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Nasdaq · USD

AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
Parsed reports
808

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2017 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,790

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

Read SEC document
May 31, 2017 Filed Aug 19, 2021 20:18 UTC GrantCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005451 · primarydocument.xml · nonDerivative · entry 1

Gentry Felicia J · CIK 0001815079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on the Form 3 previously filed on behalf of the Reporting Person reporting.

F3 · balance_after: Stock amounts have been adjusted for the impact of the two-for-one stock split in the form of a stock dividend paid on February 12, 2021.

Read SEC document
April 30, 2017 Filed Aug 16, 2018 22:12 UTC GrantCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002391 · ownership.xml · nonDerivative · entry 4

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,692

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
April 30, 2017 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 12

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,266

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
April 30, 2017 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 356 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 6

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 13,446

F1 · shares: These shares were issued to the reporting person's spouse in connection with her services to the Issuer as a real estate agent.

Read SEC document
April 17, 2017 Filed Feb 14, 2019 22:30 UTC
Petronis ScottChf Product and Tech Officer
GrantStock Option (Right to Buy) · Derivative 230,000 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001683168-19-000405 · ownership.xml · derivative · entry 3

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

Underlying: Common Stock · 230,000 shares

Expires 2027-04-17

F3 · derivative.exercise_date: The Stock Option shares vest over a four year period in 16 equal quarterly installments, with the final vesting date on April 17, 2021.

Read SEC document
April 17, 2017 Filed Feb 14, 2019 22:30 UTC
Petronis ScottChf Product and Tech Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000405 · ownership.xml · nonDerivative · entry 1

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
April 17, 2017 Filed Mar 14, 2019 21:41 UTC Amendment
Petronis ScottSee Remarks **
GrantStock Option (Right to Buy) · Derivative 230,000 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001683168-19-000668 · ownership.xml · derivative · entry 11

Petronis Scott · CIK 0001750469 · See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

Underlying: Common Stock · 230,000 shares

Expires 2027-04-17

F7 · derivative.exercise_date: The Stock Options shares vest ratably over a four year period in 16 quarterly installments, with the final vesting date on April 17, 2021.

Read SEC document
April 05, 2017 Filed Aug 16, 2018 22:12 UTC GrantCommon Stock 548 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002391 · ownership.xml · nonDerivative · entry 3

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,128

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
April 05, 2017 Filed Aug 16, 2018 22:12 UTC GrantCommon Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002391 · ownership.xml · nonDerivative · entry 2

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,580

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
April 05, 2017 Filed Aug 31, 2018 20:36 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GrantCommon Stock 1,088 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002583 · ownership.xml · nonDerivative · entry 10

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,083,144

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
April 05, 2017 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 1,088 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 11

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,662

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:38 UTC
SANFORD PENNY10% owner
SaleCommon Stock 57,150 $3.50 $200,025.00
Disclosure

SEC source: 0001683168-17-000373 · sanford_f4.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,779,325

Read SEC document
January 31, 2017 Filed Aug 16, 2018 22:12 UTC GrantCommon Stock 536 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002391 · ownership.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,040

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
January 31, 2017 Filed Aug 31, 2018 20:36 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GrantCommon Stock 536 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002583 · ownership.xml · nonDerivative · entry 9

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,082,056

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
January 31, 2017 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 536 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 10

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,574

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
January 31, 2017 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,324

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

Read SEC document
January 02, 2017 Filed Feb 15, 2017 19:38 UTC
SANFORD PENNY10% owner
OtherStock Options · Derivative 350,000 $20.00 Strike: $4.22 $7,000,000.00
Disclosure

SEC source: 0001683168-17-000373 · sanford_f4.xml · derivative · entry 2

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 350,000 shares

Expires 2017-01-02

F1 · kind: The reporting person granted an option to purchase Three Hundred Fifty Thousand (350,000) shares of restricted common stock held by the reporting person at an exercise price equal to $4.22 per share, with the underlying shares vesting over a three year period.

F1 · derivative.exercise_date: The reporting person granted an option to purchase Three Hundred Fifty Thousand (350,000) shares of restricted common stock held by the reporting person at an exercise price equal to $4.22 per share, with the underlying shares vesting over a three year period.

Read SEC document
December 31, 2016 Filed Aug 16, 2018 22:06 UTC GrantCommon Stock 473 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002389 · ownership.xml · nonDerivative · entry 20

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,504

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
December 31, 2016 Filed Aug 31, 2018 20:36 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GrantCommon Stock 473 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002583 · ownership.xml · nonDerivative · entry 8

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,081,520

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
December 31, 2016 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 9

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,038

F3 · shares: Represents a portion of an award of 1,000,000 shares of restricted stock granted on February 25, 2015 (the "Award Date") that vested in four equal installments on the dates indicated above upon the satisfaction of certain performance-based conditions.

Read SEC document
December 31, 2016 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 473 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 8

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,038

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
December 30, 2016 Filed Mar 15, 2019 20:07 UTC PurchaseCommon Stock 30,769 $100,000.00 $3,076,900,000.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 7

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,565

F2 · shares: The reporting person purchased these shares directly from the issuer in a private placement.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 14:14 UTC
Nobel PeterChief Operating Officer
SaleCommon Stock 5,945 $4.35 $25,860.75
Disclosure

SEC source: 0001683168-16-000967 · nobel_f4-121316.xml · nonDerivative · entry 2

Nobel Peter · CIK 0001684708 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,139

Read SEC document
December 13, 2016 Filed Dec 16, 2016 14:14 UTC
Nobel PeterChief Operating Officer
SaleCommon Stock 3,500 $4.45 $15,575.00
Disclosure

SEC source: 0001683168-16-000967 · nobel_f4-121316.xml · nonDerivative · entry 1

Nobel Peter · CIK 0001684708 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,084

Read SEC document
November 30, 2016 Filed Aug 16, 2018 22:06 UTC GrantCommon Stock 436 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002389 · ownership.xml · nonDerivative · entry 19

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,031

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
November 30, 2016 Filed Aug 31, 2018 20:36 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GrantCommon Stock 436 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002583 · ownership.xml · nonDerivative · entry 7

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,081,047

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
November 30, 2016 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 436 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 6

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,796

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
November 01, 2016 Filed Aug 16, 2018 22:06 UTC GrantCommon Stock 386 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002389 · ownership.xml · nonDerivative · entry 18

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,595

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
November 01, 2016 Filed Aug 31, 2018 20:36 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GrantCommon Stock 386 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002583 · ownership.xml · nonDerivative · entry 6

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,080,611

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
November 01, 2016 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 386 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 5

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,360

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 21:29 UTC
Gesing JasonDirector
SaleCommon Stock 50,000 $3.53 $176,500.00
Disclosure

SEC source: 0001683168-16-000413 · gesing_f4-102616.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,937

Read SEC document
September 30, 2016 Filed Aug 16, 2018 22:06 UTC GrantCommon Stock 517 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002389 · ownership.xml · nonDerivative · entry 17

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,209

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
September 30, 2016 Filed Aug 31, 2018 20:36 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GrantCommon Stock 517 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002583 · ownership.xml · nonDerivative · entry 5

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,080,225

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
September 30, 2016 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 517 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 4

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,974

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
September 22, 2016 Filed Sep 23, 2016 15:51 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GiftCommon Stock 100,000 $2.40 $240,000.00
Disclosure

SEC source: 0001683168-16-000177 · sanford_f4.xml · nonDerivative · entry 2

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,078,952

Read SEC document
September 22, 2016 Filed Sep 23, 2016 15:51 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 144,584 $2.40 $347,001.60
Disclosure

SEC source: 0001683168-16-000177 · sanford_f4.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,178,952

Read SEC document
August 31, 2016 Filed Aug 16, 2018 22:06 UTC GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002389 · ownership.xml · nonDerivative · entry 16

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,692

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
August 31, 2016 Filed Aug 31, 2018 20:36 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002583 · ownership.xml · nonDerivative · entry 4

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,079,708

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
August 31, 2016 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 3

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,457

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
August 31, 2016 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 194 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 5

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 13,090

F1 · shares: These shares were issued to the reporting person's spouse in connection with her services to the Issuer as a real estate agent.

Read SEC document
August 10, 2016 Filed Oct 11, 2016 12:37 UTC
SANFORD PENNY10% owner
SaleCommon Stock 100,000 $0.50 $50,000.00
Disclosure

SEC source: 0001683168-16-000282 · psanford_form4.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,836,475

F1 · balance_after: The reported number is the number of shares owned as of the date of this report according to the transfer agent's records. This number includes 1,077,778 shares of common stock, which underlie stock options granted by the reporting person that are currently exercisable, or which will become exercisable within 60 days of this report.

Read SEC document
July 31, 2016 Filed Aug 16, 2018 22:06 UTC GrantCommon Stock 1,115 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002389 · ownership.xml · nonDerivative · entry 15

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,936

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
July 31, 2016 Filed Aug 31, 2018 20:36 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GrantCommon Stock 1,115 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002583 · ownership.xml · nonDerivative · entry 3

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,078,952

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
July 31, 2016 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 1,115 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,701

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
July 20, 2016 Filed Sep 15, 2016 20:56 UTC GrantStock Option (Right to Buy) · Derivative 350,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001683168-16-000126 · miles_frm4.xml · derivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350,000

Underlying: Common Stock · 350,000 shares

Expires 2026-07-20

F1 · derivative.exercise_date: The stock option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Company is acquired.

Read SEC document
July 20, 2016 Filed Sep 15, 2016 20:56 UTC GrantStock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001683168-16-000126 · miles_frm4.xml · derivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2026-07-20

F1 · derivative.exercise_date: The stock option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Company is acquired.

Read SEC document
July 20, 2016 Filed Sep 22, 2016 11:44 UTC GrantStock Option (Right to Buy) · Derivative 350,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001683168-16-000168 · miller_frm4.xml · derivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350,000

Underlying: Common Stock · 350,000 shares

Expires 2026-07-20

F1 · derivative.exercise_date: The stock option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Company is acquired.

Read SEC document
July 20, 2016 Filed Sep 22, 2016 11:44 UTC GrantStock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001683168-16-000168 · miller_frm4.xml · derivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2026-07-20

F1 · derivative.exercise_date: The stock option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Company is acquired.

Read SEC document
July 20, 2016 Filed Oct 11, 2016 12:37 UTC
SANFORD PENNY10% owner
OtherStock Option · Derivative 350,000 $20.00 Strike: $1.77 $7,000,000.00
Disclosure

SEC source: 0001683168-16-000282 · psanford_form4.xml · derivative · entry 3

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 350,000 shares

Expires 2026-07-20

F3 · kind: Separately, the reporting person granted an additional option to purchase Three Hundred Fifty Thousand (350,000) shares of restricted common stock held by the reporting person at an exercise price equal to $1.77 per share, with the underlying shares vesting over a three year period.

F3 · derivative.exercise_date: Separately, the reporting person granted an additional option to purchase Three Hundred Fifty Thousand (350,000) shares of restricted common stock held by the reporting person at an exercise price equal to $1.77 per share, with the underlying shares vesting over a three year period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.