Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2018 Filed Nov 29, 2018 15:34 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001613377-18-000036 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,307 F1 · kind: The Board of Directors awarded 2,500 shares of Company common stock to each employee, executive, and board member as a holiday bonus to be issued after January 2, 2019. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 15:11 UTC |
STRAYER DAVID RChief Science/Medical Officer
|
GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001613377-18-000035 · primary_doc.xml · nonDerivative · entry 1 STRAYER DAVID R · CIK 0001270074 · Chief Science/Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,304 F1 · kind: The Board of Directors awarded 2,500 shares of Company common stock to each employee, executive, and board member as a holiday bonus to be issued after January 2, 2019. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 14:20 UTC |
PASCALE ADAMCFO
|
GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001613377-18-000033 · primary_doc.xml · nonDerivative · entry 1 PASCALE ADAM · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,148 F1 · kind: The Board of Directors awarded 2,500 shares of Company common stock to each employee, executive, and board member as a holiday bonus to be issued after January 2, 2019. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 14:42 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001613377-18-000034 · primary_doc.xml · nonDerivative · entry 1 SPRINGATE WAYNE S · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,273 F1 · kind: The Board of Directors awarded 2,500 shares of Company common stock to each employee, executive, and board member as a holiday bonus to be issued after January 2, 2019. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 17:16 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantOptions to buy Common Stock · Derivative | 1,000 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000032 · primary_doc.xml · derivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2028-11-14 F1 · security: This option has been awarded by the Board of Directors. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:38 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
GrantOptions to buy Common Stock · Derivative | 1,000 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000030 · primary_doc.xml · derivative · entry 1 SPRINGATE WAYNE S · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2028-11-14 F1 · security: This option has been awarded by the Board of Directors. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:55 UTC |
STRAYER DAVID RChief Science/Medical Officer
|
GrantOptions to buy Common Stock · Derivative | 1,000 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000031 · primary_doc.xml · derivative · entry 1 STRAYER DAVID R · CIK 0001270074 · Chief Science/Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2028-11-14 F1 · security: This option has been awarded by the Board of Directors. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:22 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
GrantOptions to buy Common Stock · Derivative | 1,000 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000029 · primary_doc.xml · derivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2028-11-14 F1 · security: This option has been awarded by the Board of Directors. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 15:55 UTC |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 1,000 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000028 · primary_doc.xml · derivative · entry 1 PASCALE ADAM · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2028-11-14 F1 · security: This option has been awarded by the Board of Directors. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 16:24 UTC |
APPELROUTH STEWARTDirector
|
PurchaseCommon Stock | 25,238 | $0.22 | $5,552.36 |
DisclosureSEC source: 0001702626-18-000005 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,988 Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 13:14 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
PurchaseCommon Stock | 3,500 | $0.20 | $710.50 |
DisclosureSEC source: 0001450324-18-000007 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,807 Read SEC document |
| October 25, 2018 Filed Oct 25, 2018 13:22 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
PurchaseCommon Stock | 100,000 | $0.20 | $20,000.00 |
DisclosureSEC source: 0001450324-18-000006 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,307 Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 16:08 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
GrantOptions to buy Common Stock · Derivative | 94,697 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000023 · primary_doc.xml · derivative · entry 1 SPRINGATE WAYNE S · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,697 Underlying: Common Stock · 94,697 shares Expires 2028-10-17 F1 · security: This option is being issued to senior management in exchange for a voluntary 50% deferral in salary. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 15:24 UTC |
STRAYER DAVID RChief Science/Medical Officer
|
GrantOptions to buy Common Stock · Derivative | 123,106 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000022 · primary_doc.xml · derivative · entry 1 STRAYER DAVID R · CIK 0001270074 · Chief Science/Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,106 Underlying: Common Stock · 123,106 shares Expires 2028-10-17 F1 · security: This option is being issued to senior management in exchange for a voluntary 50% deferral in salary. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 17:12 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 172,786 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000027 · primary_doc.xml · derivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,786 Underlying: Common Stock · 172,786 shares Expires 2028-10-17 F1 · security: This option is being issued to senior management for a voluntary 100% deferral of Director's fees. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 17:00 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 172,786 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000026 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,786 Underlying: Common Stock · 172,786 shares Expires 2028-10-17 F1 · security: This option is being issued to senior management for a voluntary 100% deferral of Director's fees. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 16:46 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantOptions to buy Common Stock · Derivative | 132,576 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000025 · primary_doc.xml · derivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,576 Underlying: Common Stock · 132,576 shares Expires 2028-10-17 F1 · security: This option is being issued to senior management in exchange for a voluntary 50% deferral in salary. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 16:31 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
GrantOptions to buy Common Stock · Derivative | 284,091 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000024 · primary_doc.xml · derivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,091 Underlying: Common Stock · 284,091 shares Expires 2028-10-17 F1 · security: This option is being issued to senior management in exchange for a voluntary 50% deferral in salary. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 14:57 UTC |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 94,697 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001613377-18-000021 · primary_doc.xml · derivative · entry 1 PASCALE ADAM · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,697 Underlying: Common Stock · 94,697 shares Expires 2028-10-17 F1 · security: This option is being issued to senior management in exchange for a voluntary 50% deferral in salary. Read SEC document |
| October 17, 2018 Filed Oct 17, 2019 21:06 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 6,911 | $0.55 | $3,801.05 |
DisclosureSEC source: 0001450324-19-000016 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,679 F1 · kind: Shares issued for 50 percent of Director's Fee for the first half of October, 2019. Read SEC document |
| July 27, 2018 Filed Jul 27, 2018 13:31 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
PurchaseCommon Stock | 34,483 | $0.29 | $10,000.07 |
DisclosureSEC source: 0001450324-18-000005 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,306 Read SEC document |
| July 24, 2018 Filed Jul 24, 2018 13:24 UTC |
APPELROUTH STEWARTDirector
|
PurchaseCommon Stock | 126,000 | $0.31 | $39,060.00 |
DisclosureSEC source: 0001702626-18-000004 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,750 Read SEC document |
| July 23, 2018 Filed Jul 23, 2018 14:49 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
PurchaseCommon Stock | 112,904 | $0.31 | $35,000.24 |
DisclosureSEC source: 0001613377-18-000020 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,823 Read SEC document |
| July 23, 2018 Filed Jul 23, 2018 14:06 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
PurchaseCommon Stock | 32,259 | $0.31 | $10,000.29 |
DisclosureSEC source: 0001613377-18-000019 · primary_doc.xml · nonDerivative · entry 1 SPRINGATE WAYNE S · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,773 Read SEC document |
| July 23, 2018 Filed Jul 23, 2018 13:32 UTC |
PASCALE ADAMCFO
|
PurchaseCommon Stock | 32,259 | $0.31 | $10,000.29 |
DisclosureSEC source: 0001613377-18-000017 · primary_doc.xml · nonDerivative · entry 1 PASCALE ADAM · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,648 Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 17:50 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantOptions to buy Common Stock · Derivative | 75,269 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001613377-18-000013 · primary_doc.xml · derivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,269 Underlying: Common Stock · 75,269 shares Expires 2028-07-18 F1 · security: This option is being issued to senior management in exchange for a voluntary 40% deferral in salary. Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 18:41 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
GrantOptions to buy Common Stock · Derivative | 161,290 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001450324-18-000004 · primary_doc.xml · derivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,290 Underlying: Common Stock · 161,290 shares Expires 2028-07-18 F1 · security: This option is being issued to senior management in exchange for a voluntary 40% deferral in salary. Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 15:57 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
GrantOptions to Buy Common Stock · Derivative | 53,763 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001465652-18-000009 · primary_doc.xml · derivative · entry 1 SPRINGATE WAYNE S · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,763 Underlying: Common Stock · 53,763 shares Expires 2028-07-18 F1 · security: This option is being issued to senior management in exchange for a voluntary 40% deferral in salary. Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 16:50 UTC |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 53,763 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001613377-18-000012 · primary_doc.xml · derivative · entry 1 PASCALE ADAM · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,763 Underlying: Common Stock · 53,763 shares Expires 2028-07-18 F1 · security: This option is being issued to senior management in exchange for a voluntary 40% deferral in salary. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 14:48 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 98,098 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001613377-18-000016 · primary_doc.xml · derivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,098 Underlying: Common Stock · 98,098 shares Expires 2028-07-18 F1 · security: This option is being issued to senior management for a voluntary 100% deferral of Directors Fees. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 14:11 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 98,098 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001613377-18-000015 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,098 Underlying: Common Stock · 98,098 shares Expires 2028-07-18 F1 · security: This option is being issued to senior management for a voluntary 100% deferral of Directors fees. Read SEC document |
| May 16, 2018 Filed May 18, 2018 16:15 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 100,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001613377-18-000011 · primary_doc.xml · derivative · entry 2 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-05-16 F2 · security: This option was awarded by the Board of Directors for serving as chairman of various committees. Read SEC document |
| May 16, 2018 Filed May 18, 2018 16:15 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 152,053 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001613377-18-000011 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,053 Underlying: Common Stock · 152,053 shares Expires 2028-05-16 F1 · security: This option is being issued to senior management for a voluntary 100% deferral of Directors fees. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:13 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
OtherOptions to buy Common Stock · Derivative | 300,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001613377-18-000009 · primary_doc.xml · derivative · entry 2 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795,833 Underlying: Common Stock · 300,000 shares Expires 2028-05-16 F2 · security: Stock options issued per the employment agreement. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:13 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
GrantOptions to buy Common Stock · Derivative | 250,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001613377-18-000009 · primary_doc.xml · derivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2028-05-16 F1 · security: This option is being issued to senior management in exchange for a voluntary 40% deferral in salary. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:56 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 100,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001613377-18-000010 · primary_doc.xml · derivative · entry 2 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-05-16 F2 · security: This option was awarded by the Board of Directors for serving as chairman of various committees. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:56 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 152,053 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001613377-18-000010 · primary_doc.xml · derivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,053 Underlying: Common Stock · 152,053 shares Expires 2028-05-16 F1 · security: This option is being issued to senior management for a voluntary 100% deferral of Directors fees. Read SEC document |
| May 16, 2018 Filed May 18, 2018 14:15 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
GrantOptions to buy Common Stock · Derivative | 79,167 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001613377-18-000007 · primary_doc.xml · derivative · entry 1 SPRINGATE WAYNE S · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,167 Underlying: Common Stock · 79,167 shares Expires 2028-05-16 F1 · security: This option is being issued to senior management in exchange for a voluntary 40% deferral in salary. Read SEC document |
| May 16, 2018 Filed May 18, 2018 14:35 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantOptions to buy Common Stock · Derivative | 116,667 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001613377-18-000008 · primary_doc.xml · derivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,667 Underlying: Common Stock · 116,667 shares Expires 2028-05-16 F1 · security: This option is being issued to Senior Management in exchange for a voluntary 40% deferral in salary. Read SEC document |
| May 16, 2018 Filed May 18, 2018 13:57 UTC |
PASCALE ADAMCFO
|
GrantOptions to buy Common Stock · Derivative | 83,334 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001613377-18-000006 · primary_doc.xml · derivative · entry 1 PASCALE ADAM · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,334 Underlying: Common Stock · 83,334 shares Expires 2028-05-16 F1 · security: This option is being issued to senior management in exchange for a voluntary 40% deferral in salary. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 10:37 UTC |
APPELROUTH STEWARTDirector
|
PurchaseCommon Stock | 100,000 | $0.32 | $32,000.00 |
DisclosureSEC source: 0001702626-18-000002 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,750 Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 10:22 UTC |
Equels Thomas KDirector · CEO, President
|
PurchaseCommon Stock | 32,000 | $0.32 | $10,240.00 |
DisclosureSEC source: 0001450324-18-000002 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,919 Read SEC document |
| April 12, 2018 Filed Apr 19, 2018 19:34 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions to buy Common Stock · Derivative | 100,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001465652-18-000008 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-04-12 F1 · security: This option is being awarded by the Board of Directors. Read SEC document |
| April 12, 2018 Filed Apr 19, 2018 19:01 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
GrantOptions to buy Common Stock · Derivative | 125,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001465652-18-000006 · primary_doc.xml · derivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2028-04-12 F1 · security: This option is being awarded by the Board of Directors. Read SEC document |
| April 12, 2018 Filed Apr 19, 2018 19:22 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions to buy Common Stock · Derivative | 100,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001465652-18-000007 · primary_doc.xml · derivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-04-12 F1 · security: This option is being awarded by the Board of Directors. Read SEC document |
| April 12, 2018 Filed Apr 19, 2018 17:46 UTC |
STRAYER DAVID RChief Science/Medical Officer
|
GrantOptions to buy Common Stock · Derivative | 75,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001465652-18-000004 · primary_doc.xml · derivative · entry 1 STRAYER DAVID R · CIK 0001270074 · Chief Science/Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2028-04-12 F1 · security: This option is being awarded by the Board of Directors. Read SEC document |
| April 12, 2018 Filed Apr 19, 2018 18:09 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantOptions to buy Common Stock · Derivative | 100,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001465652-18-000005 · primary_doc.xml · derivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-04-12 F1 · security: This option is being awarded by the Board of Directors. Read SEC document |
| April 12, 2018 Filed Apr 19, 2018 17:31 UTC |
PASCALE ADAMCFO
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GrantOptions to buy Common Stock · Derivative | 75,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001465652-18-000003 · primary_doc.xml · derivative · entry 1 PASCALE ADAM · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2028-04-12 F1 · security: This option is being awarded by the Board of Directors. Read SEC document |
| April 12, 2018 Filed Apr 19, 2018 17:17 UTC |
SPRINGATE WAYNE SSr. VP of Operations
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GrantOptions to buy Common Stock · Derivative | 75,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001465652-18-000002 · primary_doc.xml · derivative · entry 1 SPRINGATE WAYNE S · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2028-04-12 F1 · security: This option is being awarded by the Board of Directors. Read SEC document |
| February 13, 2018 Filed Mar 1, 2018 20:12 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
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GrantOptions to buy Common Stock · Derivative | 371,622 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001191434-18-000002 · primary_doc.xml · derivative · entry 1 Equels Thomas K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,622 Underlying: Common Stock · 371,622 shares Expires 2028-02-13 F1 · security: This option is being issued by senior management in exchange for a voluntary 40% deferral in salary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.