Tapewire

NYSE · USD

AIM

AIM ImmunoTech Inc.

Export transactions ↓
Tapewire entity
8131
SEC CIK
0000946644
Parsed reports
303

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202640
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2024 Filed Dec 4, 2024 21:05 UTC PurchaseCommon Stock 1 $0.21 $0.21
Disclosure

SEC source: 0001493152-24-048663 · ownership.xml · nonDerivative · entry 1

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,398

F1 · shares: The reporting person did not intend this purchase.

Read SEC document
November 21, 2024 Filed Jan 21, 2025 21:32 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 20,000 $0.21 $4,240.00
Disclosure

SEC source: 0001493152-25-003058 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,657,968

Read SEC document
November 20, 2024 Filed Nov 20, 2024 17:46 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 60,110 $0.18 $11,000.13
Disclosure

SEC source: 0001493152-24-046952 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,552,968

Read SEC document
November 20, 2024 Filed Nov 21, 2024 17:04 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 85,000 $0.20 $16,915.00
Disclosure

SEC source: 0001493152-24-047094 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,637,968

Read SEC document
November 20, 2024 Filed Nov 21, 2024 17:02 UTC PurchaseCommon Stock 81,953 $0.19 $15,816.93
Disclosure

SEC source: 0001493152-24-047092 · ownership.xml · nonDerivative · entry 1

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,752

Read SEC document
September 16, 2024 Filed Sep 17, 2024 16:05 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 5,000 $0.30 $1,515.00
Disclosure

SEC source: 0001493152-24-036837 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,493,042

Read SEC document
September 13, 2024 Filed Sep 16, 2024 19:45 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 20,000 $0.31 $6,160.00
Disclosure

SEC source: 0001493152-24-036364 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,488,042

Read SEC document
September 11, 2024 Filed Sep 12, 2024 21:15 UTC
Equels Thomas KDirector · CEO & President
GrantCommon Stock 312,500 $0.32 $100,000.00
Disclosure

SEC source: 0001493152-24-036076 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,468,042

Read SEC document
August 12, 2024 Filed Aug 13, 2024 01:39 UTC
Equels Thomas KDirector · CEO & President
GrantCommon Stock 377,358 $0.27 $99,999.87
Disclosure

SEC source: 0001493152-24-031414 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,155,542

Read SEC document
August 12, 2024 Filed Aug 13, 2024 01:41 UTC
Rodino Peter W IIICOO, Secretary, Gen. Counsel
GrantCommon Stock 188,679 $0.27 $49,999.94
Disclosure

SEC source: 0001493152-24-031416 · ownership.xml · nonDerivative · entry 1

Rodino Peter W III · CIK 0001583701 · COO, Secretary, Gen. Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,262

Read SEC document
May 06, 2024 Filed May 7, 2024 12:30 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 61,729 $0.41 $25,000.25
Disclosure

SEC source: 0001493152-24-018030 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 778,184

Read SEC document
May 06, 2024 Filed May 7, 2024 12:30 UTC
Rodino Peter W IIICOO, Secretary, Gen. Counsel
PurchaseCommon Stock 30,865 $0.41 $12,500.33
Disclosure

SEC source: 0001493152-24-018028 · ownership.xml · nonDerivative · entry 1

Rodino Peter W III · CIK 0001583701 · COO, Secretary, Gen. Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,583

Read SEC document
March 21, 2024 Filed Mar 22, 2024 17:30 UTC
BRYAN NANCYDirector
PurchaseCommon Stock 38,462 $0.39 $15,000.18
Disclosure

SEC source: 0001492613-24-000002 · primary_doc.xml · nonDerivative · entry 1

BRYAN NANCY · CIK 0001492613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,462

Read SEC document
March 15, 2024 Filed Mar 18, 2024 19:01 UTC PurchaseCommon Stock 90,910 $0.33 $30,000.30
Disclosure

SEC source: 0001493152-24-010266 · ownership.xml · nonDerivative · entry 1

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,765

Read SEC document
March 15, 2024 Filed Mar 18, 2024 19:01 UTC
Rodino Peter W IIICOO, Secretary, Gen. Counsel
PurchaseCommon Stock 37,879 $0.33 $12,500.07
Disclosure

SEC source: 0001493152-24-010268 · ownership.xml · nonDerivative · entry 1

Rodino Peter W III · CIK 0001583701 · COO, Secretary, Gen. Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,718

Read SEC document
March 15, 2024 Filed Mar 18, 2024 19:01 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 75,758 $0.33 $25,000.14
Disclosure

SEC source: 0001493152-24-010267 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 716,455

Read SEC document
November 30, 2023 Filed Mar 27, 2024 17:54 UTC
Rodino Peter W IIICOO, Secretary, Gen. Counsel
GrantOptions · Derivative 100,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001493152-24-011465 · ownership.xml · derivative · entry 1

Rodino Peter W III · CIK 0001583701 · COO, Secretary, Gen. Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-11-30

Read SEC document
November 30, 2023 Filed Mar 27, 2024 17:52 UTC
Equels Thomas KDirector · CEO & President
GrantOptions · Derivative 300,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001493152-24-011463 · ownership.xml · derivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2033-11-30

Read SEC document
November 27, 2023 Filed Nov 27, 2023 17:56 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 33,861 $0.44 $15,000.42
Disclosure

SEC source: 0001493152-23-042743 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640,697

Read SEC document
September 29, 2023 Filed Sep 29, 2023 19:29 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 22,676 $0.44 $10,000.12
Disclosure

SEC source: 0001493152-23-034802 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,836

Read SEC document
August 25, 2023 Filed Aug 25, 2023 18:26 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 8,222 $0.67 $5,500.52
Disclosure

SEC source: 0001493152-23-030180 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 584,160

Read SEC document
August 24, 2023 Filed Aug 24, 2023 17:52 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 14,993 $0.67 $10,000.33
Disclosure

SEC source: 0001493152-23-030077 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,938

Read SEC document
July 17, 2023 Filed Jul 17, 2023 23:20 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 16,950 $0.59 $10,000.50
Disclosure

SEC source: 0001493152-23-024767 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,945

Read SEC document
March 10, 2023 Filed Mar 10, 2023 21:05 UTC OtherCommon Stock 68,208 $1.23 $83,895.84
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · nonDerivative · entry 1

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,855

F5 · kind: Reporting person transferred common stock to former spouse in a matrimonial matter.

F6 · price: Cost basis of the weighted average share price.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 25,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 22

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: CommonStock · 25,000 shares

Expires 2032-03-03

F1 · security: Replacement for previously issued options.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 25,000 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 21

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: CommonStock · 25,000 shares

Expires 2031-11-11

F1 · security: Replacement for previously issued options.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 25,000 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 20

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: CommonStock · 25,000 shares

Expires 2030-08-12

F1 · security: Replacement for previously issued options.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 568 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 19

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568

Underlying: CommonStock · 568 shares

Expires 2029-01-28

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 2,356 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 18

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,356

Underlying: CommonStock · 2,356 shares

Expires 2029-01-28

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 11 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 17

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11

Underlying: CommonStock · 11 shares

Expires 2028-11-14

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 1,963 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 16

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,963

Underlying: CommonStock · 1,963 shares

Expires 2028-10-17

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 1,115 $0.00 Strike: $13.64 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 15

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115

Underlying: CommonStock · 1,115 shares

Expires 2028-07-18

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 1,728 $0.00 Strike: $13.20 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 14

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,728

Underlying: CommonStock · 1,728 shares

Expires 2028-05-16

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 1,136 $0.00 Strike: $13.20 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 13

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136

Underlying: CommonStock · 1,136 shares

Expires 2028-05-16

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 1,136 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 12

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136

Underlying: CommonStock · 1,136 shares

Expires 2028-04-12

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 2,568 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 11

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,568

Underlying: CommonStock · 2,568 shares

Expires 2028-02-13

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 338 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 10

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

Underlying: CommonStock · 338 shares

Expires 2027-08-31

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 295 $0.00 Strike: $18.04 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 9

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295

Underlying: CommonStock · 295 shares

Expires 2027-08-15

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 287 $0.00 Strike: $18.48 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 8

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

Underlying: CommonStock · 287 shares

Expires 2027-07-31

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 250 $0.00 Strike: $21.12 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 7

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: CommonStock · 250 shares

Expires 2027-07-15

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 196 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 6

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

Underlying: CommonStock · 196 shares

Expires 2027-06-30

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 196 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 5

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

Underlying: CommonStock · 196 shares

Expires 2027-06-15

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 163 $0.00 Strike: $25.96 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 4

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163

Underlying: CommonStock · 163 shares

Expires 2027-05-31

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 150 $0.00 Strike: $28.16 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 3

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Underlying: CommonStock · 150 shares

Expires 2027-05-15

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:05 UTC OtherOptions · Derivative 143 $0.00 Strike: $29.48 $0.00
Disclosure

SEC source: 0001493152-23-007238 · ownership.xml · derivative · entry 2

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143

Underlying: CommonStock · 143 shares

Expires 2027-04-30

F1 · security: Replacement for previously issued options.

F2 · derivative.exercise_price: Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.

F3 · date: Date of re-issuance.

F4 · kind: Reporting person transferred options to former spouse in a matrimonial matter.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 12:30 UTC PurchaseCommon Stock 80,646 $0.31 $25,000.26
Disclosure

SEC source: 0001493152-23-000212 · ownership.xml · nonDerivative · entry 1

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,063

Read SEC document
January 03, 2023 Filed Jan 4, 2023 12:30 UTC
Rodino Peter W IIICOO, Secretary, Gen. Counsel
PurchaseCommon Stock 80,646 $0.31 $25,000.26
Disclosure

SEC source: 0001493152-23-000213 · ownership.xml · nonDerivative · entry 1

Rodino Peter W III · CIK 0001583701 · COO, Secretary, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,839

Read SEC document
January 03, 2023 Filed Jan 4, 2023 12:30 UTC
Equels Thomas KDirector · CEO & President
PurchaseCommon Stock 161,291 $0.31 $50,000.21
Disclosure

SEC source: 0001493152-23-000211 · ownership.xml · nonDerivative · entry 1

Equels Thomas K · CIK 0001450324 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,995

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:50 UTC
Rodino Peter W IIICOO, Secretary, Gen. Counsel
GrantOptions · Derivative 100,000 $0.00 Strike: $0.41 $0.00
Disclosure

SEC source: 0001493152-22-034329 · ownership.xml · derivative · entry 1

Rodino Peter W III · CIK 0001583701 · COO, Secretary, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-11-30

F1 · security: Options issued pursuant to employment agreement with Reporting Person.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:50 UTC GrantOptions · Derivative 50,000 $0.00 Strike: $0.41 $0.00
Disclosure

SEC source: 0001493152-22-034331 · ownership.xml · derivative · entry 1

APPELROUTH STEWART · CIK 0001702626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-11-30

F1 · security: Annual Independent Director Compensation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.