · ownership.nature: Represents Notes owned by Taglich Brothers, Inc., of which Reporting Person is Managing Director. Read SEC document |
| September 30, 2018 Filed Jan 17, 2019 23:12 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Note · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-000881 · ownership.xml · derivative · entry 3 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F3 · kind: 6% Convertible Notes issued pursuant to amendment to 8% Notes reducing interest rate, reducing conversion rate to $1.50 per share and extendiing maturity date until December 31, 2020. Read SEC document |
| September 30, 2018 Filed Jan 17, 2019 23:12 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherCommon Stock | 86,401 | $1.39 | $120,097.39 |
DisclosureSEC source: 0001213900-19-000881 · ownership.xml · nonDerivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,003,507 F1 · kind: Shares issued in lieu of cash payment of accrued interest on 8% Convertible Notes (the "8%" Notes). Read SEC document |
| September 30, 2018 Filed Jan 17, 2019 23:17 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 15 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F9 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F9 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Jan 17, 2019 23:17 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F7 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Jan 17, 2019 23:10 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Note · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-000879 · ownership.xml · derivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F3 · kind: 6% Convertible Notes issued pursuant to amendment to 8% Notes reducing interest rate, reducing conversion rate to $1.50 per share and extendiing maturity date until December 31, 2020. F4 · ownership.nature: Represents Notes owned by Taglich Brothers, Inc., of which Reporting Person is Chairman and President. Read SEC document |
| September 30, 2018 Filed Jan 17, 2019 23:10 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Note · Derivative | Not disclosed | $1,300,000.00 Strike: $1.50 | $1,300,000.00 |
DisclosureSEC source: 0001213900-19-000879 · ownership.xml · derivative · entry 3 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 866,667 shares Expires 2020-12-31 F3 · kind: 6% Convertible Notes issued pursuant to amendment to 8% Notes reducing interest rate, reducing conversion rate to $1.50 per share and extendiing maturity date until December 31, 2020. Read SEC document |
| September 30, 2018 Filed Jan 17, 2019 23:10 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherCommon Stock | 146,484 | $1.39 | $203,612.76 |
DisclosureSEC source: 0001213900-19-000879 · ownership.xml · nonDerivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,496,915 F1 · kind: Shares issued in lieu of cash payment of accrued interest on 8% Convertible Notes (the "8%" Notes). Read SEC document |
| September 30, 2018 Filed Feb 14, 2019 22:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 14 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F9 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F9 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Feb 14, 2019 22:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $1,300,000.00 Strike: $1.50 | $1,300,000.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 12 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 866,666 shares Expires 2020-12-31 F7 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Feb 14, 2019 22:31 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 15 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F10 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Feb 14, 2019 22:31 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F8 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Feb 15, 2019 16:30 UTC Amendment |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 15 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F10 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Feb 15, 2019 16:30 UTC Amendment |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F8 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Feb 15, 2019 16:27 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 14 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F9 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F9 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Feb 15, 2019 16:27 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $1,300,000.00 Strike: $1.50 | $1,300,000.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 12 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 866,666 shares Expires 2020-12-31 F7 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Feb 19, 2019 15:46 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 14 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F9 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F9 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Feb 19, 2019 15:46 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $1,300,000.00 Strike: $1.50 | $1,300,000.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 12 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 866,666 shares Expires 2020-12-31 F7 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Apr 4, 2019 17:52 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 14 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F10 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Apr 4, 2019 17:52 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F8 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Apr 4, 2019 17:51 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 13 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F9 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F9 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Apr 4, 2019 17:51 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $1,300,000.00 Strike: $1.50 | $1,300,000.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 11 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 866,666 shares Expires 2020-12-31 F7 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Aug 14, 2019 15:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 11 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F9 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F9 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Aug 14, 2019 15:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $1,300,000.00 Strike: $1.50 | $1,300,000.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 866,666 shares Expires 2020-12-31 F7 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Aug 14, 2019 14:55 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F10 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Aug 14, 2019 14:55 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 10 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F8 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Dec 5, 2019 19:35 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F10 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Dec 5, 2019 19:35 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 10 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F8 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Dec 5, 2019 19:26 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 11 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F9 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F9 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Dec 5, 2019 19:26 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $1,300,000.00 Strike: $1.50 | $1,300,000.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 866,666 shares Expires 2020-12-31 F7 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| August 30, 2018 Filed Aug 30, 2018 21:44 UTC |
Melluzzo Luciano MPresident
|
PurchaseCommon stock | 10,000 | $1.42 | $14,200.00 |
DisclosureSEC source: 0001193805-18-001109 · e618249_4-luciano.xml · nonDerivative · entry 3 Melluzzo Luciano M · CIK 0001344076 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 21:44 UTC |
Melluzzo Luciano MPresident
|
PurchaseCommon stock | 10,000 | $1.42 | $14,200.00 |
DisclosureSEC source: 0001193805-18-001109 · e618249_4-luciano.xml · nonDerivative · entry 2 Melluzzo Luciano M · CIK 0001344076 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.