AIRI

SEC source: 0001213900-26-095771 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,274

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-26-048605 · ownership.xml · nonDerivative · entry 2

Glassman Scott · CIK 0001452180 · Acting CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,962

F2 · security: Shares withheld by Air Industries Group to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

SEC source: 0001213900-26-048605 · ownership.xml · nonDerivative · entry 1

Glassman Scott · CIK 0001452180 · Acting CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This award was granted on August 26, 2024. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. 20,427 restricted stock units subject to the award vested on each of April 1, 2025 and April 1, 2026, and 20,427 restricted stock units are scheduled to vest on April 1, 2027, assuming continued employment through the applicable vesting date.

SEC source: 0001213900-26-042993 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,751

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-26-016882 · ownership.xml · derivative · entry 2

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,159

Underlying: Common Stock · 12,159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.exercise_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.expiration_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

SEC source: 0001213900-26-016880 · ownership.xml · derivative · entry 2

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,159

Underlying: Common Stock · 12,159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.exercise_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.expiration_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

SEC source: 0001213900-26-016878 · ownership.xml · derivative · entry 3

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,159

Underlying: Common Stock · 12,159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.exercise_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.expiration_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

SEC source: 0001213900-26-016876 · ownership.xml · derivative · entry 2

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,791

Underlying: Common Stock · 60,791 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.exercise_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.expiration_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

SEC source: 0001213900-26-016869 · ownership.xml · derivative · entry 2

Glassman Scott · CIK 0001452180 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,159

Underlying: Common Stock · 12,159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.exercise_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.expiration_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

SEC source: 0001213900-26-016867 · ownership.xml · derivative · entry 2

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,159

Underlying: Common Stock · 12,159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.exercise_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.expiration_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

SEC source: 0001213900-26-016868 · ownership.xml · derivative · entry 2

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,159

Underlying: Common Stock · 12,159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.exercise_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.expiration_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

SEC source: 0001213900-26-016865 · ownership.xml · derivative · entry 2

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,159

Underlying: Common Stock · 12,159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.exercise_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F1 · derivative.expiration_date: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

SEC source: 0001213900-26-006246 · ownership.xml · nonDerivative · entry 2

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 0

F1 · kind: Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, sold 11,998 shares to the Reporting Person and 11,998 shares to Robert Taglich.

F1 · ownership.nature: Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, sold 11,998 shares to the Reporting Person and 11,998 shares to Robert Taglich.

SEC source: 0001213900-26-006246 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,843

F1 · kind: Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, sold 11,998 shares to the Reporting Person and 11,998 shares to Robert Taglich.

SEC source: 0001213900-26-006241 · ownership.xml · nonDerivative · entry 2

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 0

F1 · kind: Taglich Brothers, Inc., of which the Reporting Person is Managing Director, sold 11,998 shares to the Reporting Person and 11,998 shares to Michael Taglich.

F1 · ownership.nature: Taglich Brothers, Inc., of which the Reporting Person is Managing Director, sold 11,998 shares to the Reporting Person and 11,998 shares to Michael Taglich.

SEC source: 0001213900-26-006241 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,737

F1 · kind: Taglich Brothers, Inc., of which the Reporting Person is Managing Director, sold 11,998 shares to the Reporting Person and 11,998 shares to Michael Taglich.

SEC source: 0001213900-26-000991 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,267

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-25-119801 · ownership.xml · derivative · entry 3

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-11-30

F2 · derivative.exercise_date: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.

SEC source: 0001213900-25-119800 · ownership.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-11-30

F2 · derivative.exercise_date: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.

SEC source: 0001213900-25-119798 · ownership.xml · derivative · entry 2

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-11-30

F1 · derivative.exercise_date: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.

SEC source: 0001213900-25-119799 · ownership.xml · derivative · entry 2

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-11-30

F1 · derivative.exercise_date: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.

SEC source: 0001213900-25-119797 · ownership.xml · derivative · entry 2

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-11-30

F1 · derivative.exercise_date: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.

SEC source: 0001213900-25-119796 · ownership.xml · derivative · entry 3

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-11-30

F1 · derivative.exercise_date: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.

SEC source: 0001213900-25-101712 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,047

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-25-119269 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

F1 · kind: Grant pursuant to equity plan.

F2 · kind: Amendment issued to correct amount of shares granted on 10/22/2025 pursuant to the equity plan from 3,823 to 4,443.

SEC source: 0001213900-25-068722 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,224

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-25-036173 · ownership.xml · derivative · entry 3

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,245

Underlying: Common Stock · 34,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: This award was granted on August 26, 2024. 34,123 restricted stock units subject to the award vested on April 1, 2025. 34,123 are scheduled to vest on April 1, 2026 and 34,122 are scheduled to vest on April 1, 2027, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: This award was granted on August 26, 2024. 34,123 restricted stock units subject to the award vested on April 1, 2025. 34,123 are scheduled to vest on April 1, 2026 and 34,122 are scheduled to vest on April 1, 2027, assuming continued employment through the applicable vesting date.

SEC source: 0001213900-25-036173 · ownership.xml · nonDerivative · entry 2

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,199

F2 · security: Shares withheld by Air Industries Group to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

SEC source: 0001213900-25-036173 · ownership.xml · nonDerivative · entry 1

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001213900-25-036165 · ownership.xml · derivative · entry 3

Glassman Scott · CIK 0001452180 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,854

Underlying: Common Stock · 20,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: This award was granted on August 26, 2024. 20,427 restricted stock units subject to the award vested on April 1, 2025 and 20,427 restricted stock units are scheduled to vest on each of April 1, 2026 and April 1, 2027, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: This award was granted on August 26, 2024. 20,427 restricted stock units subject to the award vested on April 1, 2025 and 20,427 restricted stock units are scheduled to vest on each of April 1, 2026 and April 1, 2027, assuming continued employment through the applicable vesting date.

SEC source: 0001213900-25-036165 · ownership.xml · nonDerivative · entry 2

Glassman Scott · CIK 0001452180 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,982

F2 · security: Shares withheld by Air Industries Group to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

SEC source: 0001213900-25-036165 · ownership.xml · nonDerivative · entry 1

Glassman Scott · CIK 0001452180 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001213900-25-034687 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,160

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-25-034683 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,845

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-25-034689 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,739

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-25-010117 · ownership.xml · derivative · entry 14

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 0

Underlying: Common Stock · 3,011 shares

Expires 2026-07-01

F6 · kind: Convertible Notes were paid in full on January 31, 2025.

F6 · price: Convertible Notes were paid in full on January 31, 2025.

F5 · derivative.underlying_shares: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.

F8 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

SEC source: 0001213900-25-010117 · ownership.xml · derivative · entry 12

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 0

Underlying: Common Stock · 14,217 shares

Expires 2026-07-01

F6 · kind: Convertible Notes were paid in full on January 31, 2025.

F6 · price: Convertible Notes were paid in full on January 31, 2025.

F5 · derivative.underlying_shares: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.

F7 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes.

SEC source: 0001213900-25-010116 · ownership.xml · derivative · entry 14

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 0

Underlying: Common Stock · 3,011 shares

Expires 2026-07-01

F6 · kind: Convertible Notes were paid in full on January 31, 2025.

F6 · price: Convertible Notes were paid in full on January 31, 2025.

F5 · derivative.underlying_shares: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.

F8 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

SEC source: 0001213900-25-010116 · ownership.xml · derivative · entry 12

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 0

Underlying: Common Stock · 14,217 shares

Expires 2026-07-01

F6 · kind: Convertible Notes were paid in full on January 31, 2025.

F6 · price: Convertible Notes were paid in full on January 31, 2025.

F5 · derivative.underlying_shares: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.

F7 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes.

SEC source: 0001213900-25-002187 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,470

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-25-002186 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,609

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-25-002185 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,715

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-24-086351 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,680

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-24-086350 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,786

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-24-086349 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,143

F1 · kind: Grant pursuant to equity plan.

SEC source: 0001213900-24-079466 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 16,980

F1 · ownership.nature: Represents shares owned by Taglich Brothers, Inc., of which the Reporting Person is Managing Director.

SEC source: 0001213900-24-079464 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 16,980

F1 · ownership.nature: Represents shares owned by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President.

SEC source: 0001213900-24-073023 · ownership.xml · derivative · entry 2

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,368

Underlying: Common Stock · 102,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Vests as to 34,423 shares on April 1, 2025, April 1, 2026 and 34,422 on April 1, 2027, assuming continued service through the vesting date.

F2 · derivative.expiration_date: Vests as to 34,423 shares on April 1, 2025, April 1, 2026 and 34,422 on April 1, 2027, assuming continued service through the vesting date.

SEC source: 0001213900-24-073022 · ownership.xml · derivative · entry 2

Glassman Scott · CIK 0001452180 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,281

Underlying: Common Stock · 61,281 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Vests as to 20,427 shares on April 1, 2025, April 1, 2026 and April 1, 2027, assuming continued service through the vesting date.

F2 · derivative.expiration_date: Vests as to 20,427 shares on April 1, 2025, April 1, 2026 and April 1, 2027, assuming continued service through the vesting date.

SEC source: 0001213900-24-069656 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-08-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on each of August 31, 2024, September 30, 2024, December 31, 2024 and March 31, 2025.