Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2017 Filed Aug 14, 2019 14:56 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 98,590 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-015691 · ownership.xml · derivative · entry 10 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,590 Underlying: Common Stock · 98,590 shares Expires 2022-05-12 F3 · derivative.exercise_price: Exercise price was reduced from $2.49 to $1.50 per share, the public offering price of the Issuer's common stock in the Issuer's public offering which closed on July 12, 2017, pursuant to the terms of the warrant. F4 · shares: Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018. F4 · derivative.underlying_shares: Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018. F4 · balance_after: Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018. Read SEC document |
| May 12, 2017 Filed Dec 5, 2019 19:36 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 98,590 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-025380 · ownership.xml · derivative · entry 10 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,590 Underlying: Common Stock · 98,590 shares Expires 2022-05-12 F3 · derivative.exercise_price: Exercise price was reduced from $2.49 to $1.50 per share, the public offering price of the Issuer's common stock in the Issuer's public offering which closed on July 12, 2017, pursuant to the terms of the warrant. F4 · shares: Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018. F4 · derivative.underlying_shares: Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018. F4 · balance_after: Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018. Read SEC document |
| May 12, 2017 Filed Dec 5, 2019 19:26 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 98,591 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 27 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,591 Underlying: Common Stock · 98,591 shares Expires 2022-05-12 F14 · derivative.exercise_price: Exercise price was reduced from $2.49 to $1.50 per share, the public offering price of the Issuer's common stock in the Issuer's public offering which closed on July 12, 2017, pursuant to the terms of the warrant. F15 · shares: Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018 F15 · derivative.underlying_shares: Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018 F15 · balance_after: Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018 Read SEC document |
| March 22, 2017 Filed Apr 12, 2017 21:44 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-17-000633 · e615949_4-michaelt.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F16 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F16 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed Apr 12, 2017 21:41 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 27 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F17 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F17 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed May 16, 2017 17:36 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 28 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F17 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F17 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed May 16, 2017 17:34 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-17-000885 · e616164_4-michaelt.xml · derivative · entry 25 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F16 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F16 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed Aug 4, 2017 18:18 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-17-001395 · e616434_4-robertt.xml · derivative · entry 28 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F17 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F17 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-17-001390 · e616432_4-michaelt.xml · derivative · entry 25 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F16 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F16 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed Dec 12, 2017 20:45 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · derivative · entry 23 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F15 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F15 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed Dec 12, 2017 20:43 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · derivative · entry 26 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F16 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F16 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed Jan 2, 2018 20:57 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F15 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F15 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed Jan 2, 2018 20:53 UTC |
TAGLICH ROBERTDirector
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · derivative · entry 27 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F16 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F16 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed May 16, 2018 21:23 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F16 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F16 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · derivative · entry 27 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F17 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F17 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed May 22, 2018 21:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 23 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F15 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F15 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 22, 2017 Filed May 22, 2018 21:00 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherConvertible Notes · Derivative | Not disclosed | $8,000.00 Strike: $4.00 | $8,000.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 26 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 2,000 shares Expires 2019-01-31 F16 · kind: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. F16 · ownership.nature: Represents Issuer's 2019 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2019 Notes on March 21, 2017. Read SEC document |
| March 21, 2017 Filed Apr 6, 2017 18:30 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 21 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 21, 2017 Filed Apr 12, 2017 21:46 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000634 · e616006_4-michaelt.xml · derivative · entry 7 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F2 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F2 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed Apr 12, 2017 21:46 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 964 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000634 · e616006_4-michaelt.xml · derivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964 Underlying: Common Stock · 964 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 21, 2017 Filed Apr 12, 2017 21:43 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000632 · e616005_4-robertt.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F4 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F4 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed Apr 12, 2017 21:43 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 869 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000632 · e616005_4-robertt.xml · derivative · entry 8 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869 Underlying: Common Stock · 869 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 21, 2017 Filed May 16, 2017 17:37 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 15 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F4 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F4 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed May 16, 2017 17:37 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 869 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869 Underlying: Common Stock · 869 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 21, 2017 Filed May 16, 2017 17:35 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000886 · e616165_4-michaelt.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F2 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F2 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed May 16, 2017 17:35 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 964 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000886 · e616165_4-michaelt.xml · derivative · entry 5 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964 Underlying: Common Stock · 964 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 21, 2017 Filed Aug 4, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 15 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F4 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F4 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed Aug 4, 2017 18:21 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 869 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869 Underlying: Common Stock · 869 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 21, 2017 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001391 · e616433_4-michaelt.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F2 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F2 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed Aug 4, 2017 16:47 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 964 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001391 · e616433_4-michaelt.xml · derivative · entry 5 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964 Underlying: Common Stock · 964 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 21, 2017 Filed Aug 4, 2017 15:37 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 20 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 21, 2017 Filed Dec 12, 2017 20:46 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-003592 · e617541_4-michaelt.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F3 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F3 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed Dec 12, 2017 20:46 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 964 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-003592 · e617541_4-michaelt.xml · derivative · entry 5 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964 Underlying: Common Stock · 964 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 21, 2017 Filed Dec 12, 2017 20:44 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-003590 · e617539_4-robertt.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F5 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F5 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed Dec 12, 2017 20:44 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 869 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-003590 · e617539_4-robertt.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869 Underlying: Common Stock · 869 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 21, 2017 Filed Jan 2, 2018 20:58 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000022 · e617576_4-michaelt.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F3 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F3 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed Jan 2, 2018 20:58 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 964 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000022 · e617576_4-michaelt.xml · derivative · entry 5 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964 Underlying: Common Stock · 964 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 21, 2017 Filed Jan 2, 2018 20:55 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000020 · e617574_4-robertt.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F5 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F5 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed Jan 2, 2018 20:55 UTC |
TAGLICH ROBERTDirector
|
OtherWarrants · Derivative | 869 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000020 · e617574_4-robertt.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869 Underlying: Common Stock · 869 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 21, 2017 Filed Jan 2, 2018 20:48 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 20 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 21, 2017 Filed May 16, 2018 21:24 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 20 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F4 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 21, 2017 Filed May 16, 2018 21:24 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000710 · e617989_4-michaelt.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F3 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F3 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed May 16, 2018 21:24 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 964 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000710 · e617989_4-michaelt.xml · derivative · entry 5 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964 Underlying: Common Stock · 964 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 21, 2017 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000708 · e617987_4-robertt.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F5 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F5 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 869 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000708 · e617987_4-robertt.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869 Underlying: Common Stock · 869 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 21, 2017 Filed May 22, 2018 21:03 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000745 · e618039_4-michaelt.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F3 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F3 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed May 22, 2018 21:03 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 964 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000745 · e618039_4-michaelt.xml · derivative · entry 5 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964 Underlying: Common Stock · 964 shares Expires 2022-01-31 F1 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| March 21, 2017 Filed May 22, 2018 21:01 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000743 · e618037_4-robertt.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F5 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. F5 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 2019 Notes in March 2017, in lieu of cash payment of commissions. Read SEC document |
| March 21, 2017 Filed May 22, 2018 21:01 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 869 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000743 · e618037_4-robertt.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869 Underlying: Common Stock · 869 shares Expires 2022-01-31 F2 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| March 21, 2017 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 615 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 33 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-01-31 F15 · kind: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 8% convertible notes, in lieu of cash payment of commissions. F15 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 8% convertible notes, in lieu of cash payment of commissions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.