Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2016 Filed Feb 14, 2019 22:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 22 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Feb 14, 2019 22:34 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002635 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Feb 15, 2019 16:33 UTC Amendment |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002687 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Feb 15, 2019 16:27 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 22 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Feb 19, 2019 15:46 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 22 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Apr 4, 2019 17:53 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005774 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Apr 4, 2019 17:51 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 21 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Aug 14, 2019 15:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 19 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Aug 14, 2019 14:56 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-015691 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Dec 5, 2019 19:36 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-025380 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Dec 5, 2019 19:26 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 19 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| November 30, 2016 Filed Dec 27, 2016 20:55 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
ConversionSeries A Preferred Stock · Derivative | 157,586 | $1,575,860.00 Strike: $4.92 | $248,333,473,960.00 |
DisclosureSEC source: 0001193805-16-004423 · e615655_4-michaelt.xml · derivative · entry 7 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,694 Underlying: Common Stock · 320,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Includes shares received in lieu of cash dividends on December 15, 2016. F5 · derivative.expiration_date: There is no expiration date. F4 · balance_after: Includes shares received in lieu of cash dividends on December 15, 2016. Read SEC document |
| November 30, 2016 Filed Dec 27, 2016 20:55 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
ConversionConvertible Notes · Derivative | Not disclosed | $1,520,713.00 | $1,520,713.00 |
DisclosureSEC source: 0001193805-16-004423 · e615655_4-michaelt.xml · derivative · entry 6 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: See Note · Not disclosed shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F3 · derivative.underlying: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F3 · derivative.underlying_shares: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. Read SEC document |
| November 30, 2016 Filed Dec 27, 2016 20:52 UTC |
TAGLICH ROBERTDirector
|
ConversionSeries A Preferred Stock · Derivative | 6,036 | $60,360.00 Strike: $4.92 | $364,332,960.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 10 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,036 Underlying: Common Stock · 12,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Includes shares received in lieu of cash dividends on December 15, 2016. F6 · derivative.expiration_date: There is no expiration date. F3 · ownership.nature: Custodian for children under NY UGMA Read SEC document |
| November 30, 2016 Filed Dec 27, 2016 20:52 UTC |
TAGLICH ROBERTDirector
|
ConversionSeries A Preferred Stock · Derivative | 23,291 | $232,910.00 Strike: $4.92 | $5,424,706,810.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,309 Underlying: Common Stock · 47,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Includes shares received in lieu of cash dividends on December 15, 2016. F6 · derivative.expiration_date: There is no expiration date. Read SEC document |
| November 30, 2016 Filed Dec 27, 2016 20:52 UTC |
TAGLICH ROBERTDirector
|
ConversionConvertible Note · Derivative | Not disclosed | $60,000.00 | $60,000.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 8 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying_shares: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F3 · ownership.nature: Custodian for children under NY UGMA Read SEC document |
| November 30, 2016 Filed Dec 27, 2016 20:52 UTC |
TAGLICH ROBERTDirector
|
ConversionConvertible Note · Derivative | Not disclosed | $204,183.00 | $204,183.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 7 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying_shares: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. Read SEC document |
| November 30, 2016 Filed Feb 13, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
ConversionSeries A Preferred Stock · Derivative | 6,036 | $60,360.00 Strike: $4.92 | $364,332,960.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 10 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,036 Underlying: Common Stock · 12,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Includes shares received in lieu of cash dividends on December 15, 2016. F6 · derivative.expiration_date: There is no expiration date. F3 · ownership.nature: Custodian for children under NY UGMA. Read SEC document |
| November 30, 2016 Filed Feb 13, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
ConversionSeries A Preferred Stock · Derivative | 23,291 | $232,910.00 Strike: $4.92 | $5,424,706,810.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,309 Underlying: Common Stock · 47,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Includes shares received in lieu of cash dividends on December 15, 2016. F6 · derivative.expiration_date: There is no expiration date. Read SEC document |
| November 30, 2016 Filed Feb 13, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
ConversionConvertible Note · Derivative | Not disclosed | $60,000.00 | $60,000.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 8 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying_shares: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F3 · ownership.nature: Custodian for children under NY UGMA. Read SEC document |
| November 30, 2016 Filed Feb 13, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
ConversionConvertible Note · Derivative | Not disclosed | $204,183.00 | $204,183.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 7 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying_shares: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:32 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 62,222 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 31 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 143,683 Underlying: Common Stock · 62,222 shares Expires 2021-11-30 F11 · ownership.nature: Represents Placement Agent Warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 8% Subordinated Convertible Notes in November 2016. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:32 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 30 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,879 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:32 UTC |
TAGLICH ROBERTDirector
|
PurchaseConvertible Notes · Derivative | Not disclosed | $100,000.00 Strike: $2.25 | $100,000.00 |
DisclosureSEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 29 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 44,444 shares Expires 2018-11-30 Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:31 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 62,222 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004317 · e615601_4-michaelt.xml · derivative · entry 28 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 141,247 Underlying: Common Stock · 62,222 shares Expires 2021-11-30 F9 · ownership.nature: Represents Placement Agent Warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 8% Subordinated Convertible Notes in November 2016. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:31 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004317 · e615601_4-michaelt.xml · derivative · entry 27 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,396 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:31 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $2.25 | $1,000,000.00 |
DisclosureSEC source: 0001193805-16-004317 · e615601_4-michaelt.xml · derivative · entry 26 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 444,444 shares Expires 2018-11-30 Read SEC document |
| November 23, 2016 Filed Dec 27, 2016 20:55 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,000,000.00 Strike: $2.25 | $1,000,000.00 |
DisclosureSEC source: 0001193805-16-004423 · e615655_4-michaelt.xml · derivative · entry 5 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 444,444 shares Expires 2018-11-30 Read SEC document |
| November 23, 2016 Filed Dec 27, 2016 20:52 UTC |
TAGLICH ROBERTDirector
|
PurchaseConvertible Notes · Derivative | Not disclosed | $100,000.00 Strike: $2.25 | $100,000.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 6 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 44,444 shares Expires 2018-11-30 Read SEC document |
| November 23, 2016 Filed Feb 13, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
PurchaseConvertible Notes · Derivative | Not disclosed | $100,000.00 Strike: $2.25 | $100,000.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 6 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 44,444 shares Expires 2018-11-30 Read SEC document |
| November 23, 2016 Filed Apr 12, 2017 21:44 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000633 · e615949_4-michaelt.xml · derivative · entry 30 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Apr 12, 2017 21:44 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-17-000633 · e615949_4-michaelt.xml · derivative · entry 17 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F8 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F8 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed Apr 12, 2017 21:41 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 32 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Apr 12, 2017 21:41 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F9 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F9 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed May 16, 2017 17:36 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 33 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed May 16, 2017 17:36 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 21 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F9 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F9 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed May 16, 2017 17:34 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · derivative · entry 31 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed May 16, 2017 17:34 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · derivative · entry 18 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F8 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F8 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed Aug 4, 2017 18:18 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001395 · e616434_4-robertt.xml · derivative · entry 32 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Aug 4, 2017 18:18 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-17-001395 · e616434_4-robertt.xml · derivative · entry 21 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F9 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F9 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001390 · e616432_4-michaelt.xml · derivative · entry 30 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-17-001390 · e616432_4-michaelt.xml · derivative · entry 18 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F8 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F8 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed Dec 12, 2017 20:45 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · derivative · entry 28 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Dec 12, 2017 20:45 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · derivative · entry 16 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F7 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F7 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed Dec 12, 2017 20:43 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · derivative · entry 30 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Dec 12, 2017 20:43 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · derivative · entry 19 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F8 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F8 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed Jan 2, 2018 20:57 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 88,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · derivative · entry 29 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,889 Underlying: Common Stock · 88,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Jan 2, 2018 20:57 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · derivative · entry 17 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F7 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F7 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 20, 2018 ("2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed Jan 2, 2018 20:53 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · derivative · entry 31 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Jan 2, 2018 20:53 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F8 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F8 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.