Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2018 Filed Mar 1, 2018 19:54 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 226,023 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001191434-18-000001 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,023 Underlying: Common Stock · 226,023 shares Expires 2028-02-13 F1 · security: This option is being issued by senior management in exchange for a voluntary 100% deferral in directors fees. Read SEC document |
| February 13, 2018 Filed Mar 1, 2018 18:57 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 226,023 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001613377-18-000004 · primary_doc.xml · derivative · entry 1 Appelrouth Stewart · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,023 Underlying: Common Stock · 226,023 shares Expires 2028-02-13 F1 · security: This option is being issued by senior management in exchange for a voluntary 100% reduction in directors fees. Read SEC document |
| February 13, 2018 Filed Mar 1, 2018 18:04 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantOptions to buy Common Stock · Derivative | 173,423 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001613377-18-000003 · primary_doc.xml · derivative · entry 1 Rodino Peter W. III · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,423 Underlying: Common Stock · 173,423 shares Expires 2028-02-13 F1 · security: This option is being issued by senior management in exchange for a voluntary 40% deferral in salary. Read SEC document |
| February 13, 2018 Filed Mar 1, 2018 17:38 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
GrantOptions to buy Common Stock · Derivative | 111,486 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001613377-18-000002 · primary_doc.xml · derivative · entry 1 Springate Wayne S. · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,486 Underlying: Common Stock · 111,486 shares Expires 2028-02-13 F1 · security: This option is being issued to senior management in exchange for a voluntary 40% deferral in salary. Read SEC document |
| February 13, 2018 Filed Mar 1, 2018 16:59 UTC |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 123,874 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001613377-18-000001 · primary_doc.xml · derivative · entry 1 Pascale Adam · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,874 Underlying: Common Stock · 123,874 shares Expires 2028-02-13 F1 · security: This option is being issued to senior management in exchange for a voluntary 40% deferral in salary. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 18:07 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 29,757 | $0.26 Strike: $0.36 | $7,736.82 |
DisclosureSEC source: 0001613377-17-000043 · primary_doc.xml · derivative · entry 1 Appelrouth Stewart · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,757 Underlying: Common Stock · 29,757 shares Expires 2027-08-31 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 18:15 UTC |
Equels Thomas KCEO / President
|
GrantOptions to buy Common Stock · Derivative | 24,463 | $0.26 Strike: $0.36 | $6,360.38 |
DisclosureSEC source: 0001613377-17-000044 · primary_doc.xml · derivative · entry 1 Equels Thomas K. · CIK 0001450324 · CEO / President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463 Underlying: Common Stock · 24,463 shares Expires 2027-08-31 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 17:50 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 29,757 | $0.26 Strike: $0.36 | $7,736.82 |
DisclosureSEC source: 0001613377-17-000042 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,757 Underlying: Common Stock · 29,757 shares Expires 2027-08-31 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 17:40 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantOptions to buy Common Stock · Derivative | 11,416 | $0.26 Strike: $0.36 | $2,968.16 |
DisclosureSEC source: 0001613377-17-000041 · primary_doc.xml · derivative · entry 1 Rodino Peter W. III · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,416 Underlying: Common Stock · 11,416 shares Expires 2027-08-31 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 17:07 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
GrantOptions to buy Common Stock · Derivative | 7,339 | $0.26 Strike: $0.36 | $1,908.14 |
DisclosureSEC source: 0001613377-17-000040 · primary_doc.xml · derivative · entry 1 Springate Wayne S. · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,339 Underlying: Common Stock · 7,339 shares Expires 2027-08-31 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:55 UTC |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 8,155 | $0.26 Strike: $0.36 | $2,120.30 |
DisclosureSEC source: 0001613377-17-000039 · primary_doc.xml · derivative · entry 1 Pascale Adam · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,155 Underlying: Common Stock · 8,155 shares Expires 2027-08-31 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 17:51 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 25,953 | $0.29 Strike: $0.41 | $7,526.37 |
DisclosureSEC source: 0001613377-17-000038 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,953 Underlying: Common Stock · 25,953 shares Expires 2027-08-15 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 17:32 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 25,953 | $0.29 Strike: $0.41 | $7,526.37 |
DisclosureSEC source: 0001613377-17-000037 · primary_doc.xml · derivative · entry 1 Appelrouth Stewart · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,953 Underlying: Common Stock · 25,953 shares Expires 2027-08-15 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 17:00 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantOptions to buy Common Stock · Derivative | 9,957 | $0.29 Strike: $0.41 | $2,887.53 |
DisclosureSEC source: 0001613377-17-000036 · primary_doc.xml · derivative · entry 1 Rodino Peter W. III · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,957 Underlying: Common Stock · 9,957 shares Expires 2027-08-15 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 16:40 UTC |
Equels Thomas KDirector · CEO / President
|
GrantOptions to buy Common Stock · Derivative | 21,336 | $0.29 Strike: $0.41 | $6,187.44 |
DisclosureSEC source: 0001613377-17-000035 · primary_doc.xml · derivative · entry 1 Equels Thomas K. · CIK 0001450324 · Director · CEO / President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,336 Underlying: Common Stock · 21,336 shares Expires 2027-08-15 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 16:22 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
GrantOptions to buy Common Stock · Derivative | 6,401 | $0.29 Strike: $0.41 | $1,856.29 |
DisclosureSEC source: 0001613377-17-000034 · primary_doc.xml · derivative · entry 1 Springate Wayne S. · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,401 Underlying: Common Stock · 6,401 shares Expires 2027-08-15 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 15:43 UTC |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 7,112 | $0.29 Strike: $0.41 | $2,062.48 |
DisclosureSEC source: 0001613377-17-000033 · primary_doc.xml · derivative · entry 1 Pascale Adam · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,112 Underlying: Common Stock · 7,112 shares Expires 2027-08-15 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 17:46 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 25,284 | $0.30 Strike: $0.42 | $7,585.20 |
DisclosureSEC source: 0001613377-17-000032 · primary_doc.xml · derivative · entry 1 Appelrouth Stewart · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,284 Underlying: Common Stock · 25,284 shares Expires 2027-07-31 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 17:14 UTC |
Equels Thomas KDirector · CEO / President
|
GrantOptions to buy Common Stock · Derivative | 20,786 | $0.30 Strike: $0.42 | $6,235.80 |
DisclosureSEC source: 0001613377-17-000030 · primary_doc.xml · derivative · entry 1 Equels Thomas K. · CIK 0001450324 · Director · CEO / President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,786 Underlying: Common Stock · 20,786 shares Expires 2027-07-31 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 17:37 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 25,284 | $0.30 Strike: $0.42 | $7,585.20 |
DisclosureSEC source: 0001613377-17-000031 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,284 Underlying: Common Stock · 25,284 shares Expires 2027-07-31 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 16:50 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantOptions to buy Common Stock · Derivative | 9,700 | $0.30 Strike: $0.42 | $2,910.00 |
DisclosureSEC source: 0001613377-17-000029 · primary_doc.xml · derivative · entry 1 Rodino Peter W. III · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,700 Underlying: Common Stock · 9,700 shares Expires 2027-07-31 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 16:18 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
GrantOptions to buy Common Stock · Derivative | 6,236 | $0.30 Strike: $0.42 | $1,870.80 |
DisclosureSEC source: 0001613377-17-000028 · primary_doc.xml · derivative · entry 1 Springate Wayne S. · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,236 Underlying: Common Stock · 6,236 shares Expires 2027-07-31 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 15:59 UTC |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 6,929 | $0.30 Strike: $0.42 | $2,078.70 |
DisclosureSEC source: 0001613377-17-000027 · primary_doc.xml · derivative · entry 1 Pascale Adam · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,929 Underlying: Common Stock · 6,929 shares Expires 2027-07-31 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| July 15, 2017 Filed Jul 17, 2017 20:54 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 22,047 | $0.34 Strike: $0.48 | $7,495.98 |
DisclosureSEC source: 0001613377-17-000026 · primary_doc.xml · derivative · entry 1 Appelrouth Stewart · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,047 Underlying: Common Stock · 22,047 shares Expires 2027-07-15 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. Read SEC document |
| July 15, 2017 Filed Jul 17, 2017 20:46 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 22,047 | $0.34 Strike: $0.48 | $7,495.98 |
DisclosureSEC source: 0001613377-17-000025 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,047 Underlying: Common Stock · 22,047 shares Expires 2027-07-15 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. Read SEC document |
| July 15, 2017 Filed Jul 17, 2017 20:35 UTC |
Rodino Peter W IIIExec Dir Govt Relations/Sectry
|
GrantOptions to buy Common Stock · Derivative | 8,458 | $0.34 Strike: $0.48 | $2,875.72 |
DisclosureSEC source: 0001613377-17-000024 · primary_doc.xml · derivative · entry 1 Rodino Peter W. III · CIK 0001583701 · Exec Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,458 Underlying: Common Stock · 8,458 shares Expires 2027-07-15 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| July 15, 2017 Filed Jul 17, 2017 20:24 UTC |
Equels Thomas KDirector · CEO / President
|
GrantOptions to buy Common Stock · Derivative | 18,124 | $0.34 Strike: $0.48 | $6,162.16 |
DisclosureSEC source: 0001613377-17-000023 · primary_doc.xml · derivative · entry 1 Equels Thomas K. · CIK 0001450324 · Director · CEO / President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,124 Underlying: Common Stock · 18,124 shares Expires 2027-07-15 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| July 15, 2017 Filed Jul 17, 2017 20:11 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
GrantOptions to buy Common Stock · Derivative | 5,438 | $0.34 Strike: $0.48 | $1,848.92 |
DisclosureSEC source: 0001613377-17-000022 · primary_doc.xml · derivative · entry 1 Springate Wayne S. · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,438 Underlying: Common Stock · 5,438 shares Expires 2027-07-15 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| July 15, 2017 Filed Jul 17, 2017 19:59 UTC |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 6,042 | $0.34 Strike: $0.48 | $2,054.28 |
DisclosureSEC source: 0001613377-17-000021 · primary_doc.xml · derivative · entry 1 Pascale Adam · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,042 Underlying: Common Stock · 6,042 shares Expires 2027-07-15 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:44 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 17,290 | $0.44 Strike: $0.49 | $7,607.60 |
DisclosureSEC source: 0001613377-17-000020 · primary_doc.xml · derivative · entry 1 Appelrouth Stewart · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,290 Underlying: Common Stock · 17,290 shares Expires 2027-06-30 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:26 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 17,290 | $0.44 Strike: $0.49 | $7,607.60 |
DisclosureSEC source: 0001613377-17-000019 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,290 Underlying: Common Stock · 17,290 shares Expires 2027-06-30 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's fees. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 17:40 UTC |
Rodino Peter W IIIExec Dir Govt Relations/Sectry
|
GrantOptions to buy Common Stock · Derivative | 6,633 | $0.44 Strike: $0.49 | $2,918.52 |
DisclosureSEC source: 0001613377-17-000018 · primary_doc.xml · derivative · entry 1 Rodino Peter W. III · CIK 0001583701 · Exec Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,633 Underlying: Common Stock · 6,633 shares Expires 2027-06-30 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 17:05 UTC |
Equels Thomas KDirector · CEO / President
|
GrantOptions to buy Common Stock · Derivative | 14,214 | $0.44 Strike: $0.49 | $6,254.16 |
DisclosureSEC source: 0001613377-17-000017 · primary_doc.xml · derivative · entry 1 Equels Thomas K. · CIK 0001450324 · Director · CEO / President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,214 Underlying: Common Stock · 14,214 shares Expires 2027-06-30 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:33 UTC |
SPRINGATE WAYNE SSR VP of Operations
|
GrantOptions to buy Common Stock · Derivative | 4,264 | $0.44 Strike: $0.49 | $1,876.16 |
DisclosureSEC source: 0001613377-17-000016 · primary_doc.xml · derivative · entry 1 Springate Wayne S. · CIK 0001465652 · SR VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,264 Underlying: Common Stock · 4,264 shares Expires 2027-06-30 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:02 UTC |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 4,738 | $0.44 Strike: $0.49 | $2,084.72 |
DisclosureSEC source: 0001613377-17-000015 · primary_doc.xml · derivative · entry 1 Pascale Adam · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,738 Underlying: Common Stock · 4,738 shares Expires 2027-06-30 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:51 UTC |
Equels Thomas KDirector · CEO / President
|
GrantOptions to buy Common Stock · Derivative | 14,293 | $0.44 Strike: $0.54 | $6,288.92 |
DisclosureSEC source: 0001613377-17-000010 · primary_doc.xml · derivative · entry 1 Equels Thomas K. · CIK 0001450324 · Director · CEO / President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,293 Underlying: Common Stock · 14,293 shares Expires 2027-06-15 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:23 UTC |
SPRINGATE WAYNE SSr VP of Operations
|
GrantOptions to buy Common Stock · Derivative | 4,288 | $0.44 Strike: $0.54 | $1,886.72 |
DisclosureSEC source: 0001613377-17-000008 · primary_doc.xml · derivative · entry 1 Springate Wayne S. · CIK 0001465652 · Sr VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,288 Underlying: Common Stock · 4,288 shares Expires 2027-06-25 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:38 UTC |
Rodino Peter W IIIExec Dir Govt Relations/Secrty
|
GrantOptions to buy Common Stock · Derivative | 6,671 | $0.44 Strike: $0.54 | $2,935.24 |
DisclosureSEC source: 0001613377-17-000009 · primary_doc.xml · derivative · entry 1 Rodino Peter W. III · CIK 0001583701 · Exec Dir Govt Relations/Secrty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,671 Underlying: Common Stock · 6,671 shares Expires 2027-06-15 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:03 UTC |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 4,765 | $0.44 Strike: $0.54 | $2,096.60 |
DisclosureSEC source: 0001613377-17-000007 · primary_doc.xml · derivative · entry 1 Pascale Adam · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,765 Underlying: Common Stock · 4,765 shares Expires 2027-06-15 F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary. F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary. Read SEC document |
| June 15, 2017 Filed Jun 26, 2017 20:52 UTC Amendment |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 17,287 | $0.44 Strike: $0.49 | $7,606.28 |
DisclosureSEC source: 0001191434-17-000002 · primary_doc.xml · derivative · entry 4 Appelrouth Stewart · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,287 Underlying: Common Stock · 17,287 shares Expires 2027-06-15 F1 · security: Correction to footnote from original filing on 6/26/17: This option is being issued in exchange for a voluntary 100% reduction in Director's Fees. F1 · price: Correction to footnote from original filing on 6/26/17: This option is being issued in exchange for a voluntary 100% reduction in Director's Fees. Read SEC document |
| June 15, 2017 Filed Jun 26, 2017 20:34 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 17,287 | $0.44 Strike: $0.49 | $7,606.28 |
DisclosureSEC source: 0001191434-17-000001 · primary_doc.xml · derivative · entry 4 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,287 Underlying: Common Stock · 17,287 shares Expires 2027-06-15 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's Fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's Fees. Read SEC document |
| June 15, 2017 Filed Jun 26, 2017 15:09 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 17,287 | $0.44 Strike: $0.49 | $7,606.28 |
DisclosureSEC source: 0001702626-17-000003 · primary_doc.xml · derivative · entry 4 Appelrouth Stewart · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,287 Underlying: Common Stock · 17,287 shares Expires 2027-06-15 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in salary. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in salary. Read SEC document |
| June 15, 2017 Filed Jun 29, 2017 17:49 UTC Amendment |
Equels Thomas KDirector · CEO / President
|
GrantOptions to buy Common Stock · Derivative | 14,212 | $0.44 Strike: $0.49 | $6,253.28 |
DisclosureSEC source: 0001613377-17-000014 · primary_doc.xml · derivative · entry 1 Equels Thomas K. · CIK 0001450324 · Director · CEO / President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,212 Underlying: Common Stock · 14,212 shares Expires 2027-06-15 F1 · security: Amendment due to salary reduction as explained in the 8-K filed on June 22, 2017. F1 · price: Amendment due to salary reduction as explained in the 8-K filed on June 22, 2017. Read SEC document |
| June 15, 2017 Filed Jun 29, 2017 17:32 UTC Amendment |
Rodino Peter W IIIExec Dir Govt Relations/Secrty
|
GrantOptions to buy Common Stock · Derivative | 6,632 | $0.44 Strike: $0.49 | $2,918.08 |
DisclosureSEC source: 0001613377-17-000013 · primary_doc.xml · derivative · entry 1 Rodino Peter W. III · CIK 0001583701 · Exec Dir Govt Relations/Secrty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,632 Underlying: Common stock · 6,632 shares Expires 2027-06-15 F1 · security: Amendment due to salary reduction as explained in the 8-K filed on June 22, 2017. F1 · price: Amendment due to salary reduction as explained in the 8-K filed on June 22, 2017. Read SEC document |
| June 15, 2017 Filed Jun 29, 2017 16:58 UTC Amendment |
SPRINGATE WAYNE SSr VP of Operations
|
GrantOptions to buy Common Stock · Derivative | 4,264 | $0.44 Strike: $0.49 | $1,876.16 |
DisclosureSEC source: 0001613377-17-000012 · primary_doc.xml · derivative · entry 1 Springate Wayne S. · CIK 0001465652 · Sr VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,264 Underlying: Common Stock · 4,264 shares Expires 2027-06-15 F1 · security: Amendment due to salary reduction as explained in the 8-K filed on June 22, 2017. F1 · price: Amendment due to salary reduction as explained in the 8-K filed on June 22, 2017. Read SEC document |
| June 15, 2017 Filed Jun 29, 2017 16:26 UTC Amendment |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 4,738 | $0.44 Strike: $0.49 | $2,084.72 |
DisclosureSEC source: 0001613377-17-000011 · primary_doc.xml · derivative · entry 1 Pascale Adam · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,738 Underlying: Common Stock · 4,738 shares Expires 2027-06-15 F1 · security: Amendment due to salary reduction as explained in the 8-K filed on June 22, 2017. F1 · price: Amendment due to salary reduction as explained in the 8-K filed on June 22, 2017. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 15:55 UTC |
Equels Thomas KDirector · CEO / President
|
OtherOptions to buy Common Stock · Derivative | 300,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001450324-17-000003 · primary_doc.xml · derivative · entry 1 Equels Thomas K. · CIK 0001450324 · Director · CEO / President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,833 Underlying: Common Stock · 300,000 shares Expires 2027-06-08 F1 · kind: Stock Options issued per the employment agreement. Read SEC document |
| May 31, 2017 Filed Jun 26, 2017 20:52 UTC Amendment |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 14,361 | $0.53 Strike: $0.59 | $7,611.33 |
DisclosureSEC source: 0001191434-17-000002 · primary_doc.xml · derivative · entry 3 Appelrouth Stewart · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,361 Underlying: Common Stock · 14,361 shares Expires 2027-05-31 F1 · security: Correction to footnote from original filing on 6/26/17: This option is being issued in exchange for a voluntary 100% reduction in Director's Fees. F1 · price: Correction to footnote from original filing on 6/26/17: This option is being issued in exchange for a voluntary 100% reduction in Director's Fees. Read SEC document |
| May 31, 2017 Filed Jun 26, 2017 20:34 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 14,361 | $0.53 Strike: $0.59 | $7,611.33 |
DisclosureSEC source: 0001191434-17-000001 · primary_doc.xml · derivative · entry 3 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,361 Underlying: Common Stock · 14,361 shares Expires 2027-05-31 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in Director's Fees. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in Director's Fees. Read SEC document |
| May 31, 2017 Filed Jun 26, 2017 15:09 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 14,361 | $0.53 Strike: $0.59 | $7,611.33 |
DisclosureSEC source: 0001702626-17-000003 · primary_doc.xml · derivative · entry 3 Appelrouth Stewart · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,361 Underlying: Common Stock · 14,361 shares Expires 2027-05-31 F1 · security: This option is being issued in exchange for a voluntary 100% reduction in salary. F1 · price: This option is being issued in exchange for a voluntary 100% reduction in salary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.