Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2019 Filed Feb 12, 2019 22:01 UTC |
Melluzzo Luciano MPresident
|
GrantStock options · Derivative | 200,000 | $0.00 Strike: $0.88 | $0.00 |
DisclosureSEC source: 0001213900-19-002244 · ownership.xml · derivative · entry 4 Melluzzo Luciano M · CIK 0001344076 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2024-01-31 Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 15 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F9 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F7 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F9 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 13 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 107,526 shares Expires 2020-12-31 F7 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 23:17 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F10 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 23:17 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 14 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,075,268 shares Expires 2020-12-31 F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Feb 14, 2019 22:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 15 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F10 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Feb 14, 2019 22:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 13 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 107,526 shares Expires 2020-12-31 F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Feb 14, 2019 22:31 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F11 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F11 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Feb 14, 2019 22:31 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 14 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,075,268 shares Expires 2020-12-31 F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Feb 15, 2019 16:30 UTC Amendment |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F11 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F11 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Feb 15, 2019 16:30 UTC Amendment |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 14 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,075,268 shares Expires 2020-12-31 F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Feb 15, 2019 16:27 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 15 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F10 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Feb 15, 2019 16:27 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 13 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 107,526 shares Expires 2020-12-31 F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Feb 19, 2019 15:46 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 15 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F10 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Feb 19, 2019 15:46 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 13 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,075,268 shares Expires 2020-12-31 F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Apr 4, 2019 17:52 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 15 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F11 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F11 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Apr 4, 2019 17:52 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,075,268 shares Expires 2020-12-31 F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Apr 4, 2019 17:51 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 14 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F10 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Apr 4, 2019 17:51 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 12 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,075,268 shares Expires 2020-12-31 F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Aug 14, 2019 15:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 12 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F10 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Aug 14, 2019 15:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 10 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,075,268 shares Expires 2020-12-31 F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Aug 14, 2019 14:55 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F11 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F11 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Aug 14, 2019 14:55 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,075,268 shares Expires 2020-12-31 F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Dec 5, 2019 19:35 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F11 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F11 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Dec 5, 2019 19:35 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,075,268 shares Expires 2020-12-31 F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 15, 2019 Filed Dec 5, 2019 19:26 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $80,000.00 Strike: $0.93 | $80,000.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 12 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 86,021 shares Expires 2020-12-31 F10 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. Read SEC document |
| January 15, 2019 Filed Dec 5, 2019 19:26 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $0.93 | $1,000,000.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 10 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,075,268 shares Expires 2020-12-31 F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| January 04, 2019 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseCommon Stock | 17,310 | $0.83 | $14,367.30 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · nonDerivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,543,966 Read SEC document |
| January 04, 2019 Filed Jan 17, 2019 23:17 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseCommon Stock | 17,310 | $0.83 | $14,367.30 |
DisclosureSEC source: 0001213900-19-000883 · ownership.xml · nonDerivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,050,558 Read SEC document |
| January 04, 2019 Filed Jan 18, 2019 15:03 UTC |
Rettaliata PeterDirector
|
OtherCommon Stock | 16,858 | $0.83 | $13,992.14 |
DisclosureSEC source: 0001213900-19-000921 · ownership.xml · nonDerivative · entry 1 Rettaliata Peter · CIK 0001344959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,629 F1 · kind: Shares issued in lieu of payment of cash payment of director's fees. Read SEC document |
| January 04, 2019 Filed Jan 18, 2019 15:34 UTC |
PORCELAIN MICHAELDirector
|
OtherCommon Stock | 12,945 | $0.83 | $10,744.35 |
DisclosureSEC source: 0001213900-19-000924 · ownership.xml · nonDerivative · entry 1 PORCELAIN MICHAEL · CIK 0001210707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,841 F1 · kind: Shares issued in lieu of cash payment of director's fees. Read SEC document |
| January 04, 2019 Filed Jan 18, 2019 15:04 UTC |
SCHROEDER ROBERT CDirector
|
OtherCommon Stock | 9,332 | $0.83 | $7,745.56 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,851 F1 · kind: Shares issued in lieu of cash payment of director's fees. Read SEC document |
| January 04, 2019 Filed Jan 18, 2019 15:02 UTC |
BUONANNO DAVIDDirector
|
OtherCommon Stock | 9,332 | $0.83 | $7,745.56 |
DisclosureSEC source: 0001213900-19-000920 · ownership.xml · nonDerivative · entry 1 BUONANNO DAVID · CIK 0001411333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,024 F1 · kind: Shares issued in lieu of cash payment of director's fees. Read SEC document |
| January 04, 2019 Filed Jan 18, 2019 15:01 UTC |
Brand MichaelDirector
|
OtherCommon Stock | 9,332 | $0.83 | $7,745.56 |
DisclosureSEC source: 0001213900-19-000919 · ownership.xml · nonDerivative · entry 1 Brand Michael · CIK 0001562757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,504 F1 · kind: Shares issued in lieu of cash payment of director's fees. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 17:38 UTC |
Melluzzo Luciano MPresident
|
PurchaseCommon stock | 100 | $0.76 | $76.00 |
DisclosureSEC source: 0001213900-18-017958 · ownership.xml · nonDerivative · entry 3 Melluzzo Luciano M · CIK 0001344076 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 17:38 UTC |
Melluzzo Luciano MPresident
|
PurchaseCommon stock | 19,900 | $0.78 | $15,522.00 |
DisclosureSEC source: 0001213900-18-017958 · ownership.xml · nonDerivative · entry 2 Melluzzo Luciano M · CIK 0001344076 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,900 Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 17:38 UTC |
Melluzzo Luciano MPresident
|
PurchaseCommon stock | 10,000 | $0.81 | $8,100.00 |
DisclosureSEC source: 0001213900-18-017958 · ownership.xml · nonDerivative · entry 1 Melluzzo Luciano M · CIK 0001344076 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| December 26, 2018 Filed Feb 12, 2019 22:01 UTC |
Melluzzo Luciano MPresident
|
PurchaseCommon stock | 100 | $0.76 | $76.00 |
DisclosureSEC source: 0001213900-19-002244 · ownership.xml · nonDerivative · entry 3 Melluzzo Luciano M · CIK 0001344076 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Read SEC document |
| December 26, 2018 Filed Feb 12, 2019 22:01 UTC |
Melluzzo Luciano MPresident
|
PurchaseCommon stock | 19,900 | $0.78 | $15,522.00 |
DisclosureSEC source: 0001213900-19-002244 · ownership.xml · nonDerivative · entry 2 Melluzzo Luciano M · CIK 0001344076 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,900 Read SEC document |
| December 26, 2018 Filed Feb 12, 2019 22:01 UTC |
Melluzzo Luciano MPresident
|
PurchaseCommon stock | 10,000 | $0.81 | $8,100.00 |
DisclosureSEC source: 0001213900-19-002244 · ownership.xml · nonDerivative · entry 1 Melluzzo Luciano M · CIK 0001344076 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 23:15 UTC |
Richmond David S.10% owner · See Footnote 1
RBI Private Investment II, LLCSee Footnote 1
RBI Private Investment III, LLCSee Footnote 1
RBI PI Manager, LLCSee Footnote 1
Richmond Brothers 401(k) Profit Sharing PlanSee Footnote 1
Richmond Brothers, Inc.10% owner · See Footnotes 1 and 2
Curfman Matthew J.10% owner · See Footnote 1
|
PurchaseCommon Stock | 525 | $3.37 | $1,767.15 |
DisclosureSEC source: 0000921895-18-003199 · form411265004_12042018.xml · nonDerivative · entry 2 Richmond David S. · CIK 0001698614 · 10% owner · See Footnote 1 RBI Private Investment II, LLC · CIK 0001697890 · See Footnote 1 RBI Private Investment III, LLC · CIK 0001755442 · See Footnote 1 RBI PI Manager, LLC · CIK 0001698718 · See Footnote 1 Richmond Brothers 401(k) Profit Sharing Plan · CIK 0001698822 · See Footnote 1 Richmond Brothers, Inc. · CIK 0001540462 · 10% owner · See Footnotes 1 and 2 Curfman Matthew J. · CIK 0001698617 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Matthew J. Curfman Disclosed balance after: 525 F1 · security: This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI Private Investment III, LLC ("RBI PIII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · security: Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 23:15 UTC |
Richmond David S.10% owner · See Footnote 1
RBI Private Investment II, LLCSee Footnote 1
RBI Private Investment III, LLCSee Footnote 1
RBI PI Manager, LLCSee Footnote 1
Richmond Brothers 401(k) Profit Sharing PlanSee Footnote 1
Richmond Brothers, Inc.10% owner · See Footnotes 1 and 2
Curfman Matthew J.10% owner · See Footnote 1
|
PurchaseCommon Stock | 3,979 | $3.37 | $13,393.31 |
DisclosureSEC source: 0000921895-18-003199 · form411265004_12042018.xml · nonDerivative · entry 1 Richmond David S. · CIK 0001698614 · 10% owner · See Footnote 1 RBI Private Investment II, LLC · CIK 0001697890 · See Footnote 1 RBI Private Investment III, LLC · CIK 0001755442 · See Footnote 1 RBI PI Manager, LLC · CIK 0001698718 · See Footnote 1 Richmond Brothers 401(k) Profit Sharing Plan · CIK 0001698822 · See Footnote 1 Richmond Brothers, Inc. · CIK 0001540462 · 10% owner · See Footnotes 1 and 2 Curfman Matthew J. · CIK 0001698617 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Richmond Brothers 401(k) Profit Sharing Plan Disclosed balance after: 70,985 F1 · security: This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI Private Investment III, LLC ("RBI PIII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · security: Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16. F4 · ownership.nature: Represents securities directly owned by RBI Plan. Messrs. Richmond and Curfman, as trustees of RBI Plan, may be deemed to beneficially own the securities owned directly by RBI Plan. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 19:35 UTC Amendment |
Richmond David S.10% owner · See Footnote 1
RBI Private Investment II, LLCSee Footnote 1
RBI Private Investment III, LLCSee Footnote 1
RBI PI Manager, LLCSee Footnote 1
Richmond Brothers 401(k) Profit Sharing PlanSee Footnote 1
Richmond Brothers, Inc.10% owner · See Footnotes 1 and 2
Curfman Matthew J.10% owner · See Footnote 1
|
PurchaseCommon Stock | 525 | $1.11 | $583.49 |
DisclosureSEC source: 0000921895-18-003217 · form4a11265004_12062018.xml · nonDerivative · entry 2 Richmond David S. · CIK 0001698614 · 10% owner · See Footnote 1 RBI Private Investment II, LLC · CIK 0001697890 · See Footnote 1 RBI Private Investment III, LLC · CIK 0001755442 · See Footnote 1 RBI PI Manager, LLC · CIK 0001698718 · See Footnote 1 Richmond Brothers 401(k) Profit Sharing Plan · CIK 0001698822 · See Footnote 1 Richmond Brothers, Inc. · CIK 0001540462 · 10% owner · See Footnotes 1 and 2 Curfman Matthew J. · CIK 0001698617 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Matthew J. Curfman Disclosed balance after: 525 F1 · security: This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI Private Investment III, LLC ("RBI PIII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · security: Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 19:35 UTC Amendment |
Richmond David S.10% owner · See Footnote 1
RBI Private Investment II, LLCSee Footnote 1
RBI Private Investment III, LLCSee Footnote 1
RBI PI Manager, LLCSee Footnote 1
Richmond Brothers 401(k) Profit Sharing PlanSee Footnote 1
Richmond Brothers, Inc.10% owner · See Footnotes 1 and 2
Curfman Matthew J.10% owner · See Footnote 1
|
PurchaseCommon Stock | 3,979 | $1.11 | $4,422.26 |
DisclosureSEC source: 0000921895-18-003217 · form4a11265004_12062018.xml · nonDerivative · entry 1 Richmond David S. · CIK 0001698614 · 10% owner · See Footnote 1 RBI Private Investment II, LLC · CIK 0001697890 · See Footnote 1 RBI Private Investment III, LLC · CIK 0001755442 · See Footnote 1 RBI PI Manager, LLC · CIK 0001698718 · See Footnote 1 Richmond Brothers 401(k) Profit Sharing Plan · CIK 0001698822 · See Footnote 1 Richmond Brothers, Inc. · CIK 0001540462 · 10% owner · See Footnotes 1 and 2 Curfman Matthew J. · CIK 0001698617 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Richmond Brothers 401(k) Profit Sharing Plan Disclosed balance after: 70,985 F1 · security: This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI Private Investment III, LLC ("RBI PIII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · security: Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16. F3 · ownership.nature: Represents securities directly owned by RBI Plan. Messrs. Richmond and Curfman, as trustees of RBI Plan, may be deemed to beneficially own the securities owned directly by RBI Plan. Read SEC document |
| October 05, 2018 Filed Jan 17, 2019 23:12 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherCommon Stock | 29,741 | $1.41 | $41,934.81 |
DisclosureSEC source: 0001213900-19-000881 · ownership.xml · nonDerivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,033,248 F2 · kind: Shares issued in lieu of cash payment of director's fees. Read SEC document |
| October 05, 2018 Filed Jan 17, 2019 22:28 UTC |
SCHROEDER ROBERT CDirector
|
OtherCommon Stock | 16,507 | $1.41 | $23,274.87 |
DisclosureSEC source: 0001213900-19-000868 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,519 F1 · kind: Shares issued in lieu of cash payment of director's fees. Read SEC document |
| October 05, 2018 Filed Jan 17, 2019 23:10 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherCommon Stock | 29,741 | $1.41 | $41,934.81 |
DisclosureSEC source: 0001213900-19-000879 · ownership.xml · nonDerivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,526,656 F2 · kind: Shares issued in lieu of cash payment of director's fees. Read SEC document |
| October 05, 2018 Filed Jan 17, 2019 22:24 UTC |
Rettaliata PeterDirector
|
OtherCommon Stock | 29,819 | $1.41 | $42,044.79 |
DisclosureSEC source: 0001213900-19-000864 · ownership.xml · nonDerivative · entry 1 Rettaliata Peter · CIK 0001344959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,771 F1 · kind: Shares received in lieu of cash payment of director's fees. Read SEC document |
| October 05, 2018 Filed Jan 17, 2019 22:21 UTC |
PORCELAIN MICHAELDirector
|
OtherCommon Stock | 22,896 | $1.41 | $32,283.36 |
DisclosureSEC source: 0001213900-19-000860 · ownership.xml · nonDerivative · entry 1 PORCELAIN MICHAEL · CIK 0001210707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,896 F1 · kind: Shares received in lieu of cash payment of director's fees. Read SEC document |
| October 05, 2018 Filed Jan 17, 2019 22:19 UTC |
BUONANNO DAVIDDirector
|
OtherCommon Stock | 15,442 | $1.41 | $21,773.22 |
DisclosureSEC source: 0001213900-19-000858 · ownership.xml · nonDerivative · entry 1 BUONANNO DAVID · CIK 0001411333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,692 F1 · kind: Shares received in lieu of cash payment of director's fees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.