Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Apr 12, 2017 21:43 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 15,344 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000632 · e616005_4-robertt.xml · derivative · entry 3 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,262 Underlying: Common Stock · 15,344 shares Expires 2021-11-30 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 15, 2017 Filed Apr 12, 2017 21:43 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 7,692 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-000632 · e616005_4-robertt.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,692 Underlying: Common Stock · 7,692 shares Expires 2022-01-31 Read SEC document |
| March 15, 2017 Filed Apr 12, 2017 21:41 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $43,600.00 Strike: $3.78 | $43,600.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 26 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 11,535 shares Expires 2019-01-31 F16 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 15, 2017. F16 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 15, 2017. Read SEC document |
| March 15, 2017 Filed Apr 12, 2017 21:41 UTC |
TAGLICH ROBERTDirector
|
OtherSeries A Preferred Stock · Derivative | 234 | $2,340.00 Strike: $4.92 | $547,560.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 17 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,478 Underlying: Common Stock · 115 shares Expires not disclosed F6 · kind: Represents shares received in lieu of cash dividends on March 15, 2017. F7 · derivative.expiration_date: There is no expiration date. F8 · ownership.nature: Custodian for children under NY UGMA. Read SEC document |
| March 15, 2017 Filed Apr 12, 2017 21:41 UTC |
TAGLICH ROBERTDirector
|
OtherSeries A Preferred Stock · Derivative | 3,448 | $34,480.00 Strike: $4.92 | $118,887,040.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,405 Underlying: Common Stock · 1,696 shares Expires not disclosed F6 · kind: Represents shares received in lieu of cash dividends on March 15, 2017. F7 · derivative.expiration_date: There is no expiration date. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:36 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $43,600.00 Strike: $3.78 | $43,600.00 |
DisclosureSEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 27 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 11,535 shares Expires 2019-01-31 F16 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 15, 2017. F16 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 15, 2017. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:36 UTC |
TAGLICH ROBERTDirector
|
OtherSeries A Preferred Stock · Derivative | 234 | $2,340.00 Strike: $4.92 | $547,560.00 |
DisclosureSEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 17 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,478 Underlying: Common Stock · 115 shares Expires not disclosed F6 · kind: Represents shares received in lieu of cash dividends on March 15, 2017. F7 · derivative.expiration_date: There is no expiration date. F8 · ownership.nature: Custodian for children under NY UGMA. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:36 UTC |
TAGLICH ROBERTDirector
|
OtherSeries A Preferred Stock · Derivative | 3,448 | $34,480.00 Strike: $4.92 | $118,887,040.00 |
DisclosureSEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,405 Underlying: Common Stock · 1,696 shares Expires not disclosed F6 · kind: Represents shares received in lieu of cash dividends on March 15, 2017. F7 · derivative.expiration_date: There is no expiration date. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:37 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 3,354 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 14 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 3,354 Underlying: Common Stock · 3,354 shares Expires 2022-01-31 F4 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F4 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:37 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 3,416 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 3,416 Underlying: Common Stock · 3,416 shares Expires 2022-01-31 F4 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F4 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:37 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 4,306 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 8 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,306 Underlying: Common Stock · 4,306 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:37 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 4,374 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 7 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,542 Underlying: Common Stock · 4,374 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:37 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 7,500 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 6 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:37 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 12,540 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 5 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,802 Underlying: Common Stock · 12,540 shares Expires 2021-11-30 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:37 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 15,344 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 4 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,262 Underlying: Common Stock · 15,344 shares Expires 2021-11-30 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:37 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 7,692 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 3 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,692 Underlying: Common Stock · 7,692 shares Expires 2022-01-31 Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:35 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 3,354 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-17-000886 · e616165_4-michaelt.xml · derivative · entry 8 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 3,354 Underlying: Common Stock · 3,354 shares Expires 2022-01-31 F2 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F2 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:35 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 3,416 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-000886 · e616165_4-michaelt.xml · derivative · entry 7 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 3,416 Underlying: Common Stock · 3,416 shares Expires 2022-01-31 F2 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F2 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:35 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 4,775 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-17-000886 · e616165_4-michaelt.xml · derivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,775 Underlying: Common Stock · 4,775 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:35 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 4,850 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-000886 · e616165_4-michaelt.xml · derivative · entry 3 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,850 Underlying: Common Stock · 4,850 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:35 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 7,880 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001193805-17-000886 · e616165_4-michaelt.xml · derivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,880 Underlying: Common Stock · 7,880 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:35 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 13,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000886 · e616165_4-michaelt.xml · derivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,703 Underlying: Common Stock · 13,000 shares Expires 2021-11-30 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:34 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · derivative · entry 33 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,703 Underlying: Common Stock · 19,000 shares Expires 2021-11-30 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:34 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $43,600.00 Strike: $3.78 | $43,600.00 |
DisclosureSEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 11,535 shares Expires 2019-01-31 F15 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 15, 2017. F15 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 15, 2017. Read SEC document |
| March 15, 2017 Filed May 16, 2017 17:34 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherSeries A Preferred Stock · Derivative | 10,414 | $104,139.00 Strike: $4.92 | $1,084,503,546.00 |
DisclosureSEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · derivative · entry 17 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,162 Underlying: Common Stock · 5,124 shares Expires not disclosed F6 · kind: Represents shares received in lieu of cash dividends on March 15, 2017. F7 · derivative.expiration_date: There is no expiration date. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 18:18 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $43,600.00 Strike: $3.78 | $43,600.00 |
DisclosureSEC source: 0001193805-17-001395 · e616434_4-robertt.xml · derivative · entry 27 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 11,535 shares Expires 2019-01-31 F16 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 15, 2017. F16 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 15, 2017. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 18:18 UTC |
TAGLICH ROBERTDirector
|
OtherSeries A Preferred Stock · Derivative | 234 | $2,340.00 Strike: $4.92 | $547,560.00 |
DisclosureSEC source: 0001193805-17-001395 · e616434_4-robertt.xml · derivative · entry 17 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,478 Underlying: Common Stock · 115 shares Expires not disclosed F6 · kind: Represents shares received in lieu of cash dividends on March 15, 2017. F7 · derivative.expiration_date: There is no expiration date. F8 · ownership.nature: Custodian for children under NY UGMA. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 18:18 UTC |
TAGLICH ROBERTDirector
|
OtherSeries A Preferred Stock · Derivative | 3,448 | $34,480.00 Strike: $4.92 | $118,887,040.00 |
DisclosureSEC source: 0001193805-17-001395 · e616434_4-robertt.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,405 Underlying: Common Stock · 1,696 shares Expires not disclosed F6 · kind: Represents shares received in lieu of cash dividends on March 15, 2017. F7 · derivative.expiration_date: There is no expiration date. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 3,354 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 14 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 3,354 Underlying: Common Stock · 3,354 shares Expires 2022-01-31 F4 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F4 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 3,416 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 3,416 Underlying: Common Stock · 3,416 shares Expires 2022-01-31 F4 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F4 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 4,306 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 8 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,306 Underlying: Common Stock · 4,306 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 4,374 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 7 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,542 Underlying: Common Stock · 4,374 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 7,500 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 6 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 12,540 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 5 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,802 Underlying: Common Stock · 12,540 shares Expires 2021-11-30 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 15,344 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 4 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,262 Underlying: Common Stock · 15,344 shares Expires 2021-11-30 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 7,692 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 3 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,692 Underlying: Common Stock · 7,692 shares Expires 2022-01-31 Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 3,354 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-17-001391 · e616433_4-michaelt.xml · derivative · entry 8 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 3,354 Underlying: Common Stock · 3,354 shares Expires 2022-01-31 F2 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F2 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 3,416 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-001391 · e616433_4-michaelt.xml · derivative · entry 7 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 3,416 Underlying: Common Stock · 3,416 shares Expires 2022-01-31 F2 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F2 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 4,775 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-17-001391 · e616433_4-michaelt.xml · derivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,775 Underlying: Common Stock · 4,775 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 4,850 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-001391 · e616433_4-michaelt.xml · derivative · entry 3 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,850 Underlying: Common Stock · 4,850 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 7,880 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001193805-17-001391 · e616433_4-michaelt.xml · derivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,880 Underlying: Common Stock · 7,880 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 13,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001391 · e616433_4-michaelt.xml · derivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,703 Underlying: Common Stock · 13,000 shares Expires 2021-11-30 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 2,868 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 19 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Underlying: Common Stock · 2,868 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 2,913 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 18 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 Underlying: Common Stock · 2,913 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 5,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 17 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 6,450 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 16 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,728 Underlying: Common Stock · 6,450 shares Expires 2021-11-30 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 11,278 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 15 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 Underlying: Common Stock · 11,278 shares Expires 2021-11-30 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 10,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 14 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2021-07-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001390 · e616432_4-michaelt.xml · derivative · entry 32 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,703 Underlying: Common Stock · 19,000 shares Expires 2021-11-30 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $43,600.00 Strike: $3.78 | $43,600.00 |
DisclosureSEC source: 0001193805-17-001390 · e616432_4-michaelt.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 11,535 shares Expires 2019-01-31 F15 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 15, 2017. F15 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 15, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.