Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2017 Filed Dec 12, 2017 20:43 UTC |
TAGLICH ROBERTDirector
|
PurchaseCommon Stock | 72,463 | $1.38 | $99,998.94 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · nonDerivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,899,249 Read SEC document |
| November 29, 2017 Filed Jan 2, 2018 20:57 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · derivative · entry 32 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Jan 2, 2018 20:57 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseCommon Stock | 144,927 | $1.38 | $199,999.26 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · nonDerivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,171,860 Read SEC document |
| November 29, 2017 Filed Jan 2, 2018 20:53 UTC |
TAGLICH ROBERTDirector
|
PurchaseCommon Stock | 72,463 | $1.38 | $99,998.94 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · nonDerivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,899,249 Read SEC document |
| November 29, 2017 Filed Jan 2, 2018 20:55 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000020 · e617574_4-robertt.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed May 16, 2018 21:23 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 32 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed May 16, 2018 21:23 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseCommon Stock | 144,927 | $1.38 | $199,999.26 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · nonDerivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,171,860 Read SEC document |
| November 29, 2017 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000708 · e617987_4-robertt.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseCommon Stock | 72,463 | $1.38 | $99,998.94 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · nonDerivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,899,249 Read SEC document |
| November 29, 2017 Filed May 22, 2018 21:01 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000743 · e618037_4-robertt.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed May 22, 2018 21:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 31 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Jan 17, 2019 23:19 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-000885 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Feb 14, 2019 22:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Feb 14, 2019 22:34 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-002635 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Feb 15, 2019 16:33 UTC Amendment |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-002687 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Feb 15, 2019 16:27 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Feb 19, 2019 15:46 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Apr 4, 2019 17:53 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-005774 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Apr 4, 2019 17:51 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 23 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Aug 14, 2019 15:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 21 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Aug 14, 2019 14:56 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-015691 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Dec 5, 2019 19:36 UTC |
TAGLICH ROBERTDirector · 10% owner
|
PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-025380 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Dec 5, 2019 19:26 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 21 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 27, 2017 Filed Jun 25, 2018 19:45 UTC |
Richmond David S.10% owner · See Footnote 1
RBI Private Investment II, LLCSee Footnote 1
RBI PI Manager, LLCSee Footnote 1
Richmond Brothers 401(k) Profit Sharing PlanSee Footnote 1
Richmond Brothers, Inc.10% owner · See Footnotes 1 and 2
Curfman Matthew J.10% owner · See Footnote 1
|
PurchaseCommon Stock | 2,190 | $1.38 | $3,021.76 |
DisclosureSEC source: 0000921895-18-002016 · form411265004_06252018.xml · nonDerivative · entry 5 Richmond David S. · CIK 0001698614 · 10% owner · See Footnote 1 RBI Private Investment II, LLC · CIK 0001697890 · See Footnote 1 RBI PI Manager, LLC · CIK 0001698718 · See Footnote 1 Richmond Brothers 401(k) Profit Sharing Plan · CIK 0001698822 · See Footnote 1 Richmond Brothers, Inc. · CIK 0001540462 · 10% owner · See Footnotes 1 and 2 Curfman Matthew J. · CIK 0001698617 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Richmond Brothers 401(k) Profit Sharing Plan Disclosed balance after: 16,847 F1 · security: This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · security: Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16. F5 · balance_after: Not reported herein are transactions by RBI Plan in which no Reporting Person (including Messrs. Richmond and Curfman) has a pecuniary interest. F4 · ownership.nature: Represents securities directly owned by RBI Plan. Messrs. Richmond and Curfman, as trustees of RBI Plan, may be deemed to beneficially own the securities owned directly by RBI Plan. Read SEC document |
| November 27, 2017 Filed Jun 25, 2018 19:45 UTC |
Richmond David S.10% owner · See Footnote 1
RBI Private Investment II, LLCSee Footnote 1
RBI PI Manager, LLCSee Footnote 1
Richmond Brothers 401(k) Profit Sharing PlanSee Footnote 1
Richmond Brothers, Inc.10% owner · See Footnotes 1 and 2
Curfman Matthew J.10% owner · See Footnote 1
|
PurchaseCommon Stock | 1,685 | $1.38 | $2,324.96 |
DisclosureSEC source: 0000921895-18-002016 · form411265004_06252018.xml · nonDerivative · entry 4 Richmond David S. · CIK 0001698614 · 10% owner · See Footnote 1 RBI Private Investment II, LLC · CIK 0001697890 · See Footnote 1 RBI PI Manager, LLC · CIK 0001698718 · See Footnote 1 Richmond Brothers 401(k) Profit Sharing Plan · CIK 0001698822 · See Footnote 1 Richmond Brothers, Inc. · CIK 0001540462 · 10% owner · See Footnotes 1 and 2 Curfman Matthew J. · CIK 0001698617 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Richmond Brothers 401(k) Profit Sharing Plan Disclosed balance after: 14,657 F1 · security: This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · security: Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16. F5 · balance_after: Not reported herein are transactions by RBI Plan in which no Reporting Person (including Messrs. Richmond and Curfman) has a pecuniary interest. F4 · ownership.nature: Represents securities directly owned by RBI Plan. Messrs. Richmond and Curfman, as trustees of RBI Plan, may be deemed to beneficially own the securities owned directly by RBI Plan. Read SEC document |
| October 03, 2017 Filed Dec 12, 2017 20:45 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
ConversionCommon Stock | 137,186 | $1.50 | $205,779.00 |
DisclosureSEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · nonDerivative · entry 3 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 149,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares acquired upon conversion of notes issued in May 2017. F2 · ownership.nature: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares acquired upon conversion of notes issued in May 2017. Read SEC document |
| October 03, 2017 Filed Dec 12, 2017 20:45 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
ConversionCommon Stock | 2,624,907 | $1.50 | $3,937,360.50 |
DisclosureSEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · nonDerivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,026,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes 1,993,119 shares acquired upon conversion of Series A Preferred Stock, 516,144 shares acquired upon conversion of notes issued in May 2017 and 115,644 shares acquired upon conversion of notes issued in March 2017. Read SEC document |
| October 03, 2017 Filed Dec 12, 2017 20:43 UTC |
TAGLICH ROBERTDirector
|
ConversionCommon Stock | 137,186 | $1.50 | $205,779.00 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · nonDerivative · entry 4 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 149,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares received upon conversion of notes issued in May 2017. F3 · ownership.nature: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares received upon conversion of notes issued in May 2017. Read SEC document |
| October 03, 2017 Filed Dec 12, 2017 20:43 UTC |
TAGLICH ROBERTDirector
|
ConversionCommon Stock | 44,760 | $1.50 | $67,140.00 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · nonDerivative · entry 3 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 44,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represent shares acquired upon conversion of Series A Preferred Stock for which Mr. Taglich is the custodian for his children under NY UGMA. F2 · ownership.nature: Represent shares acquired upon conversion of Series A Preferred Stock for which Mr. Taglich is the custodian for his children under NY UGMA. Read SEC document |
| October 03, 2017 Filed Dec 12, 2017 20:43 UTC |
TAGLICH ROBERTDirector
|
ConversionCommon Stock | 1,407,354 | $1.50 | $2,111,031.00 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · nonDerivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,826,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Includes 659,882 shares acquired upon conversion of Series A Preferred Stock, 516,144 shares acquired upon conversion of notes issued in May 2017 and 231,328 shares acquired upon conversion of notes issued in March 2017. Read SEC document |
| October 03, 2017 Filed Dec 12, 2017 20:41 UTC |
BUONANNO DAVIDDirector
|
ConversionCommon Stock | 18,650 | $1.50 | $27,975.00 |
DisclosureSEC source: 0001193805-17-003588 · e617537_4-buonanno.xml · nonDerivative · entry 1 BUONANNO DAVID · CIK 0001411333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired upon conversion of Series A Preferred Stock. Read SEC document |
| October 03, 2017 Filed Jan 2, 2018 20:57 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
ConversionCommon Stock | 137,186 | $1.50 | $205,779.00 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · nonDerivative · entry 3 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 149,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares acquired upon conversion of notes issued in May 2017. F2 · ownership.nature: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares acquired upon conversion of notes issued in May 2017. Read SEC document |
| October 03, 2017 Filed Jan 2, 2018 20:57 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
ConversionCommon Stock | 2,624,907 | $1.50 | $3,937,360.50 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · nonDerivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,026,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes 1,993,119 shares acquired upon conversion of Series A Preferred Stock, 516,144 shares acquired upon conversion of notes issued in May 2017 and 115,644 shares acquired upon conversion of notes issued in March 2017. Read SEC document |
| October 03, 2017 Filed Jan 2, 2018 20:53 UTC |
TAGLICH ROBERTDirector
|
ConversionCommon Stock | 137,186 | $1.50 | $205,779.00 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · nonDerivative · entry 4 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 149,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares received upon conversion of notes issued in May 2017. F3 · ownership.nature: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares received upon conversion of notes issued in May 2017. Read SEC document |
| October 03, 2017 Filed Jan 2, 2018 20:53 UTC |
TAGLICH ROBERTDirector
|
ConversionCommon Stock | 44,760 | $1.50 | $67,140.00 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · nonDerivative · entry 3 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 44,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represent shares acquired upon conversion of Series A Preferred Stock for which Mr. Taglich is the custodian for his children under NY UGMA. F2 · ownership.nature: Represent shares acquired upon conversion of Series A Preferred Stock for which Mr. Taglich is the custodian for his children under NY UGMA. Read SEC document |
| October 03, 2017 Filed Jan 2, 2018 20:53 UTC |
TAGLICH ROBERTDirector
|
ConversionCommon Stock | 1,407,354 | $1.50 | $2,111,031.00 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · nonDerivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,826,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Includes 659,882 shares acquired upon conversion of Series A Preferred Stock, 516,144 shares acquired upon conversion of notes issued in May 2017 and 231,328 shares acquired upon conversion of notes issued in March 2017. Read SEC document |
| October 03, 2017 Filed Jan 2, 2018 20:47 UTC |
BUONANNO DAVIDDirector
|
ConversionCommon Stock | 18,650 | $1.50 | $27,975.00 |
DisclosureSEC source: 0001193805-18-000015 · e617569_4-buonanno.xml · nonDerivative · entry 1 BUONANNO DAVID · CIK 0001411333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired upon conversion of Series A Preferred Stock. Read SEC document |
| October 03, 2017 Filed May 16, 2018 21:26 UTC |
BUONANNO DAVIDDirector
|
ConversionCommon Stock | 18,650 | $1.50 | $27,975.00 |
DisclosureSEC source: 0001193805-18-000713 · e617992_4-buonanno.xml · nonDerivative · entry 1 BUONANNO DAVID · CIK 0001411333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired upon conversion of Series A Preferred Stock. Read SEC document |
| October 03, 2017 Filed May 16, 2018 21:23 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
ConversionCommon Stock | 137,186 | $1.50 | $205,779.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · nonDerivative · entry 3 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 149,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares acquired upon conversion of notes issued in May 2017. F2 · ownership.nature: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares acquired upon conversion of notes issued in May 2017. Read SEC document |
| October 03, 2017 Filed May 16, 2018 21:23 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
ConversionCommon Stock | 2,624,907 | $1.50 | $3,937,360.50 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · nonDerivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,026,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes 1,993,119 shares acquired upon conversion of Series A Preferred Stock, 516,144 shares acquired upon conversion of notes issued in May 2017 and 115,644 shares acquired upon conversion of notes issued in March 2017. Read SEC document |
| October 03, 2017 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
ConversionCommon Stock | 137,186 | $1.50 | $205,779.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · nonDerivative · entry 4 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 149,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares received upon conversion of notes issued in May 2017. F3 · ownership.nature: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares received upon conversion of notes issued in May 2017. Read SEC document |
| October 03, 2017 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
ConversionCommon Stock | 44,760 | $1.50 | $67,140.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · nonDerivative · entry 3 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 44,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represent shares acquired upon conversion of Series A Preferred Stock for which Mr. Taglich is the custodian for his children under NY UGMA. F2 · ownership.nature: Represent shares acquired upon conversion of Series A Preferred Stock for which Mr. Taglich is the custodian for his children under NY UGMA. Read SEC document |
| October 03, 2017 Filed May 16, 2018 21:22 UTC |
TAGLICH ROBERTDirector · 10% owner
|
ConversionCommon Stock | 1,407,354 | $1.50 | $2,111,031.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · nonDerivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,826,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Includes 659,882 shares acquired upon conversion of Series A Preferred Stock, 516,144 shares acquired upon conversion of notes issued in May 2017 and 231,328 shares acquired upon conversion of notes issued in March 2017. Read SEC document |
| October 03, 2017 Filed May 22, 2018 21:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
ConversionCommon Stock | 137,186 | $1.50 | $205,779.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · nonDerivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 149,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares acquired upon conversion of notes issued in May 2017. F1 · ownership.nature: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares acquired upon conversion of notes issued in May 2017. Read SEC document |
| October 03, 2017 Filed May 22, 2018 21:00 UTC |
TAGLICH ROBERTDirector · 10% owner
|
ConversionCommon Stock | 137,186 | $1.50 | $205,779.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · nonDerivative · entry 3 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 149,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares received upon conversion of notes issued in May 2017. F2 · ownership.nature: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner, and includes 137,186 shares received upon conversion of notes issued in May 2017. Read SEC document |
| October 03, 2017 Filed May 22, 2018 21:00 UTC |
TAGLICH ROBERTDirector · 10% owner
|
ConversionCommon Stock | 44,760 | $1.50 | $67,140.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · nonDerivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 44,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares acquired upon conversion of Series A Preferred Stock for which Mr. Taglich is the custodian for his children under NY UGMA. F1 · ownership.nature: Represent shares acquired upon conversion of Series A Preferred Stock for which Mr. Taglich is the custodian for his children under NY UGMA. Read SEC document |
| September 21, 2017 Filed Jun 25, 2018 19:45 UTC |
Richmond David S.10% owner · See Footnote 1
RBI Private Investment II, LLCSee Footnote 1
RBI PI Manager, LLCSee Footnote 1
Richmond Brothers 401(k) Profit Sharing PlanSee Footnote 1
Richmond Brothers, Inc.10% owner · See Footnotes 1 and 2
Curfman Matthew J.10% owner · See Footnote 1
|
PurchaseCommon Stock | 2,464 | $1.44 | $3,548.16 |
DisclosureSEC source: 0000921895-18-002016 · form411265004_06252018.xml · nonDerivative · entry 3 Richmond David S. · CIK 0001698614 · 10% owner · See Footnote 1 RBI Private Investment II, LLC · CIK 0001697890 · See Footnote 1 RBI PI Manager, LLC · CIK 0001698718 · See Footnote 1 Richmond Brothers 401(k) Profit Sharing Plan · CIK 0001698822 · See Footnote 1 Richmond Brothers, Inc. · CIK 0001540462 · 10% owner · See Footnotes 1 and 2 Curfman Matthew J. · CIK 0001698617 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Richmond Brothers 401(k) Profit Sharing Plan Disclosed balance after: 9,323 F1 · security: This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · security: Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16. F5 · balance_after: Not reported herein are transactions by RBI Plan in which no Reporting Person (including Messrs. Richmond and Curfman) has a pecuniary interest. F4 · ownership.nature: Represents securities directly owned by RBI Plan. Messrs. Richmond and Curfman, as trustees of RBI Plan, may be deemed to beneficially own the securities owned directly by RBI Plan. Read SEC document |
| September 21, 2017 Filed Jun 25, 2018 19:45 UTC |
Richmond David S.10% owner · See Footnote 1
RBI Private Investment II, LLCSee Footnote 1
RBI PI Manager, LLCSee Footnote 1
Richmond Brothers 401(k) Profit Sharing PlanSee Footnote 1
Richmond Brothers, Inc.10% owner · See Footnotes 1 and 2
Curfman Matthew J.10% owner · See Footnote 1
|
PurchaseCommon Stock | 1,886 | $1.44 | $2,715.84 |
DisclosureSEC source: 0000921895-18-002016 · form411265004_06252018.xml · nonDerivative · entry 2 Richmond David S. · CIK 0001698614 · 10% owner · See Footnote 1 RBI Private Investment II, LLC · CIK 0001697890 · See Footnote 1 RBI PI Manager, LLC · CIK 0001698718 · See Footnote 1 Richmond Brothers 401(k) Profit Sharing Plan · CIK 0001698822 · See Footnote 1 Richmond Brothers, Inc. · CIK 0001540462 · 10% owner · See Footnotes 1 and 2 Curfman Matthew J. · CIK 0001698617 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Richmond Brothers 401(k) Profit Sharing Plan Disclosed balance after: 6,859 F1 · security: This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · security: Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16. F5 · balance_after: Not reported herein are transactions by RBI Plan in which no Reporting Person (including Messrs. Richmond and Curfman) has a pecuniary interest. F4 · ownership.nature: Represents securities directly owned by RBI Plan. Messrs. Richmond and Curfman, as trustees of RBI Plan, may be deemed to beneficially own the securities owned directly by RBI Plan. Read SEC document |
| September 15, 2017 Filed Dec 28, 2018 17:38 UTC |
Melluzzo Luciano MPresident
|
GrantStock Options · Derivative | 270,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-18-017958 · ownership.xml · derivative · entry 4 Melluzzo Luciano M · CIK 0001344076 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Underlying: Common stock · 270,000 shares Expires 2024-09-30 F1 · derivative.exercise_date: Options to purchase 90,000 shares vest on October 1, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.