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NYSE · USD

AGL

agilon health, inc.

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Tapewire entity
4698
SEC CIK
0001831097
Parsed reports
249

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 17, 2023 20:56 UTC Exercise / conversionCommon Stock 80,000 $4.50 $360,000.00
Disclosure

SEC source: 0001209191-23-019726 · doc4.xml · nonDerivative · entry 1

Wulf John William · CIK 0001856345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 25,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-23-019725 · doc4.xml · derivative · entry 10

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,851

Underlying: Common Stock · 25,000 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: These options were granted on April 27, 2017, and became fully vested as of January 12, 2021.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 70,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-23-019725 · doc4.xml · derivative · entry 9

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,306

Underlying: Common Stock · 70,000 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options were granted on December 30, 2016, and became fully vested as of January 12, 2021.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 25,000 $23.80 $595,075.00
Disclosure

SEC source: 0001209191-23-019725 · doc4.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,625

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.52 to $24.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 35,000 $23.81 $833,231.00
Disclosure

SEC source: 0001209191-23-019725 · doc4.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,625

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.50 to $24.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 25,000 $1.00 $25,000.00
Disclosure

SEC source: 0001209191-23-019725 · doc4.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 70,000 $1.00 $70,000.00
Disclosure

SEC source: 0001209191-23-019725 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 100,000 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-23-019723 · doc4.xml · derivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 100,000 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31 of each of 2021, 2022, 2023, and 2024.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 55,000 $23.81 $1,309,423.50
Disclosure

SEC source: 0001209191-23-019723 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,426

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.465 to $24.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 100,000 $4.49 $449,000.00
Disclosure

SEC source: 0001209191-23-019723 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:44 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 8,094 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-017545 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,188

Underlying: Common Stock · 8,094 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:44 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 8,094 $24.44 $197,820.60
Disclosure

SEC source: 0001209191-23-017545 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.30 to $24.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:44 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 8,094 $8.99 $72,765.06
Disclosure

SEC source: 0001209191-23-017545 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:44 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 8,094 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-017545 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,282

Underlying: Common Stock · 8,094 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:44 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 8,094 $24.36 $197,197.36
Disclosure

SEC source: 0001209191-23-017545 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.26 to $24.465, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:44 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 8,094 $8.99 $72,765.06
Disclosure

SEC source: 0001209191-23-017545 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 22:20 UTC GrantOptions (Rights to Buy) · Derivative 11,104 $0.00 Strike: $22.79 $0.00
Disclosure

SEC source: 0001209191-23-011763 · doc4.xml · derivative · entry 2

MCKENZIE DIANA · CIK 0001754648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,104

Underlying: Common Stock · 11,104 shares

Expires 2033-02-17

F2 · derivative.exercise_date: Options that vest in three equal installments on each anniversary of February 17, 2023, subject to continued service as a director.

F2 · derivative.expiration_date: Options that vest in three equal installments on each anniversary of February 17, 2023, subject to continued service as a director.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 22:20 UTC GrantCommon Stock 1,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011763 · doc4.xml · nonDerivative · entry 1

MCKENZIE DIANA · CIK 0001754648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078

F1 · shares: Restricted stock units that vest in full on February 17, 2024, subject to continued service as a director.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:38 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 28,555 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-23-010205 · doc4.xml · derivative · entry 8

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,851

Underlying: Common Stock · 28,555 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on April 27, 2017, and became fully vested as of January 12, 2021.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:38 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 28,555 $23.37 $667,341.77
Disclosure

SEC source: 0001209191-23-010205 · doc4.xml · nonDerivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.79 to $23.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:38 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 28,555 $1.00 $28,555.00
Disclosure

SEC source: 0001209191-23-010205 · doc4.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:37 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 8,094 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-010204 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,376

Underlying: Common Stock · 8,094 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:37 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 8,094 $22.98 $186,027.64
Disclosure

SEC source: 0001209191-23-010204 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.89 to $23.125, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:37 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 8,094 $8.99 $72,765.06
Disclosure

SEC source: 0001209191-23-010204 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:38 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 19,594 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-23-010205 · doc4.xml · derivative · entry 7

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,406

Underlying: Common Stock · 19,594 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on April 27, 2017, and became fully vested as of January 12, 2021.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:38 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 30,406 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-010205 · doc4.xml · derivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,406 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on December 30, 2016 and vested on September 14, 2021.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:38 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 50,000 $22.98 $1,149,060.00
Disclosure

SEC source: 0001209191-23-010205 · doc4.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.59 to $23.225, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:38 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 19,594 $1.00 $19,594.00
Disclosure

SEC source: 0001209191-23-010205 · doc4.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:38 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 30,406 $3.00 $91,218.00
Disclosure

SEC source: 0001209191-23-010205 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:37 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 25,881 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-010204 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,470

Underlying: Common Stock · 25,881 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:37 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 25,881 $22.99 $594,877.37
Disclosure

SEC source: 0001209191-23-010204 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.66 to $23.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:37 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 25,881 $8.99 $232,670.19
Disclosure

SEC source: 0001209191-23-010204 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:09 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 30,782 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-006787 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,351

Underlying: Common Stock · 30,782 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:09 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 30,782 $22.99 $707,561.21
Disclosure

SEC source: 0001209191-23-006787 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.71 to $23.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:09 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 30,782 $8.99 $276,730.18
Disclosure

SEC source: 0001209191-23-006787 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:09 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,396 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-006787 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,133

Underlying: Common Stock · 5,396 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:09 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,396 $21.76 $117,419.66
Disclosure

SEC source: 0001209191-23-006787 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.53 to $21.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:09 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,396 $8.99 $48,510.04
Disclosure

SEC source: 0001209191-23-006787 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:06 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,396 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-004406 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,529

Underlying: Common Stock · 5,396 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:06 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,396 $19.92 $107,495.87
Disclosure

SEC source: 0001209191-23-004406 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.86 to $19.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:06 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,396 $8.99 $48,510.04
Disclosure

SEC source: 0001209191-23-004406 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 21:06 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 10,792 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-004406 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,925

Underlying: Common Stock · 10,792 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 21:06 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 10,792 $19.73 $212,943.43
Disclosure

SEC source: 0001209191-23-004406 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.50 to $19.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 21:06 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 10,792 $8.99 $97,020.08
Disclosure

SEC source: 0001209191-23-004406 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 21:28 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 20,723 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-004022 · doc4.xml · derivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,406

Underlying: Common Stock · 20,723 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on December 30, 2016 and vested on September 14, 2021.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 21:28 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 20,723 $19.78 $409,888.51
Disclosure

SEC source: 0001209191-23-004022 · doc4.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.65 to $20.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 21:28 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 20,723 $3.00 $62,169.00
Disclosure

SEC source: 0001209191-23-004022 · doc4.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:28 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 25,722 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-004022 · doc4.xml · derivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,129

Underlying: Common Stock · 25,722 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on December 30, 2016 and vested on September 14, 2021.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:28 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 25,722 $19.91 $512,225.34
Disclosure

SEC source: 0001209191-23-004022 · doc4.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.59 to $20.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:28 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 25,722 $3.00 $77,166.00
Disclosure

SEC source: 0001209191-23-004022 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.