Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2022 Filed Dec 2, 2022 21:50 UTC |
Equels Thomas KDirector · CEO & President
|
GrantOptions · Derivative | 300,000 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0001493152-22-034332 · ownership.xml · derivative · entry 1 Equels Thomas K · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2032-11-30 F1 · security: Options issued pursuant to employment agreement with Reporting Person. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:50 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions · Derivative | 50,000 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0001493152-22-034328 · ownership.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-11-30 F1 · security: Annual Independent Director Compensation. Read SEC document |
| July 18, 2022 Filed Jul 18, 2022 19:01 UTC |
Equels Thomas KDirector · CEO & President
|
GrantCommon Stock | 32,895 | $0.76 | $25,000.20 |
DisclosureSEC source: 0001450324-22-000004 · primary_doc.xml · nonDerivative · entry 1 Equels Thomas K · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,704 Read SEC document |
| April 25, 2022 Filed Apr 26, 2022 12:30 UTC |
Equels Thomas KDirector · CEO & President
|
GrantCommon Stock | 49,020 | $1.02 | $50,000.40 |
DisclosureSEC source: 0001450324-22-000002 · primary_doc.xml · nonDerivative · entry 1 Equels Thomas K · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,809 Read SEC document |
| April 25, 2022 Filed Apr 26, 2022 12:42 UTC |
Rodino Peter W IIICOO, Secretary, Gen. Counsel
|
GrantCommon Stock | 4,902 | $1.02 | $5,000.04 |
DisclosureSEC source: 0001450324-22-000003 · primary_doc.xml · nonDerivative · entry 1 Rodino Peter W III · CIK 0001583701 · COO, Secretary, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,193 Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 19:46 UTC |
APPELROUTH STEWARTDirector
|
GrantCommon Stock | 24,500 | $1.07 | $26,215.00 |
DisclosureSEC source: 0001702626-22-000006 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,417 Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 18:52 UTC |
Rodino Peter W IIICOO, Secretary, Gen. Counsel
|
GrantOptions · Derivative | 50,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001583701-22-000001 · primary_doc.xml · derivative · entry 1 Rodino Peter W III · CIK 0001583701 · COO, Secretary, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-03-03 Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 15:15 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions · Derivative | 50,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001702626-22-000004 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-03-03 Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 15:11 UTC |
LINTAL ELLEN MChief Financial Officer
|
GrantOptions · Derivative | 50,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001702626-22-000003 · primary_doc.xml · derivative · entry 1 LINTAL ELLEN M · CIK 0001788908 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-03-03 Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 15:06 UTC |
Equels Thomas KDirector · CEO & President
|
GrantOptions · Derivative | 50,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001702626-22-000002 · primary_doc.xml · derivative · entry 1 Equels Thomas K · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-03-03 Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 14:59 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions · Derivative | 50,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001702626-22-000001 · primary_doc.xml · derivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-03-03 Read SEC document |
| December 13, 2021 Filed Dec 13, 2021 16:43 UTC Amendment |
Equels Thomas KDirector · CEO & President
|
GrantCommon Stock | 21,552 | $1.16 | $25,000.32 |
DisclosureSEC source: 0001450324-21-000013 · primary_doc.xml · nonDerivative · entry 1 Equels Thomas K · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,789 F1 · ownership.direct: Form amended to include reporting person is a director and officer. Read SEC document |
| December 13, 2021 Filed Dec 13, 2021 16:26 UTC |
Equels Thomas KCEO, President
|
GrantCommon Stock | 21,552 | $1.16 | $25,000.32 |
DisclosureSEC source: 0001450324-21-000012 · primary_doc.xml · nonDerivative · entry 1 Equels Thomas K · CIK 0001450324 · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,789 Read SEC document |
| December 10, 2021 Filed Dec 10, 2021 15:55 UTC |
Equels Thomas KCEO, President
|
GrantCommon Stock | 11,811 | $1.27 | $14,999.97 |
DisclosureSEC source: 0001450324-21-000011 · primary_doc.xml · nonDerivative · entry 1 Equels Thomas K · CIK 0001450324 · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,237 Read SEC document |
| November 30, 2021 Filed Nov 30, 2021 20:16 UTC |
LINTAL ELLEN MChief Financial Officer
|
GrantOptions · Derivative | 100,000 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001788908-21-000002 · primary_doc.xml · derivative · entry 1 LINTAL ELLEN M · CIK 0001788908 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-11-30 Read SEC document |
| November 30, 2021 Filed Nov 30, 2021 20:25 UTC |
Rodino Peter W IIICOO,Secretary,Gen Counsel
|
GrantOptions · Derivative | 100,000 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001788908-21-000003 · primary_doc.xml · derivative · entry 1 RODINO III PETER W. · CIK 0001583701 · COO,Secretary,Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-11-30 Read SEC document |
| November 24, 2021 Filed Nov 24, 2021 18:57 UTC |
APPELROUTH STEWARTDirector
|
GrantCommon Stock | 19,379 | $1.29 | $24,998.91 |
DisclosureSEC source: 0001702626-21-000003 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,917 Read SEC document |
| November 24, 2021 Filed Nov 24, 2021 18:51 UTC |
Equels Thomas KDirector · CEO & President
|
GrantCommon Stock | 11,627 | $1.29 | $14,998.83 |
DisclosureSEC source: 0001702626-21-000002 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,426 Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 16:08 UTC |
Equels Thomas KDirector · CEO & President
|
GrantCommon Stock | 11,194 | $1.34 | $14,999.96 |
DisclosureSEC source: 0001450324-21-000009 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,799 Read SEC document |
| November 19, 2021 Filed Nov 19, 2021 16:28 UTC |
Equels Thomas KDirector · CEO & President
|
GrantCommon Stock | 10,204 | $1.47 | $14,999.88 |
DisclosureSEC source: 0001450324-21-000008 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,605 Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 22:27 UTC |
Equels Thomas KDirector · CEO & President
|
GrantCommon Stock | 9,146 | $1.64 | $14,999.44 |
DisclosureSEC source: 0001450324-21-000007 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,401 Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 22:11 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions · Derivative | 50,000 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001450324-21-000006 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-11-11 Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 21:57 UTC |
Equels Thomas KDirector · CEO & President
|
GrantOptions · Derivative | 300,000 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001450324-21-000004 · primary_doc.xml · derivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2031-11-11 Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 22:04 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions · Derivative | 50,000 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001450324-21-000005 · primary_doc.xml · derivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-11-11 Read SEC document |
| July 16, 2021 Filed Jul 16, 2021 16:07 UTC |
Equels Thomas KDirector · CEO & President
|
PurchaseCommon Stock | 15,625 | $1.92 | $30,000.00 |
DisclosureSEC source: 0001450324-21-000002 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,255 Read SEC document |
| February 25, 2021 Filed Feb 25, 2021 20:07 UTC |
APPELROUTH STEWARTDirector
|
PurchaseCommon Stock | 10,638 | $2.35 | $24,999.30 |
DisclosureSEC source: 0001191434-21-000001 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,538 Read SEC document |
| February 24, 2021 Filed Feb 24, 2021 17:03 UTC |
Equels Thomas KDirector · CEO & President
|
PurchaseCommon Stock | 11,062 | $2.26 | $25,000.12 |
DisclosureSEC source: 0001450324-21-000001 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,630 Read SEC document |
| December 17, 2020 Filed Dec 17, 2020 17:22 UTC |
Equels Thomas KDirector · CEO
|
PurchaseCommon Stock | 14,535 | $1.72 | $25,000.20 |
DisclosureSEC source: 0001450324-20-000008 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,568 Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 14:32 UTC |
Rodino Peter W IIICOO, Secretary, Gen. Counsel
|
GrantOptions · Derivative | 75,000 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001788908-20-000002 · primary_doc.xml · derivative · entry 1 RODINO III PETER W. · CIK 0001583701 · COO, Secretary, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2030-12-09 Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 14:19 UTC |
LINTAL ELLEN MChief Financial Officer
|
GrantOptions · Derivative | 75,000 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001788908-20-000001 · primary_doc.xml · derivative · entry 1 LINTAL ELLEN M · CIK 0001788908 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2030-12-09 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 15:38 UTC | GrantOptions · Derivative | 300,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001450324-20-000007 · primary_doc.xml · derivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2030-11-11 Read SEC document |
|
| September 03, 2020 Filed Sep 3, 2020 14:53 UTC |
Equels Thomas KDirector · CEO & President
|
PurchaseCommon Stock | 12,316 | $2.03 | $25,001.48 |
DisclosureSEC source: 0001450324-20-000006 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,033 Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 12:08 UTC |
Equels Thomas KDirector · CEO
|
PurchaseCommon Stock | 10,730 | $2.33 | $25,000.90 |
DisclosureSEC source: 0001450324-20-000005 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,717 Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 19:41 UTC |
MITCHELL WILLIAM MDirector
|
GrantOptions · Derivative | 50,000 | $0.00 Strike: $2.77 | $0.00 |
DisclosureSEC source: 0001191434-20-000001 · primary_doc.xml · derivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-08-12 Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 19:32 UTC |
APPELROUTH STEWARTDirector
|
GrantOptions · Derivative | 50,000 | $0.00 Strike: $2.77 | $0.00 |
DisclosureSEC source: 0001702626-20-000001 · primary_doc.xml · derivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-08-12 Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 19:32 UTC |
Equels Thomas KDirector · CEO
|
GrantOptions · Derivative | 300,000 | $0.00 Strike: $3.05 | $0.00 |
DisclosureSEC source: 0001450324-20-000004 · primary_doc.xml · derivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2030-08-12 Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 16:34 UTC | GrantCommon Stock | 3,931 | $0.53 | $2,083.43 |
DisclosureSEC source: 0001450324-20-000003 · primary_doc.xml · nonDerivative · entry 1 LINTAL ELLEN M · CIK 0001788908 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,892 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
|
| December 31, 2019 Filed Jan 2, 2020 16:07 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantCommon Stock | 6,879 | $0.53 | $3,645.87 |
DisclosureSEC source: 0001450324-20-000002 · primary_doc.xml · nonDerivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,290 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 15:47 UTC |
Equels Thomas KDirector · Exec.Vice Chairman/CEO/Pres.
|
GrantCommon Stock | 14,741 | $0.53 | $7,812.73 |
DisclosureSEC source: 0001450324-20-000001 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec.Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,990 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 14:40 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantCommon Stock | 8,381 | $0.44 | $3,645.74 |
DisclosureSEC source: 0001450324-19-000029 · primary_doc.xml · nonDerivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,411 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 18:15 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 8,358 | $0.45 | $3,801.22 |
DisclosureSEC source: 0001191434-19-000020 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,407 F1 · kind: Shares issued for 50 percent of Director's fee for the first half of December, 2019. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 18:28 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 8,358 | $0.45 | $3,801.22 |
DisclosureSEC source: 0001191434-19-000021 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,326 F1 · kind: Shares issued for 50 percent of Director's fee for the first half of December, 2019. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 15:07 UTC | GrantCommon Stock | 4,789 | $0.44 | $2,083.22 |
DisclosureSEC source: 0001450324-19-000030 · primary_doc.xml · nonDerivative · entry 1 LINTAL ELLEN M · CIK 0001788908 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,961 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
|
| December 13, 2019 Filed Dec 16, 2019 14:25 UTC |
Equels Thomas KDirector · Exec.Vice Chairman/CEO/Pres.
|
GrantCommon Stock | 17,960 | $0.44 | $7,812.60 |
DisclosureSEC source: 0001450324-19-000028 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec.Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,249 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 17:57 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 9,503 | $0.40 | $3,801.20 |
DisclosureSEC source: 0001450324-19-000027 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,968 F1 · kind: Shares issued for 50 percent of Director's Fee for the second half of November, 2019. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 17:43 UTC |
MITCHELL WILLIAM MDirector
|
OtherCommon Stock | 9,503 | $0.40 | $3,801.20 |
DisclosureSEC source: 0001450324-19-000026 · primary_doc.xml · nonDerivative · entry 1 MITCHELL WILLIAM M · CIK 0001191434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,049 F1 · kind: Shares issued for 50 percent of Director's Fee for the second half of November, 2019. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 17:09 UTC |
Rodino Peter W IIIDir Govt Relations/Sectry
|
GrantCommon Stock | 9,115 | $0.40 | $3,646.00 |
DisclosureSEC source: 0001450324-19-000024 · primary_doc.xml · nonDerivative · entry 1 RODINO III PETER W. · CIK 0001583701 · Dir Govt Relations/Sectry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,030 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 16:48 UTC |
Equels Thomas KDirector · Exec.Vice Chairman/CEO/Pres.
|
GrantCommon Stock | 19,531 | $0.40 | $7,812.40 |
DisclosureSEC source: 0001450324-19-000023 · primary_doc.xml · nonDerivative · entry 1 EQUELS THOMAS K. · CIK 0001450324 · Director · Exec.Vice Chairman/CEO/Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,289 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 17:28 UTC | GrantCommon Stock | 5,208 | $0.40 | $2,083.20 |
DisclosureSEC source: 0001450324-19-000025 · primary_doc.xml · nonDerivative · entry 1 LINTAL ELLEN M · CIK 0001788908 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,172 F1 · kind: Common Stock Award. Vests in six months, provided continuous employment. Read SEC document |
|
| November 15, 2019 Filed Nov 18, 2019 21:22 UTC |
APPELROUTH STEWARTDirector
|
OtherCommon Stock | 8,264 | $0.46 | $3,801.44 |
DisclosureSEC source: 0001450324-19-000022 · primary_doc.xml · nonDerivative · entry 1 APPELROUTH STEWART · CIK 0001702626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,465 F1 · kind: Shares issued for 50 percent of Director's Fee for the first half of November, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.