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Nasdaq · USD

AGNT

AGNT, Inc.

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5272
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0001495932
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808

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 13, 2021 Filed Jul 16, 2021 01:53 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001562180-21-004959 · primarydocument.xml · derivative · entry 2

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 25,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

Read SEC document
July 13, 2021 Filed Jul 16, 2021 01:53 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
Exercise / conversionCommon Stock 25,000 $0.08 $2,000.00
Disclosure

SEC source: 0001562180-21-004959 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,255,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 23:14 UTC
Frederick EugeneDirector · 10% owner
GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004943 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234,427

F1 · shares: Represents the fourth vested installment of an award of 2,000,000 shares (stock amounts have been adjusted for the impact of the two-for-one stock split in the form of a stock dividend paid on February 12, 2021) of restricted stock that vested in four equal annual installments beginning July 12, 2018 subject to the satisfaction of certain performance-based conditions.

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July 09, 2021 Filed Jul 13, 2021 20:09 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
SaleCommon Stock 18,800 $38.34 $720,754.40
Disclosure

SEC source: 0001562180-21-004909 · primarydocument.xml · nonDerivative · entry 2

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230,022

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.095 to $38.555, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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July 09, 2021 Filed Jul 13, 2021 20:09 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
SaleCommon Stock 21,200 $37.60 $797,100.92
Disclosure

SEC source: 0001562180-21-004909 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,248,822

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.07 to $38.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:23 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-21-004859 · primarydocument.xml · derivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,322

Underlying: Common Stock · 15,000 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:23 UTC SaleCommon Stock 2,301 $38.82 $89,330.57
Disclosure

SEC source: 0001562180-21-004859 · primarydocument.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,080

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.68 to $39.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:23 UTC SaleCommon Stock 12,699 $38.24 $485,567.85
Disclosure

SEC source: 0001562180-21-004859 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,381

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.68 to $38.66, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:23 UTC Exercise / conversionCommon Stock 15,000 $0.88 $13,200.00
Disclosure

SEC source: 0001562180-21-004859 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:23 UTC
Cheng JianChief Accounting Officer
Exercise / conversionStock Options (Right to buy) · Derivative 6,250 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001562180-21-004857 · primarydocument.xml · derivative · entry 2

Cheng Jian · CIK 0001832979 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,750

Underlying: Common Stock · 6,250 shares

Expires 2030-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option shares vests quarterly over a four year period in 16 monthly installments, with the final vesting date on March 30, 2024.

F2 · balance_after: Stock amounts have been adjusted for the impact of the two-for-one stock split in the form of a stock dividend paid on February 12, 2021

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:23 UTC
Cheng JianChief Accounting Officer
Exercise / conversionCommon Stock 6,250 $4.13 $25,812.50
Disclosure

SEC source: 0001562180-21-004857 · primarydocument.xml · nonDerivative · entry 1

Cheng Jian · CIK 0001832979 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:23 UTC SaleCommon Stock 416 $38.99 $16,219.84
Disclosure

SEC source: 0001562180-21-004858 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,592

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 16:23 UTC
Valdes Jose EnriquePresident, eXp Global
GrantStock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $39.01 $0.00
Disclosure

SEC source: 0001562180-21-004856 · primarydocument.xml · derivative · entry 1

Valdes Jose Enrique · CIK 0001853602 · President, eXp Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-07-06

F1 · derivative.exercise_date: The Stock Option shares vests quarterly over a four year period in 16 monthly installments, with the final vesting date on July 6, 2025.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 16:23 UTC
Chakarun Courtney KeatingChief Marketing Officer
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $39.01 $0.00
Disclosure

SEC source: 0001562180-21-004855 · primarydocument.xml · derivative · entry 1

Chakarun Courtney Keating · CIK 0001853604 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-07-06

F1 · derivative.exercise_date: The Stock Option shares vests quarterly over a four year period in 16 monthly installments, with the final vesting date on July 6, 2025.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 23:31 UTC
SANFORD PENNY10% owner
OtherCall Option (obligation to sell) · Derivative 230,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-21-004736 · primarydocument.xml · derivative · entry 20

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 230,000 shares

Expires 2026-07-20

Read SEC document
June 30, 2021 Filed Jul 2, 2021 23:31 UTC
SANFORD PENNY10% owner
OtherCommon Stock 230,000 $0.88 $202,400.00
Disclosure

SEC source: 0001562180-21-004736 · primarydocument.xml · nonDerivative · entry 11

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,144,650

F1 · shares: The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 23:31 UTC
SANFORD PENNY10% owner
SaleCommon Stock 14,648 $35.28 $516,785.83
Disclosure

SEC source: 0001562180-21-004736 · primarydocument.xml · nonDerivative · entry 10

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,374,650

F3 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.06 to $35.85, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 23:31 UTC
SANFORD PENNY10% owner
SaleCommon Stock 25,352 $34.59 $876,824.27
Disclosure

SEC source: 0001562180-21-004736 · primarydocument.xml · nonDerivative · entry 9

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,389,298

F3 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.06 to $35.05, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 230,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-21-004735 · primarydocument.xml · derivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,322

Underlying: Common Stock · 230,000 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:57 UTC Exercise / conversionCommon Stock 230,000 $0.88 $202,400.00
Disclosure

SEC source: 0001562180-21-004735 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:35 UTC
Frederick EugeneDirector · 10% owner
GrantCommon Stock 52 $38.77 $2,016.04
Disclosure

SEC source: 0001562180-21-004716 · primarydocument.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,734,427

F3 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:35 UTC
Frederick EugeneDirector · 10% owner
GrantCommon Stock 13 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004716 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,734,375

F1 · shares: Includes unvested restricted stock units.

F2 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

Read SEC document
June 30, 2021 Filed Jul 7, 2021 01:14 UTC Amendment
SANFORD PENNY10% owner
SaleCommon Stock 2,779 $39.40 $109,496.77
Disclosure

SEC source: 0001562180-21-004820 · primarydocument.xml · nonDerivative · entry 2

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,144,650

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.33 to $39.63, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 30, 2021 Filed Jul 7, 2021 01:14 UTC Amendment
SANFORD PENNY10% owner
SaleCommon Stock 37,221 $38.97 $1,450,643.81
Disclosure

SEC source: 0001562180-21-004820 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,147,429

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.33 to $39.32, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:01 UTC SaleCommon Stock 15,000 $35.09 $526,323.00
Disclosure

SEC source: 0001562180-21-004476 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,008

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.98 to $35.26, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Stock amounts have been adjusted for the impact of the two-for-one stock split in the form of a stock dividend paid on February 12, 2021.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:04 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
Exercise / conversionStock Options (Right to buy) · Derivative 25,000 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001562180-21-004390 · primarydocument.xml · derivative · entry 2

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

Underlying: Common Stock · 25,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:04 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
Exercise / conversionCommon Stock 25,000 $0.08 $2,000.00
Disclosure

SEC source: 0001562180-21-004390 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,270,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:04 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-21-004389 · primarydocument.xml · derivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,322

Underlying: Common Stock · 15,000 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:04 UTC SaleCommon Stock 6,400 $35.55 $227,493.76
Disclosure

SEC source: 0001562180-21-004389 · primarydocument.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,080

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.31 to $36.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:04 UTC SaleCommon Stock 8,600 $34.87 $299,924.14
Disclosure

SEC source: 0001562180-21-004389 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,480

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.31 to $35.30, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:04 UTC Exercise / conversionCommon Stock 15,000 $0.88 $13,200.00
Disclosure

SEC source: 0001562180-21-004389 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:06 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
SaleCommon Stock 300 $39.40 $11,820.99
Disclosure

SEC source: 0001562180-21-004203 · primarydocument.xml · nonDerivative · entry 3

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,245,022

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.40 to $39.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:06 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
SaleCommon Stock 8,964 $38.77 $347,576.41
Disclosure

SEC source: 0001562180-21-004203 · primarydocument.xml · nonDerivative · entry 2

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,245,322

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.355 to $39.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:06 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
SaleCommon Stock 30,736 $37.68 $1,158,172.44
Disclosure

SEC source: 0001562180-21-004203 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254,286

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.355 to $38.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 23:31 UTC
SANFORD PENNY10% owner
OtherCall Option (obligation to sell) · Derivative 44,495 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-21-004736 · primarydocument.xml · derivative · entry 19

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,000

Underlying: Common Stock · 44,495 shares

Expires 2026-07-20

F2 · balance_after: Due to an administrative oversight, the filing was not immediately completed after the date of disposition.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 23:31 UTC
SANFORD PENNY10% owner
OtherCall Option (obligation to sell) · Derivative 44,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-21-004736 · primarydocument.xml · derivative · entry 18

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

Underlying: Common Stock · 44,000 shares

Expires 2026-07-20

F2 · balance_after: Due to an administrative oversight, the filing was not immediately completed after the date of disposition.

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June 04, 2021 Filed Jul 2, 2021 23:31 UTC
SANFORD PENNY10% owner
OtherCommon Stock 44,000 $0.88 $38,720.00
Disclosure

SEC source: 0001562180-21-004736 · primarydocument.xml · nonDerivative · entry 8

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,414,650

F1 · shares: The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person.

F2 · balance_after: Due to an administrative oversight, the filing was not immediately completed after the date of disposition.

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June 04, 2021 Filed Jul 2, 2021 23:31 UTC
SANFORD PENNY10% owner
OtherCommon Stock 44,495 $0.88 $39,155.60
Disclosure

SEC source: 0001562180-21-004736 · primarydocument.xml · nonDerivative · entry 7

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,458,650

F1 · shares: The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person.

F2 · balance_after: Due to an administrative oversight, the filing was not immediately completed after the date of disposition.

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June 02, 2021 Filed Jun 7, 2021 20:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-21-004095 · primarydocument.xml · derivative · entry 5

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,322

Underlying: Common Stock · 15,000 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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June 02, 2021 Filed Jun 7, 2021 20:14 UTC SaleCommon Stock 200 $33.26 $6,652.00
Disclosure

SEC source: 0001562180-21-004095 · primarydocument.xml · nonDerivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,080

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

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June 02, 2021 Filed Jun 7, 2021 20:14 UTC SaleCommon Stock 6,396 $32.64 $208,774.39
Disclosure

SEC source: 0001562180-21-004095 · primarydocument.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,280

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.24 to $33.10, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 02, 2021 Filed Jun 7, 2021 20:14 UTC SaleCommon Stock 8,404 $31.77 $266,999.28
Disclosure

SEC source: 0001562180-21-004095 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,676

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.24 to $32.215, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 02, 2021 Filed Jun 7, 2021 20:14 UTC Exercise / conversionCommon Stock 15,000 $0.88 $13,200.00
Disclosure

SEC source: 0001562180-21-004095 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 31, 2021 Filed Jun 2, 2021 22:51 UTC GrantCommon Stock 15 $30.92 $463.80
Disclosure

SEC source: 0001562180-21-003947 · primarydocument.xml · nonDerivative · entry 2

Gentry Felicia J · CIK 0001815079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

F3 · shares: Represents shares of common stock purchased through the Issuer's Agent Equity Incentive Program.

F2 · balance_after: Includes unvested Restricted Stock Units.

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May 31, 2021 Filed Jun 2, 2021 22:51 UTC GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-003947 · primarydocument.xml · nonDerivative · entry 1

Gentry Felicia J · CIK 0001815079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: Includes unvested Restricted Stock Units.

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May 31, 2021 Filed Jun 2, 2021 22:51 UTC
Frederick EugeneDirector · 10% owner
GrantCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-003946 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,734,362

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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May 28, 2021 Filed Jun 2, 2021 22:51 UTC
SANFORD PENNY10% owner
SaleCommon Stock 6,016 $32.77 $197,129.88
Disclosure

SEC source: 0001562180-21-003945 · primarydocument.xml · nonDerivative · entry 2

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,371,640

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.55 to $33.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 28, 2021 Filed Jun 2, 2021 22:51 UTC
SANFORD PENNY10% owner
SaleCommon Stock 33,984 $32.24 $1,095,552.40
Disclosure

SEC source: 0001562180-21-003945 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,377,656

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.55 to $32.545, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 26, 2021 Filed May 28, 2021 22:53 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-21-003845 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,322

Underlying: Common Stock · 15,000 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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May 26, 2021 Filed May 28, 2021 22:53 UTC SaleCommon Stock 15,000 $30.36 $455,370.00
Disclosure

SEC source: 0001562180-21-003845 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,080

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.85, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.