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AIRI

AIR INDUSTRIES GROUP

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7887
SEC CIK
0001009891
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307

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2016 Filed Dec 12, 2017 20:41 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-003588 · e617537_4-buonanno.xml · derivative · entry 10

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F3 · derivative.exercise_date: Fully vested as of February 1, 2017.

Read SEC document
June 02, 2016 Filed Jan 2, 2018 20:57 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · derivative · entry 13

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F5 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed Jan 2, 2018 20:53 UTC GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000019 · e617573_4-robertt.xml · derivative · entry 14

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F6 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Jan 2, 2018 20:48 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 10

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F2 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Jan 2, 2018 20:47 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000015 · e617569_4-buonanno.xml · derivative · entry 10

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F3 · derivative.exercise_date: Fully vested as of February 1, 2017.

Read SEC document
June 02, 2016 Filed Jan 2, 2018 20:45 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000014 · e617568_4-brand.xml · derivative · entry 11

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed May 16, 2018 21:27 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000715 · e617994_4-brand.xml · derivative · entry 11

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed May 16, 2018 21:26 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000713 · e617992_4-buonanno.xml · derivative · entry 10

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F3 · derivative.exercise_date: Fully vested as of February 1, 2017.

Read SEC document
June 02, 2016 Filed May 16, 2018 21:24 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 10

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F3 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed May 16, 2018 21:23 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 13

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F6 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed May 16, 2018 21:22 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000707 · e617986_4-robertt.xml · derivative · entry 14

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F7 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed May 22, 2018 21:02 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 12

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F5 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed May 22, 2018 21:00 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 13

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F6 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Jan 17, 2019 23:20 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 10

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F5 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed Jan 17, 2019 23:17 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 11

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F6 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Jan 18, 2019 15:04 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 8

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F4 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Jan 18, 2019 15:02 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-000920 · ownership.xml · derivative · entry 7

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F3 · derivative.exercise_date: Fully vested as of February 1, 2017.

Read SEC document
June 02, 2016 Filed Jan 18, 2019 15:01 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-000919 · ownership.xml · derivative · entry 9

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Feb 14, 2019 22:36 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 10

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F6 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed Feb 14, 2019 22:31 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 11

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F7 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Feb 14, 2019 21:29 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-002581 · ownership.xml · derivative · entry 10

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Feb 14, 2019 21:33 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 8

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F3 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Feb 14, 2019 19:02 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-002504 · ownership.xml · derivative · entry 7

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F2 · derivative.exercise_date: Fully vested as of February 1, 2017.

Read SEC document
June 02, 2016 Filed Feb 15, 2019 16:30 UTC Amendment
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 11

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F7 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Feb 15, 2019 16:27 UTC Amendment
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 10

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F6 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed Feb 19, 2019 15:46 UTC Amendment
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 10

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F6 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed Apr 4, 2019 17:52 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 10

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F7 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Apr 4, 2019 17:51 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 9

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F6 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed Apr 4, 2019 17:50 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 7

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F4 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Aug 14, 2019 15:36 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 7

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F6 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed Aug 14, 2019 14:55 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 8

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F7 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Dec 5, 2019 19:33 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 5

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F4 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Dec 5, 2019 19:35 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 8

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F7 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Dec 5, 2019 19:26 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 7

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F6 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
May 26, 2016 Filed Sep 19, 2016 17:05 UTC PurchaseWarrants · Derivative 13,500 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 19

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,690

Underlying: Common Stock · 13,500 shares

Expires 2021-05-26

Read SEC document
May 26, 2016 Filed Sep 19, 2016 17:05 UTC PurchaseSeries A Convertible Preferred Stock · Derivative 65,000 $650,000.00 Strike: $4.92 $42,250,000,000.00
Disclosure

SEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 18

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 132,113 shares

Expires not disclosed

F4 · derivative.expiration_date: No expiration date.

Read SEC document
May 26, 2016 Filed Sep 19, 2016 17:02 UTC
TAGLICH MICHAEL NDirector · 10% owner
PurchaseWarrants · Derivative 16,500 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · derivative · entry 19

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,690

Underlying: Common Stock · 16,500 shares

Expires 2021-05-26

Read SEC document
May 26, 2016 Filed Sep 19, 2016 17:02 UTC
TAGLICH MICHAEL NDirector · 10% owner
PurchaseSeries A Convertible Preferred Stock · Derivative 110,000 $1,100,000.00 Strike: $4.92 $121,000,000,000.00
Disclosure

SEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · derivative · entry 18

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 223,575 shares

Expires not disclosed

F4 · derivative.expiration_date: There is no expiration date.

Read SEC document
May 26, 2016 Filed Nov 28, 2016 21:32 UTC PurchaseWarrants · Derivative 13,500 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 16

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,690

Underlying: Common Stock · 13,500 shares

Expires 2021-05-26

Read SEC document
May 26, 2016 Filed Nov 28, 2016 21:32 UTC PurchaseSeries A Convertible Preferred Stock · Derivative 65,000 $650,000.00 Strike: $4.92 $42,250,000,000.00
Disclosure

SEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 15

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 132,113 shares

Expires not disclosed

F4 · derivative.expiration_date: No expiration date.

Read SEC document
May 26, 2016 Filed Nov 28, 2016 21:31 UTC
TAGLICH MICHAEL NDirector · 10% owner
PurchaseWarrants · Derivative 16,500 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001193805-16-004317 · e615601_4-michaelt.xml · derivative · entry 16

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,690

Underlying: Common Stock · 16,500 shares

Expires 2021-05-26

Read SEC document
May 26, 2016 Filed Nov 28, 2016 21:31 UTC
TAGLICH MICHAEL NDirector · 10% owner
PurchaseSeries A Convertible Preferred Stock · Derivative 110,000 $1,100,000.00 Strike: $4.92 $121,000,000,000.00
Disclosure

SEC source: 0001193805-16-004317 · e615601_4-michaelt.xml · derivative · entry 15

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 223,575 shares

Expires not disclosed

F4 · derivative.expiration_date: There is no expiration date.

Read SEC document
April 16, 2015 Filed Feb 14, 2019 22:36 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 9

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2020-04-05

F5 · derivative.exercise_date: Fully vested as of 11/01/2016.

Read SEC document
April 16, 2015 Filed Feb 15, 2019 16:27 UTC Amendment
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 9

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2020-04-05

F5 · derivative.exercise_date: Fully vested as of 11/01/2016.

Read SEC document
April 16, 2015 Filed Feb 19, 2019 15:46 UTC Amendment
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 9

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2020-04-05

F5 · derivative.exercise_date: Fully vested as of 11/01/2016.

Read SEC document
April 16, 2015 Filed Apr 4, 2019 17:51 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 8

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2020-04-05

F5 · derivative.exercise_date: Fully vested as of 11/01/2016.

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April 16, 2015 Filed Aug 14, 2019 15:36 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 6

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2020-04-05

F5 · derivative.exercise_date: Fully vested as of 11/01/2016.

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April 16, 2015 Filed Dec 5, 2019 19:26 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 6

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2020-04-05

F5 · derivative.exercise_date: Fully vested as of 11/01/2016.

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April 06, 2015 Filed Sep 19, 2016 17:05 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 17

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 750 shares

Expires 2020-04-05

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April 06, 2015 Filed Sep 19, 2016 17:05 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 16

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 750 shares

Expires 2020-04-05

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.