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AGL

agilon health, inc.

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Tapewire entity
4698
SEC CIK
0001831097
Parsed reports
249

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 14, 2023 Filed Apr 18, 2023 20:51 UTC
Venkatachaliah GirishChief Technology Officer
GrantCommon Stock 21,961 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024680 · doc4.xml · nonDerivative · entry 1

Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,756

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

F3 · balance_after: The total was decreased by 476 shares as reported in the Form 4 Amendment filed on September 29, 2022.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:48 UTC GrantCommon Stock 5,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024672 · doc4.xml · nonDerivative · entry 1

MCKENZIE DIANA · CIK 0001754648 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,700

F1 · shares: Restricted stock units that vest in full on April 14, 2024, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 16:50 UTC
Sell StevenDirector · CEO & President
GrantOptions (Rights to Buy) · Derivative 60,754 $0.00 Strike: $28.46 $0.00
Disclosure

SEC source: 0001209191-23-024678 · doc4.xml · derivative · entry 4

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,754

Underlying: Common Stock · 60,754 shares

Expires 2033-04-14

F5 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F5 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 16:50 UTC
Sell StevenDirector · CEO & President
Tax withholdingCommon Stock 4,216 $28.46 $119,987.36
Disclosure

SEC source: 0001209191-23-024678 · doc4.xml · nonDerivative · entry 2

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,687

F3 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 16:50 UTC
Sell StevenDirector · CEO & President
GrantCommon Stock 35,138 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024678 · doc4.xml · nonDerivative · entry 1

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,903

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:49 UTC GrantCommon Stock 5,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024677 · doc4.xml · nonDerivative · entry 1

Schwaneke Jeffrey A. · CIK 0001446919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,631

F1 · shares: Restricted stock units that vest in full on April 14, 2024, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:47 UTC GrantCommon Stock 5,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024670 · doc4.xml · nonDerivative · entry 1

Mansukani Sharad · CIK 0001402190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,241,914

F1 · shares: Restricted stock units that vest in full on April 14, 2024, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:52 UTC GrantCommon Stock 5,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024681 · doc4.xml · nonDerivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,464,414

F1 · shares: Restricted stock units that vest in full on April 14, 2024, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:48 UTC GrantCommon Stock 5,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024673 · doc4.xml · nonDerivative · entry 1

McLoughlin Karen · CIK 0001541704 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,047

F1 · shares: Restricted stock units that vest in full on April 14, 2024, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 16:45 UTC
Bensley TimothyChief Financial Officer
GrantOptions (Rights to Buy) · Derivative 18,986 $0.00 Strike: $28.46 $0.00
Disclosure

SEC source: 0001209191-23-024665 · doc4.xml · derivative · entry 3

Bensley Timothy · CIK 0001740653 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,986

Underlying: Common Stock · 18,986 shares

Expires 2033-04-14

F5 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F5 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 16:45 UTC
Bensley TimothyChief Financial Officer
Tax withholdingCommon Stock 2,871 $28.46 $81,708.66
Disclosure

SEC source: 0001209191-23-024665 · doc4.xml · nonDerivative · entry 2

Bensley Timothy · CIK 0001740653 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,171

F4 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

F3 · balance_after: The total was decreased by 1,430 shares as reported in the Form 4 Amendment filed on September 29, 2022.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 16:45 UTC
Bensley TimothyChief Financial Officer
GrantCommon Stock 10,981 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024665 · doc4.xml · nonDerivative · entry 1

Bensley Timothy · CIK 0001740653 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,042

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

F3 · balance_after: The total was decreased by 1,430 shares as reported in the Form 4 Amendment filed on September 29, 2022.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:46 UTC
Kasenchak PriscillaChief Accounting Officer
GrantOptions (Rights to Buy) · Derivative 7,595 $0.00 Strike: $28.46 $0.00
Disclosure

SEC source: 0001209191-23-024667 · doc4.xml · derivative · entry 2

Kasenchak Priscilla · CIK 0001793048 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,595

Underlying: Common Stock · 7,595 shares

Expires 2033-04-14

F3 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F3 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:46 UTC
Kasenchak PriscillaChief Accounting Officer
GrantCommon Stock 4,393 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024667 · doc4.xml · nonDerivative · entry 1

Kasenchak Priscilla · CIK 0001793048 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,745

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:52 UTC GrantCommon Stock 5,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024682 · doc4.xml · nonDerivative · entry 1

Wulf John William · CIK 0001856345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,014

F1 · shares: Restricted stock units that vest in full on April 14, 2024, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:51 UTC
Shaker BenjaminChief Markets Officer
GrantOptions (Rights to Buy) · Derivative 37,971 $0.00 Strike: $28.46 $0.00
Disclosure

SEC source: 0001209191-23-024679 · doc4.xml · derivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,971

Underlying: Common Stock · 37,971 shares

Expires 2033-04-14

F4 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F4 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:51 UTC
Shaker BenjaminChief Markets Officer
Tax withholdingCommon Stock 3,043 $28.46 $86,603.78
Disclosure

SEC source: 0001209191-23-024679 · doc4.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,543

F3 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:51 UTC
Shaker BenjaminChief Markets Officer
GrantCommon Stock 21,961 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024679 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,586

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:49 UTC GrantCommon Stock 5,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024676 · doc4.xml · nonDerivative · entry 1

Richards Clay · CIK 0001855965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,214

F1 · shares: Restricted stock units that vest in full on April 14, 2024, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:46 UTC
Kornitzer BenjaminChief Med. & Quality Officer
GrantOptions (Rights to Buy) · Derivative 7,595 $0.00 Strike: $28.46 $0.00
Disclosure

SEC source: 0001209191-23-024669 · doc4.xml · derivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,595

Underlying: Common Stock · 7,595 shares

Expires 2033-04-14

F4 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F4 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:46 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Tax withholdingCommon Stock 1,312 $28.46 $37,339.52
Disclosure

SEC source: 0001209191-23-024669 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,507

F3 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:46 UTC
Kornitzer BenjaminChief Med. & Quality Officer
GrantCommon Stock 4,393 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024669 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,819

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:45 UTC
Desai VeeralChief Strategy & Dev. Officer
GrantOptions (Rights to Buy) · Derivative 45,566 $0.00 Strike: $28.46 $0.00
Disclosure

SEC source: 0001209191-23-024666 · doc4.xml · derivative · entry 3

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,566

Underlying: Common Stock · 45,566 shares

Expires 2033-04-14

F4 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F4 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:45 UTC
Desai VeeralChief Strategy & Dev. Officer
Tax withholdingCommon Stock 3,497 $28.46 $99,524.62
Disclosure

SEC source: 0001209191-23-024666 · doc4.xml · nonDerivative · entry 2

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,585

F3 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:45 UTC
Desai VeeralChief Strategy & Dev. Officer
GrantCommon Stock 26,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024666 · doc4.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,082

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Jun 16, 2023 16:29 UTC Amendment
Sell StevenDirector · CEO & President
GrantOptions (Right to buy) · Derivative 68,348 $0.00 Strike: $28.46 $0.00
Disclosure

SEC source: 0001019056-23-000278 · sell.xml · derivative · entry 3

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,348

Underlying: Common Stock · 68,348 shares

Expires 2033-04-14

F5 · shares: The Original Form 4 erroneously reported that a stock option grant to the reporting person on April 14, 2023 was for 60,754 share of Common Stock, rather than the actual stock option grant for 68,348 shares of Common Stock. This error on the Original Form 4 has been corrected in this Form 4/A.

F5 · derivative.exercise_date: The Original Form 4 erroneously reported that a stock option grant to the reporting person on April 14, 2023 was for 60,754 share of Common Stock, rather than the actual stock option grant for 68,348 shares of Common Stock. This error on the Original Form 4 has been corrected in this Form 4/A.

F6 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F5 · derivative.underlying_shares: The Original Form 4 erroneously reported that a stock option grant to the reporting person on April 14, 2023 was for 60,754 share of Common Stock, rather than the actual stock option grant for 68,348 shares of Common Stock. This error on the Original Form 4 has been corrected in this Form 4/A.

F5 · balance_after: The Original Form 4 erroneously reported that a stock option grant to the reporting person on April 14, 2023 was for 60,754 share of Common Stock, rather than the actual stock option grant for 68,348 shares of Common Stock. This error on the Original Form 4 has been corrected in this Form 4/A.

Read SEC document
April 14, 2023 Filed Jun 16, 2023 16:29 UTC Amendment
Sell StevenDirector · CEO & President
Tax withholdingCommon Stock 4,216 $28.46 $119,987.36
Disclosure

SEC source: 0001019056-23-000278 · sell.xml · nonDerivative · entry 2

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,079

F4 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: This Form 4/A amends a Form 4 filed by the reporting person on April 18, 2023 (the "Original Form 4"), which reported a grant of restricted stock units on April 14, 2023. The Original Form 4 erroneously reported a grant of 35,138 restricted stock units, rather than the actual grant of 39,530 restricted stock units. This error in the Original Form 4 has been corrected in this Form 4/A.

F3 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Jun 16, 2023 16:29 UTC Amendment
Sell StevenDirector · CEO & President
GrantCommon Stock 39,530 $0.00 $0.00
Disclosure

SEC source: 0001019056-23-000278 · sell.xml · nonDerivative · entry 1

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,295

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F2 · shares: This Form 4/A amends a Form 4 filed by the reporting person on April 18, 2023 (the "Original Form 4"), which reported a grant of restricted stock units on April 14, 2023. The Original Form 4 erroneously reported a grant of 35,138 restricted stock units, rather than the actual grant of 39,530 restricted stock units. This error in the Original Form 4 has been corrected in this Form 4/A.

F2 · balance_after: This Form 4/A amends a Form 4 filed by the reporting person on April 18, 2023 (the "Original Form 4"), which reported a grant of restricted stock units on April 14, 2023. The Original Form 4 erroneously reported a grant of 35,138 restricted stock units, rather than the actual grant of 39,530 restricted stock units. This error in the Original Form 4 has been corrected in this Form 4/A.

F3 · balance_after: Includes restricted stock units.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:06 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 97,290 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-021209 · doc4.xml · derivative · entry 6

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,520,000

Underlying: Common Stock · 97,290 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017 and vested on September 14, 2021.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:06 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 97,290 $28.70 $2,792,378.66
Disclosure

SEC source: 0001209191-23-021209 · doc4.xml · nonDerivative · entry 4

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,729

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.50 to $28.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:06 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionCommon Stock 97,290 $3.00 $291,870.00
Disclosure

SEC source: 0001209191-23-021209 · doc4.xml · nonDerivative · entry 3

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:23 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 8,094 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-021081 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 8,094 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:23 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 8,094 $28.04 $226,978.42
Disclosure

SEC source: 0001209191-23-021081 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.00 to $28.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:23 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 8,094 $8.99 $72,765.06
Disclosure

SEC source: 0001209191-23-021081 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:06 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 22,710 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-021209 · doc4.xml · derivative · entry 5

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,617,290

Underlying: Common Stock · 22,710 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017 and vested on September 14, 2021.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:06 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 22,710 $28.71 $651,910.99
Disclosure

SEC source: 0001209191-23-021209 · doc4.xml · nonDerivative · entry 2

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,729

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.50 to $28.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:06 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionCommon Stock 22,710 $3.00 $68,130.00
Disclosure

SEC source: 0001209191-23-021209 · doc4.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

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March 22, 2023 Filed Mar 24, 2023 20:23 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 8,094 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001209191-23-021081 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,094

Underlying: Common Stock · 8,094 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vested on September 14, 2021.

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March 22, 2023 Filed Mar 24, 2023 20:23 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 8,094 $27.84 $225,375.81
Disclosure

SEC source: 0001209191-23-021081 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,426

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.75 to $27.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

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March 22, 2023 Filed Mar 24, 2023 20:23 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 8,094 $8.99 $72,765.06
Disclosure

SEC source: 0001209191-23-021081 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

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March 16, 2023 Filed Mar 17, 2023 20:55 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 25,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-23-019725 · doc4.xml · derivative · entry 11

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851

Underlying: Common Stock · 25,000 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: These options were granted on April 27, 2017, and became fully vested as of January 12, 2021.

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March 16, 2023 Filed Mar 17, 2023 20:55 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 10,581 $26.08 $275,965.18
Disclosure

SEC source: 0001209191-23-019725 · doc4.xml · nonDerivative · entry 8

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,625

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.98 to $26.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

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March 16, 2023 Filed Mar 17, 2023 20:55 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 9,831 $25.65 $252,191.69
Disclosure

SEC source: 0001209191-23-019725 · doc4.xml · nonDerivative · entry 7

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,206

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.98 to $25.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

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March 16, 2023 Filed Mar 17, 2023 20:55 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 4,588 $24.36 $111,741.20
Disclosure

SEC source: 0001209191-23-019725 · doc4.xml · nonDerivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,037

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.98 to $24.975, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

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March 16, 2023 Filed Mar 17, 2023 20:55 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 25,000 $1.00 $25,000.00
Disclosure

SEC source: 0001209191-23-019725 · doc4.xml · nonDerivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

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March 16, 2023 Filed Mar 17, 2023 20:54 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 60,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-019722 · doc4.xml · derivative · entry 3

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640,000

Underlying: Common Stock · 60,000 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017 and vested on September 14, 2021.

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March 16, 2023 Filed Mar 17, 2023 20:54 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 60,000 $26.09 $1,565,196.00
Disclosure

SEC source: 0001209191-23-019722 · doc4.xml · nonDerivative · entry 2

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,729

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.00 to $26.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

F2 · balance_after: The total was decreased by 1,482 shares as reported in the Form 4 Amendment filed on September 29, 2022.

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March 16, 2023 Filed Mar 17, 2023 20:54 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionCommon Stock 60,000 $3.00 $180,000.00
Disclosure

SEC source: 0001209191-23-019722 · doc4.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

F2 · balance_after: The total was decreased by 1,482 shares as reported in the Form 4 Amendment filed on September 29, 2022.

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March 15, 2023 Filed Mar 17, 2023 20:56 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 80,000 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001209191-23-019726 · doc4.xml · derivative · entry 3

Wulf John William · CIK 0001856345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 80,000 shares

Expires 2030-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on May 22, 2020, and vest on the first five anniversaries of the grant date, subject to continued service as a director.

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March 15, 2023 Filed Mar 17, 2023 20:56 UTC SaleCommon Stock 80,000 $23.82 $1,905,224.00
Disclosure

SEC source: 0001209191-23-019726 · doc4.xml · nonDerivative · entry 2

Wulf John William · CIK 0001856345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,392

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.68 to $23.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.