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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2024 Filed Aug 20, 2024 19:38 UTC
Witteveen MerelInterim COO
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021772 · form4-08202024_110816.xml · derivative · entry 3

Witteveen Merel · CIK 0002028706 · Interim COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 20% of such RSU award vested August 16, 2023 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 20% of such RSU award vested August 16, 2023 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 19:38 UTC
Witteveen MerelInterim COO
Tax withholdingClass A Common Stock 5,495 $25.49 $140,067.55
Disclosure

SEC source: 0001415889-24-021772 · form4-08202024_110816.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Interim COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,178

Read SEC document
August 16, 2024 Filed Aug 20, 2024 19:38 UTC
Witteveen MerelInterim COO
Exercise / conversionClass A Common Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021772 · form4-08202024_110816.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Interim COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 01:09 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 20,635 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020961 · form4-08082024_010810.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,379,954

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 01:09 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 20,635 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020961 · form4-08082024_010810.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
August 05, 2024 Filed Aug 6, 2024 01:21 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 566,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,359,319

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 05, 2024 Filed Aug 6, 2024 01:21 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 566,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
August 05, 2024 Filed Aug 8, 2024 01:09 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Tax withholdingClass A Common Stock 21,206 $23.90 $506,823.40
Disclosure

SEC source: 0001415889-24-020961 · form4-08082024_010810.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,777,025

Read SEC document
August 05, 2024 Filed Aug 8, 2024 01:09 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantClass A Common Stock 41,841 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020961 · form4-08082024_010810.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,798,231

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 01:21 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionPerformance Restricted Stock Units · Derivative 566,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020796 · form4-08062024_010827.xml · derivative · entry 13

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,133,334

Underlying: Class A Common Stock · 566,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share.

F2 · derivative.exercise_date: Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share.

F2 · derivative.expiration_date: Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 01:21 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 26,201 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,792,653

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 01:21 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 26,201 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,323,056

Read SEC document
August 02, 2024 Filed Aug 6, 2024 01:21 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 566,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,349,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:21 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020796 · form4-08062024_010827.xml · derivative · entry 12

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,875

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F8 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F8 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:21 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Tax withholdingClass A Common Stock 26,924 $25.82 $695,177.68
Disclosure

SEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,782,591

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:21 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,809,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 16:17 UTC
Witteveen MerelInterim COO
Tax withholdingClass A Common Stock 458 $27.73 $12,700.34
Disclosure

SEC source: 0001415889-24-020342 · form4-07302024_080736.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Interim COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,673

Read SEC document
July 26, 2024 Filed Jul 30, 2024 16:17 UTC
Witteveen MerelInterim COO
GrantClass A Common Stock 902 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020342 · form4-07302024_080736.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Interim COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,131

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 21:18 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 3,005 $27.56 $82,817.80
Disclosure

SEC source: 0001415889-24-018465 · form4-06282024_090658.xml · nonDerivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,390

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 27, 2024.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 21:18 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 3,089 $27.64 $85,379.96
Disclosure

SEC source: 0001415889-24-018465 · form4-06282024_090658.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,395

Read SEC document
June 26, 2024 Filed Jun 28, 2024 21:18 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
GrantClass A Common Stock 6,094 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018465 · form4-06282024_090658.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,484

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

Read SEC document
June 15, 2024 Filed Jun 17, 2024 23:58 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 8,008 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017278 · form4-06172024_110619.xml · derivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,139

Underlying: Class A Common Stock · 8,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2024 Filed Jun 17, 2024 23:58 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 4,059 $29.04 $117,873.36
Disclosure

SEC source: 0001415889-24-017278 · form4-06172024_110619.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,390

Read SEC document
June 15, 2024 Filed Jun 17, 2024 23:58 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 8,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017278 · form4-06172024_110619.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
June 15, 2024 Filed Jun 17, 2024 19:57 UTC
ABBO EDWARD YPresident and CTO
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017277 · form4-06172024_110642.xml · derivative · entry 9

ABBO EDWARD Y · CIK 0001218471 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F7 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2024 Filed Jun 17, 2024 19:57 UTC
ABBO EDWARD YPresident and CTO
Exercise / conversionRestricted Stock Units · Derivative 8,074 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017277 · form4-06172024_110642.xml · derivative · entry 8

ABBO EDWARD Y · CIK 0001218471 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F6 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F6 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2024 Filed Jun 17, 2024 19:57 UTC
ABBO EDWARD YPresident and CTO
Tax withholdingClass A Common Stock 45,650 $29.04 $1,325,676.00
Disclosure

SEC source: 0001415889-24-017277 · form4-06172024_110642.xml · nonDerivative · entry 4

ABBO EDWARD Y · CIK 0001218471 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,988

Read SEC document
June 15, 2024 Filed Jun 17, 2024 19:57 UTC
ABBO EDWARD YPresident and CTO
Exercise / conversionClass A Common Stock 83,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017277 · form4-06172024_110642.xml · nonDerivative · entry 3

ABBO EDWARD Y · CIK 0001218471 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 856,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 19:57 UTC
ABBO EDWARD YPresident and CTO
Tax withholdingClass A Common Stock 9,913 $30.49 $302,247.37
Disclosure

SEC source: 0001415889-24-017277 · form4-06172024_110642.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 773,564

Read SEC document
June 13, 2024 Filed Jun 17, 2024 19:57 UTC
ABBO EDWARD YPresident and CTO
GrantClass A Common Stock 18,039 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017277 · form4-06172024_110642.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 783,477

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

Read SEC document
June 09, 2024 Filed Jun 12, 2024 00:00 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016441 · form4-06112024_080601.xml · derivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: Twenty percent (20%) of such RSU award shall vest on June 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: Twenty percent (20%) of such RSU award shall vest on June 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:00 UTC
ABBO EDWARD YPresident and CTO
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016442 · form4-06112024_080604.xml · derivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: Twenty percent (20%) of such RSU award shall vest on June 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: Twenty percent (20%) of such RSU award shall vest on June 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 00:46 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 16,145 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015507 · form4-06052024_120655.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,766,452

F2 · ownership.direct: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 00:46 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 16,145 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015507 · form4-06052024_120655.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
June 03, 2024 Filed Jun 5, 2024 00:46 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Tax withholdingClass A Common Stock 16,591 $29.57 $490,595.87
Disclosure

SEC source: 0001415889-24-015507 · form4-06052024_120655.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,772,535

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June 01, 2024 Filed Jun 5, 2024 00:46 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 32,736 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015507 · form4-06052024_120655.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,362

Underlying: Class A Common Stock · 32,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

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June 01, 2024 Filed Jun 5, 2024 00:46 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 32,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-015507 · form4-06052024_120655.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,789,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

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May 02, 2024 Filed May 4, 2024 00:08 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 26,201 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012263 · form4-05042024_120539.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,750,307

F2 · ownership.direct: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

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May 02, 2024 Filed May 4, 2024 00:08 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 26,201 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012263 · form4-05042024_120539.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

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May 01, 2024 Filed May 4, 2024 00:08 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012263 · form4-05042024_120539.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,000

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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May 01, 2024 Filed May 4, 2024 00:08 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Tax withholdingClass A Common Stock 26,924 $22.69 $610,905.56
Disclosure

SEC source: 0001415889-24-012263 · form4-05042024_120539.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,782,591

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May 01, 2024 Filed May 4, 2024 00:08 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-012263 · form4-05042024_120539.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,809,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

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May 01, 2024 Filed May 3, 2024 20:07 UTC GrantStock Option (Right to Buy) · Derivative 60,511 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0001415889-24-012261 · form4-05042024_120513.xml · derivative · entry 1

Murray Alan S · CIK 0001689488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,511

Underlying: Class A Common Stock · 60,511 shares

Expires 2034-04-30

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter commencing after May 1, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

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March 15, 2024 Filed Mar 19, 2024 01:02 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 8,007 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008372 · form4-03192024_010321.xml · derivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,147

Underlying: Class A Common Stock · 8,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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March 15, 2024 Filed Mar 19, 2024 01:02 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 4,566 $28.92 $132,048.72
Disclosure

SEC source: 0001415889-24-008372 · form4-03192024_010321.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,441

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March 15, 2024 Filed Mar 19, 2024 01:02 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 8,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-008372 · form4-03192024_010321.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

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March 15, 2024 Filed Mar 18, 2024 21:01 UTC
ABBO EDWARD YCHIEF TECHNOLOGY OFFICER
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008371 · form4-03192024_010323.xml · derivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F7 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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March 15, 2024 Filed Mar 18, 2024 21:01 UTC
ABBO EDWARD YCHIEF TECHNOLOGY OFFICER
Exercise / conversionRestricted Stock Units · Derivative 8,073 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008371 · form4-03192024_010323.xml · derivative · entry 6

ABBO EDWARD Y · CIK 0001218471 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,074

Underlying: Class A Common Stock · 8,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F6 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F6 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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March 15, 2024 Filed Mar 18, 2024 21:01 UTC
ABBO EDWARD YCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 45,740 $28.92 $1,322,800.80
Disclosure

SEC source: 0001415889-24-008371 · form4-03192024_010323.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,438

F2 · balance_after: Includes 732 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan on March 15, 2024.

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March 15, 2024 Filed Mar 18, 2024 21:01 UTC
ABBO EDWARD YCHIEF TECHNOLOGY OFFICER
Exercise / conversionClass A Common Stock 83,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-008371 · form4-03192024_010323.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.