Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 18, 2019 20:07 UTC | GrantCommon Stock | 4,433 | $0.47 | $2,083.51 |
DisclosureSEC source: 0001450324-19-000020 · primary_doc.xml · nonDerivative · entry 1 LINTAL ELLEN M · CIK 0001788908 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,964 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
|
| November 15, 2019 Filed Nov 18, 2019 19:30 UTC |
Equels Thomas KDirector · Exec.Vice Chairman/CEO/Pres.
|
GrantCommon Stock | 16,622 | $0.47 | $7,812.34 |
DisclosureSEC source: 0001450324-19-000018 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec.Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,758 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:11 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 8,264 | $0.46 | $3,801.44 |
DisclosureSEC source: 0001450324-19-000021 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,546 F1 · kind: Shares issued for 50 percent of Director's Fee for the first half of November, 2019. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 19:51 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantCommon Stock | 7,752 | $0.47 | $3,643.44 |
DisclosureSEC source: 0001450324-19-000019 · primary_doc.xml · nonDerivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,915 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| October 31, 2019 Filed Oct 31, 2019 18:28 UTC | GrantCommon Stock | 4,167 | $0.50 | $2,083.50 |
DisclosureSEC source: 0001583701-19-000007 · primary_doc.xml · nonDerivative · entry 1 LINTAL ELLEN M · CIK 0001788908 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,531 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
|
| October 31, 2019 Filed Oct 31, 2019 18:16 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantCommon Stock | 7,297 | $0.50 | $3,648.50 |
DisclosureSEC source: 0001583701-19-000006 · primary_doc.xml · nonDerivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,163 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| October 31, 2019 Filed Oct 31, 2019 15:36 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
GrantCommon Stock | 15,625 | $0.50 | $7,812.50 |
DisclosureSEC source: 0001450324-19-000017 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,136 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 14:48 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 7,603 | $0.50 | $3,801.50 |
DisclosureSEC source: 0001191434-19-000018 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,282 F1 · kind: Shares issued for 50 percent of Director's Fee for the second half of October, 2019. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 15:16 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 7,603 | $0.50 | $3,801.50 |
DisclosureSEC source: 0001191434-19-000019 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,201 F1 · kind: Shares issued for 50 percent of Director's Fee for the second half of October, 2019. Read SEC document |
| October 17, 2019 Filed Oct 17, 2019 20:57 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 6,911 | $0.55 | $3,801.05 |
DisclosureSEC source: 0001450324-19-000015 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,598 F1 · kind: Shares issued for 50 percent of Director's Fee for the first half of October, 2019. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 20:42 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantCommon Stock | 6,286 | $0.58 | $3,645.88 |
DisclosureSEC source: 0001450324-19-000014 · primary_doc.xml · nonDerivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,866 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 20:32 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
GrantCommon Stock | 13,470 | $0.58 | $7,812.60 |
DisclosureSEC source: 0001450324-19-000013 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,511 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:43 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 5,002 | $0.76 | $3,801.52 |
DisclosureSEC source: 0001191434-19-000017 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,687 F1 · kind: Shares issued for 50 percent of Director's Fee for the second half of September, 2019. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:27 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 5,002 | $0.76 | $3,801.52 |
DisclosureSEC source: 0001191434-19-000016 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,768 F1 · kind: Shares issued for 50 percent of Director's fee for the second half of September, 2019. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 18:00 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 2,033 | $1.87 | $3,801.71 |
DisclosureSEC source: 0001191434-19-000015 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,685 F1 · kind: Shares issued for 50 percent of Director's Fee for the first half of September, 2019. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 17:39 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 2,033 | $1.87 | $3,801.71 |
DisclosureSEC source: 0001191434-19-000014 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,766 F1 · kind: Shares issued for 50 percent of Director's fee for the first half of September, 2019. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 17:22 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 2,112 | $1.80 | $3,801.60 |
DisclosureSEC source: 0001191434-19-000012 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,733 F1 · kind: Shares issued for 50 percent of Director's fee for the second half of August, 2019. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 17:36 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 2,112 | $1.80 | $3,801.60 |
DisclosureSEC source: 0001191434-19-000013 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,652 F1 · kind: Shares issued for 50 percent of Director's Fee for the second half of August, 2019. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 14:56 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 2,001 | $1.90 | $3,801.90 |
DisclosureSEC source: 0001191434-19-000010 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,621 F1 · kind: Shares issued for 50 percent of Director's fee for the first half of August, 2019. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 15:20 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 2,001 | $1.90 | $3,801.90 |
DisclosureSEC source: 0001191434-19-000011 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,540 F1 · kind: Shares issued for 50 percent of Director's fee for the first half of August, 2019. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 16:45 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 1,618 | $2.35 | $3,802.30 |
DisclosureSEC source: 0001702626-19-000008 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,620 F1 · kind: Shares issued for 50 percent of Director's fee for the second half of July, 2019. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 16:33 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 1,618 | $2.35 | $3,802.30 |
DisclosureSEC source: 0001702626-19-000007 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,539 F1 · kind: Shares issued for 50 percent of Director's Fee for the second half of July, 2019. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 16:58 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 920 | $4.13 | $3,799.60 |
DisclosureSEC source: 0001191434-19-000009 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,494 F1 · kind: Shares issued for 50 percent of Director's Fee for the first half of July, 2019. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 16:29 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 920 | $4.13 | $3,799.60 |
DisclosureSEC source: 0001191434-19-000008 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,624 F1 · kind: Shares issued for 50 percent of Director's Fee for the first half of July, 2019. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 17:50 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 866 | $4.39 | $3,801.74 |
DisclosureSEC source: 0001191434-19-000006 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,704 F1 · kind: Shares issued for 50 percent of Director's Fee for the second half of June, 2019. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 18:11 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 866 | $4.39 | $3,801.74 |
DisclosureSEC source: 0001191434-19-000007 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,574 F1 · kind: Shares issued for 50 percent of Director's Fee for the second half of June, 2019. Read SEC document |
| June 27, 2019 Filed Jun 27, 2019 19:32 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
PurchaseCommon Stock | 2,632 | $4.37 | $11,501.84 |
DisclosureSEC source: 0001450324-19-000012 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,041 Read SEC document |
| June 21, 2019 Filed Jun 21, 2019 15:11 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
PurchaseCommon Stock | 29,404 | $4.03 | $118,498.12 |
DisclosureSEC source: 0001450324-19-000011 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,611 Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:01 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
PurchaseCommon Stock | 5,211 | $4.03 | $21,000.33 |
DisclosureSEC source: 0001191434-19-000005 · primary_doc.xml · nonDerivative · entry 1 SPRINGATE WAYNE S · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,672 F1 · balance_after: Previous balance of the amount of securities owned was divided by 44 due to the 44/1 stock split that occurred on June 11, 2019. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 20:14 UTC |
MITCHELL WILLIAM MDirector
|
PurchaseCommon Stock | 9,677 | $4.03 | $38,998.31 |
DisclosureSEC source: 0001191434-19-000004 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,838 Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 15:04 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
PurchaseCommon Stock | 8,695 | $4.03 | $35,040.85 |
DisclosureSEC source: 0001702626-19-000004 · primary_doc.xml · nonDerivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,590 F1 · balance_after: Previous Balance of the amount of securities owned was divided by 44 due to the 44/1 stock split which occurred on June 11, 2019. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 16:17 UTC Amendment |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
PurchaseCommon Stock | 29,404 | $4.03 | $118,498.12 |
DisclosureSEC source: 0001702626-19-000006 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,409 F1 · balance_after: The amount of securities previously owned is being adjusted due to the 44 to 1 reverse stock split which occurred on June 11, 2019. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 15:40 UTC |
STRAYER DAVID RChief Science/Medical Officer
|
PurchaseCommon Stock | 2,481 | $4.03 | $9,998.43 |
DisclosureSEC source: 0001702626-19-000005 · primary_doc.xml · nonDerivative · entry 1 STRAYER DAVID R · CIK 0001270074 · Chief Science/Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,420 F1 · balance_after: Previous Balance of the amount of Securities Owned was divided by 44 due to the 44/1 stock split which occurred on June 11, 2019. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 14:19 UTC |
APPELROUTH STEWARTDirector
|
PurchaseCommon Stock | 9,677 | $4.03 | $38,998.31 |
DisclosureSEC source: 0001702626-19-000003 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,708 Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 17:20 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 711 | $5.35 | $3,803.85 |
DisclosureSEC source: 0001191434-19-000003 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,031 F1 · kind: Shares issued for 50 percent of Director's Fee for the first half of June, 2019. F2 · balance_after: Previous balance of the amount of securities owned was divided by 44 due to the 44/1 stock split which occurred on June 11, 2019. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 17:08 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 711 | $5.35 | $3,803.85 |
DisclosureSEC source: 0001191434-19-000002 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,161 F1 · kind: Shares issued for 50 percent of Director's Fee for the first half of June, 2019. F2 · balance_after: Previous balance of the amount of securities owned was divided by 44 due to the 44/1 stock split which occurred on June 11, 2019. Read SEC document |
| June 03, 2019 Filed Jun 14, 2019 18:42 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 38,013 | $0.10 | $3,801.30 |
DisclosureSEC source: 0001702626-19-000002 · primary_doc.xml · nonDerivative · entry 4 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,805 F4 · kind: Shares issued for 50 percent of Director's Fee for the second half of May, 2019. Read SEC document |
| June 03, 2019 Filed Jun 14, 2019 18:06 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 38,013 | $0.10 | $3,801.30 |
DisclosureSEC source: 0001702626-19-000001 · primary_doc.xml · nonDerivative · entry 4 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,096 F4 · kind: Shares issued for 50 percent of Director's Fee for the second half of May, 2019. Read SEC document |
| May 16, 2019 Filed Jun 14, 2019 18:42 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 25,342 | $0.15 | $3,801.30 |
DisclosureSEC source: 0001702626-19-000002 · primary_doc.xml · nonDerivative · entry 3 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,792 F3 · kind: Shares issued for 50 percent of Director's Fee for the first half of May, 2019. Read SEC document |
| May 16, 2019 Filed Jun 14, 2019 18:06 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 25,342 | $0.15 | $3,801.30 |
DisclosureSEC source: 0001702626-19-000001 · primary_doc.xml · nonDerivative · entry 3 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,083 F3 · kind: Shares issued for 50 percent of Director's Fee for the first half of May, 2019. Read SEC document |
| May 09, 2019 Filed Jun 18, 2019 14:58 UTC |
MITCHELL WILLIAM MDirector
|
ConversionCommon Stock | 140,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001191434-19-000001 · primary_doc.xml · nonDerivative · entry 2 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Rights offering warrants using the cashless conversion feature, were converted into .70 number of shares. Read SEC document |
| May 08, 2019 Filed Jun 17, 2019 20:48 UTC |
APPELROUTH STEWARTDirector
|
ConversionCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001613377-19-000007 · primary_doc.xml · nonDerivative · entry 2 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Rights offering warrants using the cashless conversion feature, were converted into .70 number of shares. Read SEC document |
| May 08, 2019 Filed Jun 17, 2019 20:11 UTC |
SPRINGATE WAYNE SSr. VP of Operations
|
ConversionCommon Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001613377-19-000006 · primary_doc.xml · nonDerivative · entry 2 SPRINGATE WAYNE S · CIK 0001465652 · Sr. VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Rights offering warrants using the cashless conversion feature, were converted into .70 number of shares. Read SEC document |
| May 08, 2019 Filed Jun 17, 2019 19:53 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
ConversionCommon Stock | 63,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001613377-19-000005 · primary_doc.xml · nonDerivative · entry 2 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Rights offering warrants using the cashless conversion feature, were converted into .70 number of shares. Read SEC document |
| May 08, 2019 Filed Jun 17, 2019 18:58 UTC |
STRAYER DAVID RChief Science/Medical Officer
|
ConversionCommon Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001613377-19-000004 · primary_doc.xml · nonDerivative · entry 2 STRAYER DAVID R · CIK 0001270074 · Chief Science/Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Rights offering warrants using the cashless conversion feature, were converted into .70 number of shares. Read SEC document |
| May 08, 2019 Filed Jun 17, 2019 17:23 UTC |
Equels Thomas KDirector · Exec. Vice Chairman/CEO/Pres.
|
ConversionCommon Stock | 227,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001613377-19-000003 · primary_doc.xml · nonDerivative · entry 2 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,364,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Rights offering warrants using the cashless conversion feature , were converted into .70 number of shares. Read SEC document |
| May 08, 2019 Filed Jun 17, 2019 15:57 UTC |
PASCALE ADAMCFO
|
ConversionCommon Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001613377-19-000002 · primary_doc.xml · nonDerivative · entry 2 PASCALE ADAM · CIK 0001613377 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Rights offering warrants using the cashless conversion feature, were converted into .70 number of shares. Read SEC document |
| May 06, 2019 Filed Jun 14, 2019 18:42 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 18,101 | $0.21 | $3,801.21 |
DisclosureSEC source: 0001702626-19-000002 · primary_doc.xml · nonDerivative · entry 2 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,450 F2 · kind: Shares issued for 50 percent of Director's Fee for the second half of April, 2019. Read SEC document |
| May 06, 2019 Filed Jun 14, 2019 18:06 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 18,101 | $0.21 | $3,801.21 |
DisclosureSEC source: 0001702626-19-000001 · primary_doc.xml · nonDerivative · entry 2 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,741 F2 · kind: Shares issued for 50 percent of Director's Fee for the second half of April, 2019. Read SEC document |
| May 03, 2019 Filed Jun 14, 2019 18:42 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 27,152 | $0.14 | $3,801.28 |
DisclosureSEC source: 0001702626-19-000002 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,349 F1 · kind: Shares issued for 50 percent of Director's Fee for the first half of April, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.