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3893
SEC CIK
0000001750
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 2026012
Feb 202602
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 12, 2021 Filed Jul 14, 2021 18:19 UTC GrantStock Option · Derivative 14,970 $37.74 Strike: $37.74 $564,967.80
Disclosure

SEC source: 0001127602-21-021913 · form4.xml · derivative · entry 3

Gillen Sean M. · CIK 0001764537 · VP-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,970

Underlying: Common Stock · 14,970 shares

Expires 2031-07-12

F4 · derivative.exercise_date: The awarded stock option vests and becomes exercisable in 1/3 annual installments beginning on July 31, 2022 and shall vest as follows: 33 and 1/3% on each of July 31, 2022, July 31, 2023 and July 31, 2024.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 18:19 UTC GrantCommon Stock 10,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021913 · form4.xml · nonDerivative · entry 2

Gillen Sean M. · CIK 0001764537 · VP-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,429.203

F2 · shares: Award of stock pursuant to a Performance Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

F3 · balance_after: Included in the amount reported are shares under the dividend reinvestment plan (DRIP) on vested time-based restricted stocks exempt under Rule 16a-11. The total DRIP amount reported is 21.203 shares listed as follows: 6.167 on 1/14/20 @ $45.63; 15.036 on 4/09/2020 @ $19.88.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 18:19 UTC GrantCommon Stock 5,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021913 · form4.xml · nonDerivative · entry 1

Gillen Sean M. · CIK 0001764537 · VP-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,829.203

F1 · shares: Award of stock pursuant to a Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 17:55 UTC
Garascia Jessica A.Vice President and Secretary
GrantStock Option · Derivative 9,350 $37.74 Strike: $37.74 $352,869.00
Disclosure

SEC source: 0001127602-21-021911 · form4.xml · derivative · entry 3

Garascia Jessica A. · CIK 0001806647 · Vice President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,350

Underlying: Common Stock · 9,350 shares

Expires 2031-07-12

F3 · derivative.exercise_date: The awarded stock option vests and becomes exercisable in 1/3 annual installments beginning on July 31, 2022 and shall vest as follows: 33 and 1/3% on each of July 31, 2022, July 31, 2023 and July 31, 2024.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 17:55 UTC
Garascia Jessica A.Vice President and Secretary
GrantCommon Stock 6,630 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021911 · form4.xml · nonDerivative · entry 2

Garascia Jessica A. · CIK 0001806647 · Vice President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,702

F2 · shares: Award of stock pursuant to a Performance Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 17:55 UTC
Garascia Jessica A.Vice President and Secretary
GrantCommon Stock 3,310 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021911 · form4.xml · nonDerivative · entry 1

Garascia Jessica A. · CIK 0001806647 · Vice President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,662

F1 · shares: Award of stock pursuant to a Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:11 UTC GrantPhantom Stock · Derivative 293 $42.56 Strike: $42.56 $12,470.08
Disclosure

SEC source: 0001127602-21-018832 · form4.xml · derivative · entry 2

WALFISH MARC JAY · CIK 0001212698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293

Underlying: Common Stock · 293 shares

Expires 2024-09-30

F2 · shares: The 293 phantom Stock units at $42.56 per share of the deferred quarterly director's retainer fee, as a deferred compensation pursuant to the Non-Employee Directors' Deferred Compensation Plan. Phantom Stock units are payable in stock on a 1-for-1 basis or cash at the grantee's election upon retirement/termination as a director.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:11 UTC GrantCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018832 · form4.xml · nonDerivative · entry 1

WALFISH MARC JAY · CIK 0001212698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,640.5878

F1 · shares: Award of stock pursuant to Restricted Stock Agreement in transaction exempt under Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 22:48 UTC GrantCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018827 · form4.xml · nonDerivative · entry 1

VOGEL JENNIFER L · CIK 0001264189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,871.002

F1 · shares: Award of stock pursuant to Restricted Stock Agreement in transaction exempt under Rule 16b-3.

F2 · balance_after: Included in the amount reported are shares under the dividend reinvestment plan (DRIP) on vested time-based restricted stocks exempt under Rule 16a-11. The total DRIP amount reported is 70.923 shares listed as follows: 19.207 acquired on 7/31/2018; 25.133 acquired on 2/8/2019; and 26.583 acquired on 7/31/2019.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 22:08 UTC GrantCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018791 · form4.xml · nonDerivative · entry 1

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,516

F1 · security: All direct shares of the report person are held by the David P. Storch 1997 Declaration Trust.

F2 · shares: Award of stock pursuant to Restricted Stock Agreement in transaction exempt under Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:58 UTC
PACE PETERDirector
GrantCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018779 · form4.xml · nonDerivative · entry 1

PACE PETER · CIK 0001424402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,583

F1 · shares: Award of stock pursuant to a Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:54 UTC GrantPhantom Stock · Derivative 2,937 $0.00 Strike: $42.56 $0.00
Disclosure

SEC source: 0001127602-21-018776 · form4.xml · derivative · entry 1

McNabb Duncan J. · CIK 0001554252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937

Underlying: Common Stock · 2,937 shares

Expires 2029-09-30

F1 · security: Phantom Stock units are payable in stock on a 1-for-1 basis or cash at the grantee's election upon retirement/termination as a director.

F2 · shares: Award of stock pursuant to Restricted Stock Agreement in transaction exempt under Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:26 UTC GrantCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018764 · form4.xml · nonDerivative · entry 1

Gilbertson H John Jr · CIK 0001749198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,894

F1 · shares: Award of stock pursuant to a Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:12 UTC GrantCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018749 · form4.xml · nonDerivative · entry 1

Lord Ellen M. · CIK 0001857165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,933

F1 · shares: Award of stock pursuant to a Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:04 UTC GrantPhantom Stock · Derivative 176 $42.56 Strike: $42.56 $7,490.56
Disclosure

SEC source: 0001127602-21-018743 · form4.xml · derivative · entry 2

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

Underlying: Common Stock · 176 shares

Expires 2031-09-30

F2 · shares: The 176 phantom Stock units at $42.56 per share of the deferred quarterly director's retainer fee, as a deferred compensation pursuant to the Non-Employee Directors' Deferred Compensation Plan. Phantom Stock units are payable in stock on a 1-for-1 basis or cash at the grantee's election upon retirement/termination as a director.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:04 UTC GrantCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018743 · form4.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,226

F1 · shares: Award of stock pursuant to a Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:48 UTC OtherPhantom Stock · Derivative 38 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018727 · form4.xml · derivative · entry 2

GOODWIN JAMES E · CIK 0001017982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38

Underlying: Common Stock · 38 shares

Expires 2022-09-30

F2 · date: Various transaction dates apply.

F3 · shares: The 38 phantom shares acquired over the last year as dividend reinvestment on deferred compensation exempt under Rule 16a11, pursuant to the dividend reinvestment feature of the Non-Employee Directors' Deferred Compensation Plan.

F4 · price: Various conversion/exercise prices apply.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:48 UTC GrantCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018727 · form4.xml · nonDerivative · entry 1

GOODWIN JAMES E · CIK 0001017982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,298.353

F1 · shares: Award of stock pursuant to a Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:28 UTC GrantCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018706 · form4.xml · nonDerivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,440.588

F1 · shares: Award of stock pursuant to a Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 19:40 UTC GrantCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018693 · form4.xml · nonDerivative · entry 1

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,010.4

F1 · shares: Award of stock pursuant to a Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

F2 · balance_after: Included in the amount reported are shares under the dividend reinvestment plan (DRIP) on vested time-based restricted stocks exempt under Rule 16a-11. The total DRIP amount reported is 109.537 shares listed as follows: 32.286 acquired on 7/31/2018; 42.249 acquired on 2/8/2019; and 35.002 acquired on 7/13/2019.

Read SEC document
May 03, 2021 Filed May 4, 2021 18:58 UTC GrantCommon Stock 996 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015137 · form4.xml · nonDerivative · entry 1

Lord Ellen M. · CIK 0001857165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996

F1 · kind: Award of stock pursuant to Restricted Stock Agreement in transaction exempt under Rule 16b-3.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 18:22 UTC Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001127602-21-013383 · form4.xml · derivative · entry 12

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,939

Underlying: Common Stock · 2,000 shares

Expires 2026-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 18:22 UTC SaleCommon Stock 2,000 $42.12 $84,236.20
Disclosure

SEC source: 0001127602-21-013383 · form4.xml · nonDerivative · entry 4

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,579

Read SEC document
April 06, 2021 Filed Apr 7, 2021 18:22 UTC Exercise / conversionCommon Stock 2,000 $24.00 $48,000.00
Disclosure

SEC source: 0001127602-21-013383 · form4.xml · nonDerivative · entry 3

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 18:22 UTC Exercise / conversionStock Option · Derivative 22,724 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001127602-21-013383 · form4.xml · derivative · entry 11

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,939

Underlying: Common Stock · 22,724 shares

Expires 2026-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 18:22 UTC SaleCommon Stock 22,724 $42.14 $957,593.90
Disclosure

SEC source: 0001127602-21-013383 · form4.xml · nonDerivative · entry 2

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,579

F1 · security: All direct shares of the report person are held by the David P. Storch 1997 Declaration Trust.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 18:22 UTC Exercise / conversionCommon Stock 22,724 $24.00 $545,376.00
Disclosure

SEC source: 0001127602-21-013383 · form4.xml · nonDerivative · entry 1

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All direct shares of the report person are held by the David P. Storch 1997 Declaration Trust.

Read SEC document
March 30, 2021 Filed Mar 30, 2021 21:24 UTC
Holmes John McClain IIIDirector · President & CEO
SaleCommon Stock 6,623 $42.09 $278,739.55
Disclosure

SEC source: 0001127602-21-012350 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,298

Read SEC document
March 29, 2021 Filed Mar 29, 2021 22:06 UTC
Holmes John McClain IIIDirector · President & CEO
SaleCommon Stock 7,762 $43.61 $338,510.91
Disclosure

SEC source: 0001127602-21-012255 · form4.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,921

Read SEC document
March 26, 2021 Filed Mar 29, 2021 22:06 UTC
Holmes John McClain IIIDirector · President & CEO
SaleCommon Stock 5,615 $42.78 $240,218.68
Disclosure

SEC source: 0001127602-21-012255 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,683

Read SEC document
March 26, 2021 Filed Mar 29, 2021 16:09 UTC SaleCommon Stock 26,174 $43.14 $1,129,211.80
Disclosure

SEC source: 0001127602-21-012179 · form4.xml · nonDerivative · entry 4

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,579

Read SEC document
March 25, 2021 Filed Mar 29, 2021 16:09 UTC SaleCommon Stock 23,826 $42.58 $1,014,458.66
Disclosure

SEC source: 0001127602-21-012179 · form4.xml · nonDerivative · entry 3

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,753

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:26 UTC GrantPhantom Stock · Derivative 301 $42.06 Strike: $42.06 $12,660.06
Disclosure

SEC source: 0001127602-21-008647 · form4.xml · derivative · entry 1

WALFISH MARC JAY · CIK 0001212698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301

Underlying: Common Stock · 301 shares

Expires 2024-09-30

F1 · shares: This amount includes 297 shares at $42.06 per share for the quarterly director's retainer and 4 shares for the quarterly dividend equivalent.

F2 · derivative.expiration_date: Phantom stock units are payable in stock on a 1-for-1 basis or cash at the grantee's election upon retirement/termination as a director.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:17 UTC GrantPhantom Stock · Derivative 178 $42.06 Strike: $42.06 $7,486.68
Disclosure

SEC source: 0001127602-21-008643 · form4.xml · derivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178

Underlying: Common Stock · 178 shares

Expires 2031-09-30

F1 · derivative.expiration_date: Phantom stock units are payable in stock on a 1-for-1 basis or cash at the grantee's election upon retirement/termination as a director.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 17:36 UTC SaleCommon Stock 29,793 $38.91 $1,159,230.73
Disclosure

SEC source: 0001127602-21-001590 · form4.xml · nonDerivative · entry 12

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,579

F1 · security: All direct shares of the report person are held by the David P. Storch 1997 Declaration Trust.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 14:58 UTC SaleCommon Stock 2,700 $38.03 $102,683.16
Disclosure

SEC source: 0001127602-21-001170 · form4.xml · nonDerivative · entry 1

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,963.863

Read SEC document
December 31, 2020 Filed Jan 4, 2021 19:43 UTC
Garascia Jessica A.Vice President and Secretary
Tax withholdingCommon Stock 5,848 $36.22 $211,814.56
Disclosure

SEC source: 0001127602-21-000111 · form4.xml · nonDerivative · entry 1

Garascia Jessica A. · CIK 0001806647 · Vice President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,352

F1 · shares: The reporting person is reporting the withholding of 5,848 shares of common stock to satisfy the reporting person's Federal tax withholding obligations in connection with the vesting of a time-based restricted stock.

Read SEC document
December 29, 2020 Filed Jan 13, 2021 17:36 UTC GiftCommon Stock 76,738 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001590 · form4.xml · nonDerivative · entry 11

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Barbara R. Eichner 2020 Dynasty Trust

Disclosed balance after: 76,738

F7 · ownership.nature: The reporting person is a Co-Trustee of this Trust and the reporting person's wife is one of the beneficiaries of this Trust.

Read SEC document
December 29, 2020 Filed Jan 13, 2021 17:36 UTC GiftCommon Stock 76,738 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001590 · form4.xml · nonDerivative · entry 10

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grat2

Disclosed balance after: 0

F6 · ownership.nature: Mr. Storch is a trustee, and his wife's trust is a beneficiary, of this GRAT. The total 76,738 shares are owned indirectly by GRAT.

Read SEC document
December 24, 2020 Filed Jan 13, 2021 17:36 UTC GiftCommon Stock 116,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001590 · form4.xml · nonDerivative · entry 9

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,372

F1 · security: All direct shares of the report person are held by the David P. Storch 1997 Declaration Trust.

Read SEC document
December 24, 2020 Filed Jan 13, 2021 17:36 UTC GiftCommon Stock 116,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001590 · form4.xml · nonDerivative · entry 8

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 18,810

F2 · security: All indirect shares owned By Wife are held by the Leslie J. Storch 1998 Declaration Trust.

Read SEC document
December 23, 2020 Filed Jan 13, 2021 17:36 UTC GiftCommon Stock 83,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001590 · form4.xml · nonDerivative · entry 7

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · David P. Storch 2020 Perpetual Trust

Disclosed balance after: 83,000

F5 · ownership.nature: Reporting person is the Settlor of the Trust, reporting person's wife is the Trustee of the Trust and the Beneficiaries are the wife and descendants.

Read SEC document
December 23, 2020 Filed Jan 13, 2021 17:36 UTC GiftCommon Stock 83,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001590 · form4.xml · nonDerivative · entry 6

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,705

F1 · security: All direct shares of the report person are held by the David P. Storch 1997 Declaration Trust.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 15:07 UTC
Holmes John McClain IIIDirector · President & CEO
SaleCommon Stock 5,500 $35.88 $197,345.50
Disclosure

SEC source: 0001127602-20-032271 · form4.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,298

Read SEC document
December 22, 2020 Filed Jan 13, 2021 17:36 UTC GiftCommon Stock 133,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001590 · form4.xml · nonDerivative · entry 5

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Storch Family 2012 Dynasty Trust

Disclosed balance after: 419,741

F4 · ownership.nature: Mr. Storch is a Trustee and beneficiary of this Trust.

Read SEC document
December 22, 2020 Filed Jan 13, 2021 17:36 UTC GiftCommon Stock 133,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001590 · form4.xml · nonDerivative · entry 4

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 135,477

F2 · security: All indirect shares owned By Wife are held by the Leslie J. Storch 1998 Declaration Trust.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 15:07 UTC
Holmes John McClain IIIDirector · President & CEO
SaleCommon Stock 29,098 $34.71 $1,009,915.93
Disclosure

SEC source: 0001127602-20-032271 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,798

Read SEC document
November 30, 2020 Filed Dec 1, 2020 15:46 UTC GrantPhantom Stock · Derivative 352 $28.37 Strike: $28.37 $9,986.24
Disclosure

SEC source: 0001127602-20-030159 · form4.xml · derivative · entry 1

WALFISH MARC JAY · CIK 0001212698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352

Underlying: Common Stock · 352 shares

Expires 2024-09-30

F1 · derivative.expiration_date: Phantom stock units are payable in stock on a 1-for-1 basis or cash at the grantee's election upon retirement/termination as a director.

Read SEC document
October 14, 2020 Filed Jan 13, 2021 17:36 UTC GiftCommon Stock 15,685 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001590 · form4.xml · nonDerivative · entry 3

STORCH DAVID P · CIK 0001027741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,705

F1 · security: All direct shares of the report person are held by the David P. Storch 1997 Declaration Trust.

F3 · shares: Reporting person gifted his direct company shares to his seven grandchildren on October 14, 2020.

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October 07, 2020 Filed Oct 7, 2020 19:52 UTC
Pachapa EricVP-CAO & Controller
GrantStock Option · Derivative 50,020 $18.94 Strike: $18.94 $947,378.80
Disclosure

SEC source: 0001127602-20-026659 · form4.xml · derivative · entry 1

Pachapa Eric · CIK 0001679985 · VP-CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,020

Underlying: Common Stock · 50,020 shares

Expires 2030-07-13

F1 · shares: On July 13, 2020, the reporting person was awarded 50,020 non-qualified stock options pursuant to AAR CORP. 2013 Stock Plan (as Amended and Restated Effective July 13, 2020) (the "Plan"). The option grant was approved by the Company's Compensation Committee on July 13, 2020 subject to stockholder approval of the increase in shares issuable under the Plan, pursuant to which the option was granted. The Company's stockholders approved the Plan on October 7, 2020.

F2 · derivative.exercise_date: The awarded stock option vests and becomes exercisable in 1/3 annual installments beginning on July 31, 2021 and shall vest as follows: 33 and 1/3% on each of July 31, 2021, July 31, 2022 and July 31, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.