Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2017 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $250,000.00 Strike: $3.71 | $250,000.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · derivative · entry 18 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 67,386 shares Expires 2019-01-31 Read SEC document |
| February 07, 2017 Filed May 22, 2018 21:01 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 19,230 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001193805-18-000743 · e618037_4-robertt.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 Underlying: Common Stock · 19,230 shares Expires 2022-01-31 Read SEC document |
| February 07, 2017 Filed May 22, 2018 21:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $20,000.00 Strike: $3.71 | $20,000.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 19 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 5,391 shares Expires 2019-01-31 F11 · kind: Represents Issuer's 8% Subordinated Convertible Notes due January 31, 2019 (the "2019 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on February 7, 2017. F11 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due January 31, 2019 (the "2019 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on February 7, 2017. Read SEC document |
| February 07, 2017 Filed May 22, 2018 21:00 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $20,000.00 Strike: $3.71 | $20,000.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 22 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 5,391 shares Expires 2019-01-31 F12 · kind: Represents Issuer's 8% Subordinated Convertible Notes due January 31, 2019 (the "2019 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on February 7, 2017. F12 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due January 31, 2019 (the "2019 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on February 7, 2017. Read SEC document |
| February 07, 2017 Filed May 22, 2018 21:00 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $250,000.00 Strike: $3.71 | $250,000.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 17 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 67,386 shares Expires 2019-01-31 Read SEC document |
| February 07, 2017 Filed Jan 17, 2019 23:19 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 19,230 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001213900-19-000885 · ownership.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 Underlying: Common Stock · 19,230 shares Expires 2022-01-31 Read SEC document |
| February 07, 2017 Filed Feb 14, 2019 22:34 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 19,230 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001213900-19-002635 · ownership.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 Underlying: Common Stock · 19,230 shares Expires 2022-01-31 Read SEC document |
| February 07, 2017 Filed Feb 15, 2019 16:33 UTC Amendment |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 19,230 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001213900-19-002687 · ownership.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 Underlying: Common Stock · 19,230 shares Expires 2022-01-31 Read SEC document |
| February 07, 2017 Filed Apr 4, 2019 17:53 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 19,230 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001213900-19-005774 · ownership.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 Underlying: Common Stock · 19,230 shares Expires 2022-01-31 Read SEC document |
| February 07, 2017 Filed Aug 14, 2019 14:56 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 19,230 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001213900-19-015691 · ownership.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 Underlying: Common Stock · 19,230 shares Expires 2022-01-31 Read SEC document |
| February 07, 2017 Filed Dec 5, 2019 19:36 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 19,230 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001213900-19-025380 · ownership.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 Underlying: Common Stock · 19,230 shares Expires 2022-01-31 Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 20:55 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 44,677 | $50.00 Strike: $3.00 | $2,233,850.00 |
DisclosureSEC source: 0001193805-16-004423 · e615655_4-michaelt.xml · derivative · entry 10 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 185,924 Underlying: Common Stock · 44,677 shares Expires 2021-11-30 F6 · ownership.nature: Represents Placement Agent Warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 8% Subordinated Convertible Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 20:55 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004423 · e615655_4-michaelt.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,504 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 20:55 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseConvertible Note · Derivative | Not disclosed | $300,000.00 Strike: $2.63 | $300,000.00 |
DisclosureSEC source: 0001193805-16-004423 · e615655_4-michaelt.xml · derivative · entry 8 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 114,068 shares Expires 2018-11-30 Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 20:52 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 44,677 | $50.00 Strike: $3.00 | $2,233,850.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 185,984 Underlying: Common Stock · 44,677 shares Expires 2021-11-30 F7 · ownership.nature: Represents Placement Agent Warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 8% Subordinated Convertible Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 20:52 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 15,210 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,089 Underlying: Common Stock · 15,210 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 20:52 UTC |
TAGLICH ROBERTDirector
|
PurchaseConvertible Notes · Derivative | Not disclosed | $200,000.00 Strike: $2.63 | $200,000.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 76,045 shares Expires 2018-11-30 Read SEC document |
| December 22, 2016 Filed Feb 13, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 44,677 | $50.00 Strike: $3.00 | $2,233,850.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 185,984 Underlying: Common Stock · 44,677 shares Expires 2021-11-30 F7 · ownership.nature: Represents Placement Agent Warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 8% Subordinated Convertible Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Feb 13, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 15,210 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,089 Underlying: Common Stock · 15,210 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Feb 13, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
PurchaseConvertible Notes · Derivative | Not disclosed | $200,000.00 Strike: $2.63 | $200,000.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 76,045 shares Expires 2018-11-30 Read SEC document |
| December 22, 2016 Filed Apr 12, 2017 21:44 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000633 · e615949_4-michaelt.xml · derivative · entry 31 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Apr 12, 2017 21:44 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-000633 · e615949_4-michaelt.xml · derivative · entry 18 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F9 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F9 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Apr 12, 2017 21:41 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 33 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Apr 12, 2017 21:41 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 21 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F10 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F10 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed May 16, 2017 17:36 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 22 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F10 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F10 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed May 16, 2017 17:37 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed May 16, 2017 17:34 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · derivative · entry 32 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed May 16, 2017 17:34 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · derivative · entry 19 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F9 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F9 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Aug 4, 2017 18:18 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-001395 · e616434_4-robertt.xml · derivative · entry 22 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F10 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F10 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Aug 4, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001390 · e616432_4-michaelt.xml · derivative · entry 31 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-001390 · e616432_4-michaelt.xml · derivative · entry 19 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F9 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F9 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Dec 12, 2017 20:45 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · derivative · entry 29 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Dec 12, 2017 20:45 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · derivative · entry 17 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F8 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F8 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Dec 12, 2017 20:44 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-003590 · e617539_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Dec 12, 2017 20:43 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F9 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F9 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Jan 2, 2018 20:57 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · derivative · entry 30 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Jan 2, 2018 20:57 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · derivative · entry 18 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F8 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F8 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Jan 2, 2018 20:53 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · derivative · entry 21 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F9 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F9 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Jan 2, 2018 20:55 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000020 · e617574_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed May 16, 2018 21:23 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 30 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed May 16, 2018 21:23 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 18 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F9 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F9 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000708 · e617987_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · derivative · entry 21 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F10 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F10 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed May 22, 2018 21:01 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000743 · e618037_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed May 22, 2018 21:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 29 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed May 22, 2018 21:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 17 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F8 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F8 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed May 22, 2018 21:00 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F9 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F9 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 22,814 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 22 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,703 Underlying: Common Stock · 22,814 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Jan 17, 2019 23:19 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-000885 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.