AIN

SEC source: 0001062993-23-005237 · form4.xml · derivative · entry 13

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935

Underlying: Class A Common Stock · 1,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F4 · derivative.exercise_price: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F4 · price: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F4 · derivative.exercise_date: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · derivative.exercise_date: 935 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020.

F4 · derivative.expiration_date: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · derivative.expiration_date: 935 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020.

SEC source: 0001062993-23-005237 · form4.xml · derivative · entry 12

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.exercise_date: 917 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

F2 · derivative.expiration_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.expiration_date: 917 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

SEC source: 0001062993-23-005237 · form4.xml · nonDerivative · entry 11

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005237 · form4.xml · nonDerivative · entry 10

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005237 · form4.xml · nonDerivative · entry 9

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005237 · form4.xml · nonDerivative · entry 8

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005237 · form4.xml · nonDerivative · entry 7

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005237 · form4.xml · nonDerivative · entry 6

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005237 · form4.xml · nonDerivative · entry 5

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005237 · form4.xml · nonDerivative · entry 4

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005237 · form4.xml · nonDerivative · entry 3

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005237 · form4.xml · nonDerivative · entry 2

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005235 · form4.xml · derivative · entry 3

Indriani Elisabeth · CIK 0001751475 · CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899

Underlying: Class A Common Stock · 2,374 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Stock Units granted February 23, 2023 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_price: Phantom Stock Units granted February 23, 2023 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · price: Phantom Stock Units granted February 23, 2023 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_date: Phantom Stock Units granted February 23, 2023 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.exercise_date: 475 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2023.

F2 · derivative.expiration_date: Phantom Stock Units granted February 23, 2023 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.expiration_date: 475 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2023.

SEC source: 0001062993-23-005235 · form4.xml · nonDerivative · entry 2

Indriani Elisabeth · CIK 0001751475 · CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005235 · form4.xml · nonDerivative · entry 1

Indriani Elisabeth · CIK 0001751475 · CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005512 · form4.xml · derivative · entry 5

Halftermeyer Daniel A · CIK 0001317900 · President, MC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,861

Underlying: Class A Common Stock · 4,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F7 · derivative.exercise_date: 1,430 Restricted Stock Units vest on March 1, 2023; 1,430 Restricted Stock Units vest on March 1, 2024; and 1,431Restricted Stock Units vest on March 1, 2025.

F6 · derivative.expiration_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F7 · derivative.expiration_date: 1,430 Restricted Stock Units vest on March 1, 2023; 1,430 Restricted Stock Units vest on March 1, 2024; and 1,431Restricted Stock Units vest on March 1, 2025.

SEC source: 0001062993-23-005512 · form4.xml · nonDerivative · entry 3

Halftermeyer Daniel A · CIK 0001317900 · President, MC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,235

F3 · shares: Shares withheld to satisfy the tax liability in connection with the transaction described in footnotes 1 and 2 above.

SEC source: 0001062993-23-005512 · form4.xml · nonDerivative · entry 2

Halftermeyer Daniel A · CIK 0001317900 · President, MC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares distributed pursuant to vesting of Restricted Stock units granted February 25, 2022.

SEC source: 0001062993-23-005512 · form4.xml · nonDerivative · entry 1

Halftermeyer Daniel A · CIK 0001317900 · President, MC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,826

F1 · shares: Shares distributed pursuant to a Multi-Year Performance Bonus Award made under the Albany International Corp. 2017 Incentive Plan.

SEC source: 0001062993-23-005509 · form4.xml · derivative · entry 5

Harwell Gregory N · CIK 0001793547 · President- AEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469

Underlying: Class A Common Stock · 3,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F7 · derivative.exercise_date: 1,234 Restricted Stock Units vest on March 1, 2023; 1,234 Restricted Stock Units vest on March 1, 2024; and 1,235 Restricted Stock Units vest on March 1, 2025.

F6 · derivative.expiration_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F7 · derivative.expiration_date: 1,234 Restricted Stock Units vest on March 1, 2023; 1,234 Restricted Stock Units vest on March 1, 2024; and 1,235 Restricted Stock Units vest on March 1, 2025.

SEC source: 0001062993-23-005509 · form4.xml · nonDerivative · entry 3

Harwell Gregory N · CIK 0001793547 · President- AEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,505

F3 · shares: Shares withheld to satisfy the tax liability in connection with the transaction described in footnotes 1 and 2 above.

SEC source: 0001062993-23-005509 · form4.xml · nonDerivative · entry 2

Harwell Gregory N · CIK 0001793547 · President- AEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares distributed pursuant to vesting of Restricted Stock units granted February 25, 2022.

SEC source: 0001062993-23-005509 · form4.xml · nonDerivative · entry 1

Harwell Gregory N · CIK 0001793547 · President- AEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · shares: Shares distributed pursuant to a Multi-Year Performance Bonus Award made under the Albany International Corp. 2017 Incentive Plan.

SEC source: 0001062993-23-005506 · form4.xml · derivative · entry 5

Nolan Stephen M · CIK 0001580172 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169

Underlying: Class A Common Stock · 4,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F7 · derivative.exercise_date: 1,584 Restricted Stock Units vest on March 1, 2023; 1,584 Restricted Stock Units vest on March 1, 2024; and 1,585 Restricted Stock Units vest on March 1, 2025.

F6 · derivative.expiration_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F7 · derivative.expiration_date: 1,584 Restricted Stock Units vest on March 1, 2023; 1,584 Restricted Stock Units vest on March 1, 2024; and 1,585 Restricted Stock Units vest on March 1, 2025.

SEC source: 0001062993-23-005506 · form4.xml · nonDerivative · entry 3

Nolan Stephen M · CIK 0001580172 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,957

F3 · shares: Shares withheld to satisfy the tax liability in connection with the transaction described in footnotes 1 and 2 above.

SEC source: 0001062993-23-005506 · form4.xml · nonDerivative · entry 2

Nolan Stephen M · CIK 0001580172 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares distributed pursuant to vesting of Restricted Stock units granted February 25, 2022.

SEC source: 0001062993-23-005506 · form4.xml · nonDerivative · entry 1

Nolan Stephen M · CIK 0001580172 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,249

F1 · shares: Shares distributed pursuant to a Multi-Year Performance Bonus Award made under the Albany International Corp. 2017 Incentive Plan.

SEC source: 0001062993-23-005504 · form4.xml · derivative · entry 5

Higgins Andrew William · CIK 0001312310 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,190

Underlying: Class A Common Stock · 13,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F7 · derivative.exercise_date: 4,594 Restricted Stock Units vest on March 1, 2023; 4,595 Restricted Stock Units vest on March 1, 2024; and 4,595 Restricted Stock Units vest on March 1, 2025.

F6 · derivative.expiration_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F7 · derivative.expiration_date: 4,594 Restricted Stock Units vest on March 1, 2023; 4,595 Restricted Stock Units vest on March 1, 2024; and 4,595 Restricted Stock Units vest on March 1, 2025.

SEC source: 0001062993-23-005504 · form4.xml · nonDerivative · entry 3

Higgins Andrew William · CIK 0001312310 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,887

F3 · shares: Shares withheld to satisfy the tax liability in connection with the transaction described in footnotes 1 and 2 above.

SEC source: 0001062993-23-005504 · form4.xml · nonDerivative · entry 2

Higgins Andrew William · CIK 0001312310 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares distributed pursuant to vesting of Restricted Stock units granted February 25, 2022.

SEC source: 0001062993-23-005504 · form4.xml · nonDerivative · entry 1

Higgins Andrew William · CIK 0001312310 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,355

F1 · shares: Shares distributed pursuant to a Multi-Year Performance Bonus Award made under the Albany International Corp. 2017 Incentive Plan.

SEC source: 0001062993-23-005501 · form4.xml · derivative · entry 8

McCarvill Alice · CIK 0001767423 · Exec VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426

Underlying: Class A Common Stock · 2,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F9 · derivative.exercise_price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F9 · price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F9 · derivative.exercise_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F10 · derivative.exercise_date: 713 Restricted Stock Units vest on March 1, 2023; 713 Restricted Stock Units vest on March 1, 2024; and 713 Restricted Stock Units vest on March 1, 2025.

F9 · derivative.expiration_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F10 · derivative.expiration_date: 713 Restricted Stock Units vest on March 1, 2023; 713 Restricted Stock Units vest on March 1, 2024; and 713 Restricted Stock Units vest on March 1, 2025.

SEC source: 0001062993-23-005501 · form4.xml · derivative · entry 6

McCarvill Alice · CIK 0001767423 · Exec VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · derivative.exercise_price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · derivative.exercise_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_date: 752 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

F5 · derivative.expiration_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F6 · derivative.expiration_date: 752 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

SEC source: 0001062993-23-005501 · form4.xml · nonDerivative · entry 5

McCarvill Alice · CIK 0001767423 · Exec VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 5). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 5). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005501 · form4.xml · nonDerivative · entry 4

McCarvill Alice · CIK 0001767423 · Exec VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 5). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 5). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 5). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 5). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005501 · form4.xml · nonDerivative · entry 3

McCarvill Alice · CIK 0001767423 · Exec VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,216

F3 · shares: Shares withheld to satisfy the tax liability in connection with the transaction described in footnotes 1 and 2 above.

SEC source: 0001062993-23-005501 · form4.xml · nonDerivative · entry 2

McCarvill Alice · CIK 0001767423 · Exec VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares distributed pursuant to vesting of Restricted Stock units granted February 25, 2022.

SEC source: 0001062993-23-005501 · form4.xml · nonDerivative · entry 1

McCarvill Alice · CIK 0001767423 · Exec VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,330

F1 · shares: Shares distributed pursuant to a Multi-Year Performance Bonus Award made under the Albany International Corp. 2017 Incentive Plan.

SEC source: 0001062993-23-005868 · form4.xml · derivative · entry 15

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282

Underlying: Class A Common Stock · 1,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · security: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F13 · derivative.exercise_price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F13 · price: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F13 · derivative.exercise_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F14 · derivative.exercise_date: 641 Restricted Stock Units vest on March 1, 2023; 641 Restricted Stock Units vest on March 1, 2024; and 641 Restricted Stock Units vest on March 1, 2025.

F13 · derivative.expiration_date: Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting.

F14 · derivative.expiration_date: 641 Restricted Stock Units vest on March 1, 2023; 641 Restricted Stock Units vest on March 1, 2024; and 641 Restricted Stock Units vest on March 1, 2025.

SEC source: 0001062993-23-005868 · form4.xml · derivative · entry 13

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926

Underlying: Class A Common Stock · 1,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F9 · derivative.exercise_price: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F9 · price: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F9 · derivative.exercise_date: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F10 · derivative.exercise_date: 463 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2021.

F9 · derivative.expiration_date: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F10 · derivative.expiration_date: 463 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2021.

SEC source: 0001062993-23-005868 · form4.xml · derivative · entry 12

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462

Underlying: Class A Common Stock · 923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F7 · derivative.exercise_price: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F7 · price: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F7 · derivative.exercise_date: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F8 · derivative.exercise_date: 461 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020.

F7 · derivative.expiration_date: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F8 · derivative.expiration_date: 461 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020.

SEC source: 0001062993-23-005868 · form4.xml · derivative · entry 11

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · derivative.exercise_price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · derivative.exercise_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_date: 442 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

F5 · derivative.expiration_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F6 · derivative.expiration_date: 442 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

SEC source: 0001062993-23-005868 · form4.xml · nonDerivative · entry 10

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005868 · form4.xml · nonDerivative · entry 9

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005868 · form4.xml · nonDerivative · entry 8

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005868 · form4.xml · nonDerivative · entry 7

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005868 · form4.xml · nonDerivative · entry 6

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005868 · form4.xml · nonDerivative · entry 5

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F4 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 5, 7 and 9). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

SEC source: 0001062993-23-005868 · form4.xml · nonDerivative · entry 4

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,358

F3 · shares: Shares withheld to satisfy the tax liability in connection with the transaction described in footnotes 1 and 2 above.

SEC source: 0001062993-23-005868 · form4.xml · nonDerivative · entry 3

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares distributed pursuant to vesting of Restricted Stock units granted February 25, 2022.