Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2016 Filed May 16, 2018 21:23 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 29 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed May 16, 2018 21:23 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 17 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F8 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F8 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · derivative · entry 31 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F9 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F9 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed May 22, 2018 21:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 28 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed May 22, 2018 21:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 16 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F7 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F7 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed May 22, 2018 21:00 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 30 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed May 22, 2018 21:00 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 19 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F8 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F8 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 21 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Jan 17, 2019 23:17 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 21 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Feb 14, 2019 22:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 21 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Feb 14, 2019 22:31 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 21 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Feb 15, 2019 16:30 UTC Amendment |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 21 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Feb 15, 2019 16:27 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 21 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Feb 19, 2019 15:46 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 21 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Apr 4, 2019 17:52 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Apr 4, 2019 17:51 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 20 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Aug 14, 2019 15:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 18 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Aug 14, 2019 14:55 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 18 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Dec 5, 2019 19:35 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 18 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Dec 5, 2019 19:26 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 18 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| October 13, 2016 Filed Apr 6, 2017 18:30 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 8,110 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 14 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| October 13, 2016 Filed Apr 12, 2017 21:44 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-000633 · e615949_4-michaelt.xml · derivative · entry 29 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed Apr 12, 2017 21:44 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-000633 · e615949_4-michaelt.xml · derivative · entry 28 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed Apr 12, 2017 21:41 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 31 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F18 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Apr 12, 2017 21:41 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 30 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F18 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed May 16, 2017 17:36 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 32 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F18 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed May 16, 2017 17:36 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 31 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F18 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed May 16, 2017 17:34 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · derivative · entry 30 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed May 16, 2017 17:34 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · derivative · entry 29 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed Aug 4, 2017 18:18 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-001395 · e616434_4-robertt.xml · derivative · entry 31 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F18 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Aug 4, 2017 18:18 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-001395 · e616434_4-robertt.xml · derivative · entry 30 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F18 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Aug 4, 2017 15:37 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 8,110 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 13 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| October 13, 2016 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-001390 · e616432_4-michaelt.xml · derivative · entry 29 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-001390 · e616432_4-michaelt.xml · derivative · entry 28 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed Dec 12, 2017 20:45 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · derivative · entry 27 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed Dec 12, 2017 20:45 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · derivative · entry 26 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. F16 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to Capital Markets Advisory Agreement. Read SEC document |
| October 13, 2016 Filed Dec 12, 2017 20:43 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · derivative · entry 29 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F17 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Dec 12, 2017 20:43 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · derivative · entry 28 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F17 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Jan 2, 2018 20:57 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · derivative · entry 28 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed Jan 2, 2018 20:57 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · derivative · entry 27 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. F16 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to Capital Markets Advisory Agreement. Read SEC document |
| October 13, 2016 Filed Jan 2, 2018 20:53 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · derivative · entry 30 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F17 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Jan 2, 2018 20:53 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · derivative · entry 29 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F17 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Jan 2, 2018 20:48 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 8,110 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 13 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F3 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| October 13, 2016 Filed May 16, 2018 21:24 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 8,110 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 13 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F4 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| October 13, 2016 Filed May 16, 2018 21:23 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 28 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 F18 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed May 16, 2018 21:23 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 27 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F18 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. F17 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to Capital Markets Advisory Agreement. Read SEC document |
| October 13, 2016 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · derivative · entry 30 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F18 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · derivative · entry 29 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F18 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed May 22, 2018 21:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 27 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.