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AGL

agilon health, inc.

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4698
SEC CIK
0001831097
Parsed reports
249

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2023 Filed Jan 9, 2023 22:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 2,698 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-002593 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,717

Underlying: Common Stock · 2,698 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
January 06, 2023 Filed Jan 9, 2023 22:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 2,698 $15.46 $41,701.64
Disclosure

SEC source: 0001209191-23-002593 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.40 to $15.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
January 06, 2023 Filed Jan 9, 2023 22:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 2,698 $8.99 $24,255.02
Disclosure

SEC source: 0001209191-23-002593 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 22:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 2,698 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-002593 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,415

Underlying: Common Stock · 2,698 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 22:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 2,698 $15.51 $41,845.44
Disclosure

SEC source: 0001209191-23-002593 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.44 to $15.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 22:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 2,698 $8.99 $24,255.02
Disclosure

SEC source: 0001209191-23-002593 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:27 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,398 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-061925 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,113

Underlying: Common Stock · 5,398 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:27 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,398 $16.82 $90,807.32
Disclosure

SEC source: 0001209191-22-061925 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.72 to $17.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:27 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,398 $4.49 $24,237.02
Disclosure

SEC source: 0001209191-22-061925 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 16, 2022 Filed Jan 9, 2023 22:13 UTC Amendment
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 887 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-002592 · doc4a.xml · derivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,113

Underlying: Common Stock · 887 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
December 16, 2022 Filed Jan 9, 2023 22:13 UTC Amendment
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 4,511 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-23-002592 · doc4a.xml · derivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 4,511 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31 of each of 2021, 2022, 2023, and 2024.

Read SEC document
December 16, 2022 Filed Jan 9, 2023 22:13 UTC Amendment
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 887 $8.99 $7,974.13
Disclosure

SEC source: 0001209191-23-002592 · doc4a.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 16, 2022 Filed Jan 9, 2023 22:13 UTC Amendment
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 4,511 $4.49 $20,254.39
Disclosure

SEC source: 0001209191-23-002592 · doc4a.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 21:08 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 18,750 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-22-061649 · doc4.xml · derivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,851

Underlying: Common Stock · 18,750 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on December 30, 2016 and vested on September 14, 2021.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 21:08 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 18,750 $17.26 $323,662.50
Disclosure

SEC source: 0001209191-22-061649 · doc4.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.99 to $17.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 21:08 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 18,750 $3.00 $56,250.00
Disclosure

SEC source: 0001209191-22-061649 · doc4.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:27 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,398 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-061925 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,511

Underlying: Common Stock · 5,398 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:27 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,398 $17.42 $94,012.65
Disclosure

SEC source: 0001209191-22-061925 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.39 to $17.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:27 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,398 $4.49 $24,237.02
Disclosure

SEC source: 0001209191-22-061925 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:08 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 18,750 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-22-061649 · doc4.xml · derivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,601

Underlying: Common Stock · 18,750 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on December 30, 2016 and vested on September 14, 2021.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:08 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 18,750 $17.52 $328,490.63
Disclosure

SEC source: 0001209191-22-061649 · doc4.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.32 to $18.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:08 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 18,750 $3.00 $56,250.00
Disclosure

SEC source: 0001209191-22-061649 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,398 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-060145 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,909

Underlying: Common Stock · 5,398 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,398 $17.72 $95,631.51
Disclosure

SEC source: 0001209191-22-060145 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.69 to $17.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,398 $4.49 $24,237.02
Disclosure

SEC source: 0001209191-22-060145 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,398 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-060145 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,307

Underlying: Common Stock · 5,398 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,398 $17.80 $96,079.00
Disclosure

SEC source: 0001209191-22-060145 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.72 to $17.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:13 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,398 $4.49 $24,237.02
Disclosure

SEC source: 0001209191-22-060145 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 16:04 UTC
Sell StevenDirector · CEO & President
PurchaseCommon Stock 2,900 $17.14 $49,704.55
Disclosure

SEC source: 0001209191-22-058341 · doc4.xml · nonDerivative · entry 1

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 2,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $17.12 to $17.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: These shares of common stock are held in the Steven J. Sell and Margaret D. Williams Revocable Inter Vivos Trust Agreement.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:50 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 18,750 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-22-057871 · doc4.xml · derivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,351

Underlying: Common Stock · 18,750 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on December 30, 2016 and vested on September 14, 2021.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:50 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 18,750 $17.17 $321,956.25
Disclosure

SEC source: 0001209191-22-057871 · doc4.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.60 to $17.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:50 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 18,750 $3.00 $56,250.00
Disclosure

SEC source: 0001209191-22-057871 · doc4.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:50 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,396 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-057870 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,705

Underlying: Common Stock · 5,396 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:50 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,396 $17.43 $94,054.98
Disclosure

SEC source: 0001209191-22-057870 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.34 to $17.505, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:50 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,396 $4.49 $24,228.04
Disclosure

SEC source: 0001209191-22-057870 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:50 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 18,750 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-22-057871 · doc4.xml · derivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,101

Underlying: Common Stock · 18,750 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on December 30, 2016 and vested on September 14, 2021.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:50 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 18,750 $18.29 $343,008.75
Disclosure

SEC source: 0001209191-22-057871 · doc4.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.91 to $18.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:50 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 18,750 $3.00 $56,250.00
Disclosure

SEC source: 0001209191-22-057871 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:50 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,396 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-057870 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,101

Underlying: Common Stock · 5,396 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:50 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,396 $18.52 $99,918.81
Disclosure

SEC source: 0001209191-22-057870 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.37 to $18.815, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:50 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,396 $4.49 $24,228.04
Disclosure

SEC source: 0001209191-22-057870 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 20:05 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,396 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-055490 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,497

Underlying: Common Stock · 5,396 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 20:05 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,396 $19.53 $105,407.08
Disclosure

SEC source: 0001209191-22-055490 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.43 to $19.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 20:05 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,396 $4.49 $24,228.04
Disclosure

SEC source: 0001209191-22-055490 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:05 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,396 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-055490 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,893

Underlying: Common Stock · 5,396 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:05 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,396 $20.03 $108,093.21
Disclosure

SEC source: 0001209191-22-055490 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.94 to $20.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:05 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,396 $4.49 $24,228.04
Disclosure

SEC source: 0001209191-22-055490 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
October 20, 2022 Filed Oct 22, 2022 00:52 UTC Amendment
Shaker BenjaminChief Markets Officer
SaleCommon Stock 1,500 $20.66 $30,991.05
Disclosure

SEC source: 0001209191-22-054346 · doc4a.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.64 to $20.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes restricted stock units.

F4 · balance_after: The total was decreased by 1,507 shares as reported in the Form 4 Amendment filed on September 29, 2022.

Read SEC document
October 20, 2022 Filed Oct 22, 2022 00:52 UTC Amendment
Shaker BenjaminChief Markets Officer
SaleCommon Stock 28,048 $20.35 $570,844.12
Disclosure

SEC source: 0001209191-22-054346 · doc4a.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,125

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.64 to $20.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes restricted stock units.

F4 · balance_after: The total was decreased by 1,507 shares as reported in the Form 4 Amendment filed on September 29, 2022.

Read SEC document
October 20, 2022 Filed Oct 21, 2022 20:09 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 29,548 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-22-054260 · doc4.xml · derivative · entry 8

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,851

Underlying: Common Stock · 29,548 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options were granted on December 30, 2016 and vested on September 14, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.