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ALBANY INTERNATIONAL CORP /DE/

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1300
SEC CIK
0000819793
Parsed reports
342

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
Hansen Robert AlanSenior Vice President & CTO
Exercise / conversionPhantom Stock Units · Derivative 1,685 $0.00 $0.00
Disclosure

SEC source: 0001363150-21-000004 · edgar.xml · derivative · entry 13

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Stock Units granted on February 23, 2017 pursuant to the Albany International Corp. 2011 Performance Phantom Stock Unit Plan (the "Phantom Stock Plan"). Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_price: Phantom Stock Units granted on February 23, 2017 pursuant to the Albany International Corp. 2011 Performance Phantom Stock Unit Plan (the "Phantom Stock Plan"). Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · price: Phantom Stock Units granted on February 23, 2017 pursuant to the Albany International Corp. 2011 Performance Phantom Stock Unit Plan (the "Phantom Stock Plan"). Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_date: Phantom Stock Units granted on February 23, 2017 pursuant to the Albany International Corp. 2011 Performance Phantom Stock Unit Plan (the "Phantom Stock Plan"). Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.exercise_date: 1,685 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.

F2 · derivative.expiration_date: Phantom Stock Units granted on February 23, 2017 pursuant to the Albany International Corp. 2011 Performance Phantom Stock Unit Plan (the "Phantom Stock Plan"). Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.expiration_date: 1,685 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
Hansen Robert AlanSenior Vice President & CTO
Disposition to issuerClass A Common Stock 748 $74.22 $55,516.56
Disclosure

SEC source: 0001363150-21-000004 · edgar.xml · nonDerivative · entry 12

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
Hansen Robert AlanSenior Vice President & CTO
Exercise / conversionClass A Common Stock 748 $0.00 $0.00
Disclosure

SEC source: 0001363150-21-000004 · edgar.xml · nonDerivative · entry 11

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
Hansen Robert AlanSenior Vice President & CTO
Disposition to issuerClass A Common Stock 935 $74.22 $69,395.70
Disclosure

SEC source: 0001363150-21-000004 · edgar.xml · nonDerivative · entry 10

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
Hansen Robert AlanSenior Vice President & CTO
Exercise / conversionClass A Common Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001363150-21-000004 · edgar.xml · nonDerivative · entry 9

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
Hansen Robert AlanSenior Vice President & CTO
Disposition to issuerClass A Common Stock 917 $74.22 $68,059.74
Disclosure

SEC source: 0001363150-21-000004 · edgar.xml · nonDerivative · entry 8

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
Hansen Robert AlanSenior Vice President & CTO
Exercise / conversionClass A Common Stock 917 $0.00 $0.00
Disclosure

SEC source: 0001363150-21-000004 · edgar.xml · nonDerivative · entry 7

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
Hansen Robert AlanSenior Vice President & CTO
Disposition to issuerClass A Common Stock 883 $74.22 $65,536.26
Disclosure

SEC source: 0001363150-21-000004 · edgar.xml · nonDerivative · entry 6

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
Hansen Robert AlanSenior Vice President & CTO
Exercise / conversionClass A Common Stock 883 $0.00 $0.00
Disclosure

SEC source: 0001363150-21-000004 · edgar.xml · nonDerivative · entry 5

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
Hansen Robert AlanSenior Vice President & CTO
Disposition to issuerClass A Common Stock 1,685 $74.22 $125,060.70
Disclosure

SEC source: 0001363150-21-000004 · edgar.xml · nonDerivative · entry 4

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
Hansen Robert AlanSenior Vice President & CTO
Exercise / conversionClass A Common Stock 1,685 $0.00 $0.00
Disclosure

SEC source: 0001363150-21-000004 · edgar.xml · nonDerivative · entry 3

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Exercise / conversionPhantom Stock Units · Derivative 489 $0.00 $0.00
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · derivative · entry 17

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,956

Underlying: Class A Common Stock · 2,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F10 · derivative.exercise_price: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F10 · price: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F10 · derivative.exercise_date: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F11 · derivative.exercise_date: 489 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2021.

F10 · derivative.expiration_date: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F11 · derivative.expiration_date: 489 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Exercise / conversionPhantom Stock Units · Derivative 458 $0.00 $0.00
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · derivative · entry 16

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374

Underlying: Class A Common Stock · 1,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F8 · derivative.exercise_price: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F8 · price: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F8 · derivative.exercise_date: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F9 · derivative.exercise_date: 458 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020.

F8 · derivative.expiration_date: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F9 · derivative.expiration_date: 458 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Exercise / conversionPhantom Stock Units · Derivative 439 $0.00 $0.00
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · derivative · entry 15

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876

Underlying: Class A Common Stock · 1,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F6 · price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F7 · derivative.exercise_date: 439 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

F6 · derivative.expiration_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F7 · derivative.expiration_date: 439 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Exercise / conversionPhantom Stock Units · Derivative 396 $0.00 $0.00
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · derivative · entry 14

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396

Underlying: Class A Common Stock · 792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F4 · derivative.exercise_price: Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F4 · price: Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F4 · derivative.exercise_date: Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · derivative.exercise_date: 396 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018.

F4 · derivative.expiration_date: Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · derivative.expiration_date: 396 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Exercise / conversionPhantom Stock Units · Derivative 420 $0.00 $0.00
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · derivative · entry 13

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_price: Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · price: Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_date: Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.exercise_date: 420 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.

F2 · derivative.expiration_date: Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.expiration_date: 420 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Disposition to issuerClass A Common Stock 489 $74.22 $36,293.58
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · nonDerivative · entry 12

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Exercise / conversionClass A Common Stock 489 $0.00 $0.00
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · nonDerivative · entry 11

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Disposition to issuerClass A Common Stock 458 $74.22 $33,992.76
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · nonDerivative · entry 10

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Exercise / conversionClass A Common Stock 458 $0.00 $0.00
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · nonDerivative · entry 9

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Disposition to issuerClass A Common Stock 439 $74.22 $32,582.58
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · nonDerivative · entry 8

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Exercise / conversionClass A Common Stock 439 $0.00 $0.00
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · nonDerivative · entry 7

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Disposition to issuerClass A Common Stock 396 $74.22 $29,391.12
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · nonDerivative · entry 6

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Exercise / conversionClass A Common Stock 396 $0.00 $0.00
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · nonDerivative · entry 5

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Disposition to issuerClass A Common Stock 420 $74.22 $31,172.40
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · nonDerivative · entry 4

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:31 UTC
Pawlick David MVice President- Controller
Exercise / conversionClass A Common Stock 420 $0.00 $0.00
Disclosure

SEC source: 0001428959-21-000002 · edgar.xml · nonDerivative · entry 3

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Exercise / conversionPhantom Stock Units · Derivative 463 $0.00 $0.00
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · derivative · entry 16

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,852

Underlying: Class A Common Stock · 2,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F10 · derivative.exercise_price: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F10 · price: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F10 · derivative.exercise_date: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F11 · derivative.exercise_date: 463 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2021.

F10 · derivative.expiration_date: Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F11 · derivative.expiration_date: 463 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Exercise / conversionPhantom Stock Units · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · derivative · entry 15

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Class A Common Stock · 1,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F8 · derivative.exercise_price: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F8 · price: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F8 · derivative.exercise_date: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F9 · derivative.exercise_date: 461 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020.

F8 · derivative.expiration_date: Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F9 · derivative.expiration_date: 461 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Exercise / conversionPhantom Stock Units · Derivative 438 $0.00 $0.00
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · derivative · entry 14

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F6 · price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F6 · derivative.exercise_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F7 · derivative.exercise_date: 438 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

F6 · derivative.expiration_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F7 · derivative.expiration_date: 438 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Exercise / conversionPhantom Stock Units · Derivative 324 $0.00 $0.00
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · derivative · entry 13

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

Underlying: Class A Common Stock · 648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F4 · derivative.exercise_price: Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F4 · price: Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F4 · derivative.exercise_date: Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · derivative.exercise_date: 324 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018.

F4 · derivative.expiration_date: Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F5 · derivative.expiration_date: 324 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Exercise / conversionPhantom Stock Units · Derivative 358 $0.00 $0.00
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · derivative · entry 12

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_price: Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · price: Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_date: Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.exercise_date: 358 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.

F2 · derivative.expiration_date: Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.expiration_date: 358 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Disposition to issuerClass A Common Stock 463 $74.22 $34,363.86
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · nonDerivative · entry 11

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Exercise / conversionClass A Common Stock 463 $0.00 $0.00
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · nonDerivative · entry 10

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Disposition to issuerClass A Common Stock 461 $74.22 $34,215.42
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · nonDerivative · entry 9

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Exercise / conversionClass A Common Stock 461 $0.00 $0.00
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · nonDerivative · entry 8

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Disposition to issuerClass A Common Stock 438 $74.22 $32,508.36
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · nonDerivative · entry 7

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Exercise / conversionClass A Common Stock 438 $0.00 $0.00
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · nonDerivative · entry 6

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Disposition to issuerClass A Common Stock 324 $74.22 $24,047.28
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · nonDerivative · entry 5

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Exercise / conversionClass A Common Stock 324 $0.00 $0.00
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · nonDerivative · entry 4

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

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March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Disposition to issuerClass A Common Stock 358 $74.22 $26,570.76
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · nonDerivative · entry 3

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

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March 01, 2021 Filed Mar 2, 2021 19:26 UTC
Gaug Joseph MVP-General Counsel & Secretary
Exercise / conversionClass A Common Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001299383-21-000003 · edgar.xml · nonDerivative · entry 2

Gaug Joseph M · CIK 0001299383 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

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March 01, 2021 Filed Mar 2, 2021 19:22 UTC
McCarvill AliceExec VP Human Resources
Exercise / conversionPhantom Stock Units · Derivative 752 $0.00 $0.00
Disclosure

SEC source: 0001767423-21-000001 · edgar.xml · derivative · entry 3

McCarvill Alice · CIK 0001767423 · Exec VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502

Underlying: Class A Common Stock · 2,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · price: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F2 · derivative.exercise_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.exercise_date: 752 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

F2 · derivative.expiration_date: Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

F3 · derivative.expiration_date: 752 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.

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March 01, 2021 Filed Mar 2, 2021 19:22 UTC
McCarvill AliceExec VP Human Resources
Disposition to issuerClass A Common Stock 752 $74.22 $55,813.44
Disclosure

SEC source: 0001767423-21-000001 · edgar.xml · nonDerivative · entry 2

McCarvill Alice · CIK 0001767423 · Exec VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:22 UTC
McCarvill AliceExec VP Human Resources
Exercise / conversionClass A Common Stock 752 $0.00 $0.00
Disclosure

SEC source: 0001767423-21-000001 · edgar.xml · nonDerivative · entry 1

McCarvill Alice · CIK 0001767423 · Exec VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · price: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · balance_after: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

F1 · ownership.direct: Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.

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March 01, 2021 Filed Mar 3, 2021 12:13 UTC
Halftermeyer Daniel APresident, PMC
Tax withholdingClass A Common Stock 2,398 $84.00 $201,432.00
Disclosure

SEC source: 0001317900-21-000001 · edgar.xml · nonDerivative · entry 2

Halftermeyer Daniel A · CIK 0001317900 · President, PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,655

F1 · security: Shares distributed pursuant to a Multi-Year Performance Bonus Award made under the Albany International Corp. 2017 Incentive Plan.

F2 · shares: Shares withheld to satisfy the tax liability in connection with the acquisition described in footnote 1 above.

F1 · ownership.direct: Shares distributed pursuant to a Multi-Year Performance Bonus Award made under the Albany International Corp. 2017 Incentive Plan.

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March 01, 2021 Filed Mar 3, 2021 12:13 UTC
Halftermeyer Daniel APresident, PMC
GrantClass A Common Stock 8,882 $0.00 $0.00
Disclosure

SEC source: 0001317900-21-000001 · edgar.xml · nonDerivative · entry 1

Halftermeyer Daniel A · CIK 0001317900 · President, PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,053

F1 · shares: Shares distributed pursuant to a Multi-Year Performance Bonus Award made under the Albany International Corp. 2017 Incentive Plan.

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February 23, 2021 Filed Feb 24, 2021 15:04 UTC
Hansen Robert AlanSenior Vice President & CTO
Exercise / conversionEmployee Stock Option · Derivative 1,000 $0.00 Strike: $20.63 $0.00
Disclosure

SEC source: 0001363150-21-000003 · edgar.xml · derivative · entry 5

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires 2022-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options granted pursuant to the Company's 1998 Stock Option Plan as incentive to remain in employ of the Company.

F2 · derivative.exercise_date: Fully exercisable.

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February 23, 2021 Filed Feb 24, 2021 15:04 UTC
Hansen Robert AlanSenior Vice President & CTO
SaleClass A Common Stock 1,000 $82.64 $82,640.00
Disclosure

SEC source: 0001363150-21-000003 · edgar.xml · nonDerivative · entry 4

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 23, 2021 Filed Feb 24, 2021 15:04 UTC
Hansen Robert AlanSenior Vice President & CTO
Exercise / conversionClass A Common Stock 1,000 $20.63 $20,630.00
Disclosure

SEC source: 0001363150-21-000003 · edgar.xml · nonDerivative · entry 3

Hansen Robert Alan · CIK 0001363150 · Senior Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 17:50 UTC
Pawlick David MVice President- Controller
Exercise / conversionEmployee Stock Option · Derivative 1,000 $0.00 Strike: $20.63 $0.00
Disclosure

SEC source: 0001428959-21-000001 · edgar.xml · derivative · entry 10

Pawlick David M · CIK 0001428959 · Vice President- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 1,000 shares

Expires 2022-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option granted pursuant to Company's 1998 Stock Option Plan as incentive to remain in employ of Company.

F2 · derivative.exercise_date: Fully exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.