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Nasdaq · USD

AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
Parsed reports
808

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2020 Filed Aug 19, 2020 20:24 UTC
SANFORD PENNY10% owner
SaleCommon Stock 29,800 $34.92 $1,040,523.62
Disclosure

SEC source: 0001562180-20-005532 · primarydocument.xml · nonDerivative · entry 3

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,949,328

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.58 to $35.52, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 17, 2020 Filed Aug 19, 2020 20:24 UTC
SANFORD PENNY10% owner
SaleCommon Stock 104,611 $34.09 $3,565,906.54
Disclosure

SEC source: 0001562180-20-005532 · primarydocument.xml · nonDerivative · entry 2

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,979,128

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.58 to $34.575, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 17, 2020 Filed Aug 19, 2020 20:24 UTC
SANFORD PENNY10% owner
SaleCommon Stock 92,081 $33.23 $3,059,612.22
Disclosure

SEC source: 0001562180-20-005532 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,083,739

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.58 to $33.57, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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August 13, 2020 Filed Aug 31, 2020 23:01 UTC SaleCommon Stock 8,060 $34.91 $281,359.29
Disclosure

SEC source: 0001562180-20-005714 · primarydocument.xml · nonDerivative · entry 6

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366,570

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.74 to $35.22, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 13, 2020 Filed Aug 31, 2020 23:01 UTC SaleCommon Stock 22,785 $34.29 $781,370.56
Disclosure

SEC source: 0001562180-20-005714 · primarydocument.xml · nonDerivative · entry 5

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374,630

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.73 to $34.715, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 13, 2020 Filed Aug 31, 2020 23:01 UTC SaleCommon Stock 14,627 $33.40 $488,562.28
Disclosure

SEC source: 0001562180-20-005714 · primarydocument.xml · nonDerivative · entry 4

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,397,415

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.73 to $33.72, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 13, 2020 Filed Aug 31, 2020 23:01 UTC SaleCommon Stock 8,845 $32.16 $284,424.24
Disclosure

SEC source: 0001562180-20-005714 · primarydocument.xml · nonDerivative · entry 3

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412,042

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.73 to $32.68, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 12, 2020 Filed Aug 31, 2020 23:01 UTC SaleCommon Stock 72,492 $32.11 $2,327,616.63
Disclosure

SEC source: 0001562180-20-005714 · primarydocument.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420,887

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.66, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 12, 2020 Filed Aug 31, 2020 23:01 UTC SaleCommon Stock 73,191 $31.35 $2,294,354.87
Disclosure

SEC source: 0001562180-20-005714 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,493,379

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.995, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:09 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 5,590 $30.51 $170,546.99
Disclosure

SEC source: 0001562180-20-005401 · primarydocument.xml · nonDerivative · entry 2

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,759,014

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.97, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 10, 2020 Filed Aug 12, 2020 20:09 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 4,410 $29.60 $130,545.26
Disclosure

SEC source: 0001562180-20-005401 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,764,604

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.93, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:09 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 8,013 $31.64 $253,531.32
Disclosure

SEC source: 0001562180-20-005400 · primarydocument.xml · nonDerivative · entry 4

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158,068

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.32 to $32.02, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:09 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 3,950 $30.78 $121,583.37
Disclosure

SEC source: 0001562180-20-005400 · primarydocument.xml · nonDerivative · entry 3

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166,081

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.32 to $31.29, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:09 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 4,737 $29.66 $140,502.26
Disclosure

SEC source: 0001562180-20-005400 · primarydocument.xml · nonDerivative · entry 2

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,031

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.31 to $30.26, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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August 10, 2020 Filed Aug 12, 2020 20:09 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 3,300 $28.95 $95,530.05
Disclosure

SEC source: 0001562180-20-005400 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174,768

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.31 to $29.30, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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August 05, 2020 Filed Aug 7, 2020 23:53 UTC GrantCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005360 · primarydocument.xml · nonDerivative · entry 1

Gentry Felicia J · CIK 0001815079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: Includes unvested Restricted Stock Units.

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August 05, 2020 Filed Aug 7, 2020 20:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-005356 · primarydocument.xml · derivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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August 05, 2020 Filed Aug 7, 2020 20:11 UTC SaleCommon Stock 10,000 $23.97 $239,742.00
Disclosure

SEC source: 0001562180-20-005356 · primarydocument.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.56 to $24.48, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 20:11 UTC SaleCommon Stock 5,000 $23.09 $115,472.00
Disclosure

SEC source: 0001562180-20-005356 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,040

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.55 to $23.52, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 20:11 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-20-005356 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:25 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 500 $23.58 $11,788.00
Disclosure

SEC source: 0001562180-20-005324 · primarydocument.xml · nonDerivative · entry 4

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,769,014

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.45 to $23.70, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:25 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 6,600 $22.82 $150,596.82
Disclosure

SEC source: 0001562180-20-005324 · primarydocument.xml · nonDerivative · entry 3

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,769,514

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.41 to $23.40, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:25 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 2,100 $22.09 $46,390.05
Disclosure

SEC source: 0001562180-20-005324 · primarydocument.xml · nonDerivative · entry 2

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,776,114

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.41 to $22.39, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:25 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 800 $20.75 $16,600.00
Disclosure

SEC source: 0001562180-20-005324 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,778,214

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.39 to $21.37, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 22:48 UTC GrantCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005278 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,004

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 22:48 UTC PurchaseCommon Stock 20 $15.34 $306.80
Disclosure

SEC source: 0001562180-20-005277 · primarydocument.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 13,981

Read SEC document
July 31, 2020 Filed Aug 3, 2020 22:48 UTC GrantCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005277 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,566,570

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 22:47 UTC PurchaseCommon Stock 26 $15.34 $398.84
Disclosure

SEC source: 0001562180-20-005276 · primarydocument.xml · nonDerivative · entry 1

Gentry Felicia J · CIK 0001815079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:54 UTC
Cahir DanielDirector
GrantStock Option (Right to Buy) · Derivative 5,741 $0.00 Strike: $19.87 $0.00
Disclosure

SEC source: 0001562180-20-005296 · primarydocument.xml · derivative · entry 1

Cahir Daniel · CIK 0001761036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,741

Underlying: Common Stock · 5,741 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 2.78% monthly installments, with the final vesting date on July 31, 2023, subject to acceleration if the Issuer is acquired.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:56 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $19.87 $0.00
Disclosure

SEC source: 0001562180-20-005298 · primarydocument.xml · derivative · entry 2

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 500,000 shares

Expires 2030-07-31

F2 · derivative.exercise_date: 500,000 options to be granted subject to the terms of the Company's Stock Option Incentive Plan, as amended, vesting quarterly over three years as long as the company is growing by 30% year over year with 2019 revenues as a base line or in other periods subject to the board's discretion.

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July 31, 2020 Filed Aug 4, 2020 21:56 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $19.87 $0.00
Disclosure

SEC source: 0001562180-20-005298 · primarydocument.xml · derivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 2.78% monthly installments, with the final vesting date on July 31, 2023, subject to acceleration if the Issuer is acquired.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:56 UTC GrantStock Option (Right to Buy) · Derivative 5,741 $0.00 Strike: $19.87 $0.00
Disclosure

SEC source: 0001562180-20-005297 · primarydocument.xml · derivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,741

Underlying: Common Stock · 5,741 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 2.78% monthly installments, with the final vesting date on July 31, 2023, subject to acceleration if the Issuer is acquired.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:53 UTC GrantStock Option (Right to Buy) · Derivative 5,741 $0.00 Strike: $19.87 $0.00
Disclosure

SEC source: 0001562180-20-005295 · primarydocument.xml · derivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,741

Underlying: Common Stock · 5,741 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 2.78% monthly installments, with the final vesting date on July 31, 2023, subject to acceleration if the Issuer is acquired.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:48 UTC
SANFORD PENNY10% owner
SaleCommon Stock 20,000 $20.21 $404,264.00
Disclosure

SEC source: 0001562180-20-005279 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,175,820

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.82 to $20.70, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
July 28, 2020 Filed Jul 29, 2020 21:08 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 10,000 $19.05 $190,540.00
Disclosure

SEC source: 0001562180-20-005226 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,779,014

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.70 to $19.28, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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July 21, 2020 Filed Jul 23, 2020 20:00 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 1,200 $18.93 $22,720.56
Disclosure

SEC source: 0001562180-20-005209 · primarydocument.xml · nonDerivative · entry 2

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,789,014

F3 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.89 to $19.00, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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July 21, 2020 Filed Jul 23, 2020 20:00 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 8,800 $18.43 $162,176.08
Disclosure

SEC source: 0001562180-20-005209 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,790,214

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.89 to $18.88, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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July 15, 2020 Filed Jul 17, 2020 21:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-005169 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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July 15, 2020 Filed Jul 17, 2020 21:00 UTC SaleCommon Stock 15,000 $16.21 $243,093.00
Disclosure

SEC source: 0001562180-20-005169 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.48, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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July 15, 2020 Filed Jul 17, 2020 21:00 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-20-005169 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2020 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 27

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,566,469

F8 · shares: Represents the third vested installment of an award of 1,000,000 shares of restricted stock that vests in four equal annual installments beginning July 12, 2018 subject to the satisfaction of certain performance-based conditions.

F3 · balance_after: Includes unvested Restricted Stock Units.

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July 10, 2020 Filed Jul 13, 2020 22:39 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 1,004 $16.92 $16,983.56
Disclosure

SEC source: 0001562180-20-005110 · primarydocument.xml · nonDerivative · entry 2

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178,068

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.88 to $17.00, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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July 10, 2020 Filed Jul 13, 2020 22:39 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 18,996 $16.53 $314,096.96
Disclosure

SEC source: 0001562180-20-005110 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,179,072

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.875, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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July 01, 2020 Filed Jul 2, 2020 22:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-004865 · primarydocument.xml · derivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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July 01, 2020 Filed Jul 2, 2020 22:06 UTC SaleCommon Stock 3,805 $16.79 $63,887.47
Disclosure

SEC source: 0001562180-20-004865 · primarydocument.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.13, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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July 01, 2020 Filed Jul 2, 2020 22:06 UTC SaleCommon Stock 11,195 $15.86 $177,575.09
Disclosure

SEC source: 0001562180-20-004865 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,845

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.37 to $16.32, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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July 01, 2020 Filed Jul 2, 2020 22:06 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-20-004865 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 22:11 UTC GrantCommon Stock 118 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004866 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313,209

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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June 30, 2020 Filed Jul 2, 2020 22:06 UTC GrantCommon Stock 118 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004864 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,903

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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June 25, 2020 Filed Jun 30, 2020 19:40 UTC
SANFORD PENNY10% owner
SaleCommon Stock 15,000 $15.86 $237,913.50
Disclosure

SEC source: 0001562180-20-004710 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,195,820

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.39 to $16.13, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.