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AIRI

AIR INDUSTRIES GROUP

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7887
SEC CIK
0001009891
Parsed reports
307

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2016 Filed Apr 4, 2019 17:52 UTC
TAGLICH ROBERTDirector · 10% owner
PurchaseWarrants · Derivative 8,307 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 17

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,307

Underlying: Common Stock · 8,307 shares

Expires 2021-07-31

Read SEC document
August 19, 2016 Filed Apr 4, 2019 17:51 UTC
TAGLICH MICHAEL NDirector · 10% owner
PurchaseWarrants · Derivative 61,817 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 17

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,817

Underlying: Common Stock · 61,817 shares

Expires 2021-07-31

Read SEC document
August 19, 2016 Filed Aug 14, 2019 15:36 UTC
TAGLICH MICHAEL NDirector · 10% owner
PurchaseWarrants · Derivative 61,817 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 15

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,817

Underlying: Common Stock · 61,817 shares

Expires 2021-07-31

Read SEC document
August 19, 2016 Filed Aug 14, 2019 14:56 UTC
TAGLICH ROBERTDirector · 10% owner
PurchaseWarrants · Derivative 2,436 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001213900-19-015691 · ownership.xml · derivative · entry 12

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 2,436

Underlying: Common Stock · 2,436 shares

Expires 2021-07-31

F1 · ownership.nature: Custodian for children under NY UGMA.

Read SEC document
August 19, 2016 Filed Aug 14, 2019 14:55 UTC
TAGLICH ROBERTDirector · 10% owner
PurchaseWarrants · Derivative 8,307 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 15

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,307

Underlying: Common Stock · 8,307 shares

Expires 2021-07-31

Read SEC document
August 19, 2016 Filed Dec 5, 2019 19:36 UTC
TAGLICH ROBERTDirector · 10% owner
PurchaseWarrants · Derivative 2,436 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001213900-19-025380 · ownership.xml · derivative · entry 12

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 2,436

Underlying: Common Stock · 2,436 shares

Expires 2021-07-31

F1 · ownership.nature: Custodian for children under NY UGMA.

Read SEC document
August 19, 2016 Filed Dec 5, 2019 19:35 UTC
TAGLICH ROBERTDirector · 10% owner
PurchaseWarrants · Derivative 8,307 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 15

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,307

Underlying: Common Stock · 8,307 shares

Expires 2021-07-31

Read SEC document
August 19, 2016 Filed Dec 5, 2019 19:26 UTC
TAGLICH MICHAEL NDirector · 10% owner
PurchaseWarrants · Derivative 61,817 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 15

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,817

Underlying: Common Stock · 61,817 shares

Expires 2021-07-31

Read SEC document
June 29, 2016 Filed Sep 19, 2016 17:05 UTC Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-16-003974 · e615409_4-robertt.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2016 Filed Sep 19, 2016 17:02 UTC
TAGLICH MICHAEL NDirector · 10% owner
Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2016 Filed Nov 28, 2016 21:32 UTC Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-16-004318 · e615602_4-robertt.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2016 Filed Nov 28, 2016 21:31 UTC
TAGLICH MICHAEL NDirector · 10% owner
Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-16-004317 · e615601_4-michaelt.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2016 Filed Dec 27, 2016 20:55 UTC
TAGLICH MICHAEL NDirector · 10% owner
Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-16-004423 · e615655_4-michaelt.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2016 Filed Dec 27, 2016 20:52 UTC Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-16-004420 · e615654_4-robertt.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2016 Filed Feb 13, 2017 18:21 UTC Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-17-000130 · e615770_4-robertt.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2016 Filed Apr 6, 2017 18:30 UTC Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · nonDerivative · entry 1

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2016 Filed Apr 12, 2017 21:44 UTC
TAGLICH MICHAEL NDirector · 10% owner
Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-17-000633 · e615949_4-michaelt.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2016 Filed Apr 12, 2017 21:41 UTC Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-17-000631 · e615948_4-robertt.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2016 Filed May 16, 2017 17:36 UTC Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-17-000887 · e616166_4-robertt.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2016 Filed May 16, 2017 17:34 UTC
TAGLICH MICHAEL NDirector · 10% owner
Exercise / conversionCommon Stock 3,000 $2.95 $8,850.00
Disclosure

SEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2016 Filed Sep 19, 2016 17:05 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 23

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Sep 19, 2016 17:05 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 22

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Sep 19, 2016 17:05 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 21

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Sep 19, 2016 17:05 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 20

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Sep 19, 2016 17:02 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · derivative · entry 23

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Sep 19, 2016 17:02 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · derivative · entry 22

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Sep 19, 2016 17:02 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · derivative · entry 21

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Sep 19, 2016 17:02 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · derivative · entry 20

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Nov 28, 2016 21:32 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 20

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Nov 28, 2016 21:32 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 19

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Nov 28, 2016 21:32 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 18

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Nov 28, 2016 21:32 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 17

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Nov 28, 2016 21:31 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-004317 · e615601_4-michaelt.xml · derivative · entry 20

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Nov 28, 2016 21:31 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-004317 · e615601_4-michaelt.xml · derivative · entry 19

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Nov 28, 2016 21:31 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-004317 · e615601_4-michaelt.xml · derivative · entry 18

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Nov 28, 2016 21:31 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-004317 · e615601_4-michaelt.xml · derivative · entry 17

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Dec 27, 2016 20:55 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-004423 · e615655_4-michaelt.xml · derivative · entry 4

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Dec 27, 2016 20:52 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Feb 13, 2017 18:21 UTC GrantStock Options (right to purchase) · Derivative 750 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock · 750 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Apr 6, 2017 18:30 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 11

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F2 · derivative.exercise_date: Fully vested as of 01/01/2016

Read SEC document
June 02, 2016 Filed Apr 12, 2017 21:44 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-000633 · e615949_4-michaelt.xml · derivative · entry 13

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F4 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed Apr 12, 2017 21:41 UTC GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 13

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F4 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed May 16, 2017 17:36 UTC GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 13

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F4 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed May 16, 2017 17:34 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · derivative · entry 13

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F4 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed Aug 4, 2017 18:18 UTC GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-001395 · e616434_4-robertt.xml · derivative · entry 13

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F4 · derivative.exercise_date: Fully vested as of 01/01/2016.

Read SEC document
June 02, 2016 Filed Aug 4, 2017 18:15 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-001393 · e616428_4-brand.xml · derivative · entry 11

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

Read SEC document
June 02, 2016 Filed Aug 4, 2017 15:37 UTC GrantStock Options (right to purchase) · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 11

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F2 · derivative.exercise_date: Fully vested as of 01/01/2016

Read SEC document
June 02, 2016 Filed Aug 4, 2017 16:47 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-001390 · e616432_4-michaelt.xml · derivative · entry 13

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F4 · derivative.exercise_date: Fully vested as of 01/01/2017.

Read SEC document
June 02, 2016 Filed Dec 12, 2017 20:45 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · derivative · entry 13

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F5 · derivative.exercise_date: Fully vested as of 01/01/2017.

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June 02, 2016 Filed Dec 12, 2017 20:43 UTC GrantStock Options · Derivative 3,000 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001193805-17-003589 · e617538_4-robertt.xml · derivative · entry 14

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-06-01

F6 · derivative.exercise_date: Fully vested as of 01/01/2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.