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AGL

agilon health, inc.

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4698
SEC CIK
0001831097
Parsed reports
249

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2023 Filed Aug 16, 2023 20:17 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 18,750 $3.79 $71,062.50
Disclosure

SEC source: 0001019056-23-000335 · shaker.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
July 13, 2023 Filed Jul 14, 2023 20:28 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 18,750 $0.00 Strike: $3.79 $0.00
Disclosure

SEC source: 0001019056-23-000311 · shaker.xml · derivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 376,851

Underlying: Common Stock · 18,750 shares

Expires 2029-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 9, 2019, and became fully vested as of February 9, 2023.

Read SEC document
July 13, 2023 Filed Jul 14, 2023 20:28 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 18,750 $16.93 $317,424.38
Disclosure

SEC source: 0001019056-23-000311 · shaker.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.4800 to $17.2550, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
July 13, 2023 Filed Jul 14, 2023 20:28 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 18,750 $3.79 $71,062.50
Disclosure

SEC source: 0001019056-23-000311 · shaker.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:28 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 18,750 $0.00 Strike: $3.79 $0.00
Disclosure

SEC source: 0001019056-23-000311 · shaker.xml · derivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 395,601

Underlying: Common Stock · 18,750 shares

Expires 2029-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 9, 2019, and became fully vested as of February 9, 2023.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:28 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 18,750 $16.97 $318,181.88
Disclosure

SEC source: 0001019056-23-000311 · shaker.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.58 to $17.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:28 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 18,750 $3.79 $71,062.50
Disclosure

SEC source: 0001019056-23-000311 · shaker.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 21:26 UTC GrantOptions (Right to buy) · Derivative 19,251 $0.00 Strike: $16.74 $0.00
Disclosure

SEC source: 0001019056-23-000289 · battaglia.xml · derivative · entry 2

Battaglia Silvana · CIK 0001774724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,251

Underlying: Common Stock · 19,251 shares

Expires 2033-06-22

F3 · shares: This option grant under the Plan will become exercisable in three equal installments on each anniversary of the grant date, commencing on June 22, 2024, subject to the reporting person's continued service as a director.

F3 · derivative.exercise_date: This option grant under the Plan will become exercisable in three equal installments on each anniversary of the grant date, commencing on June 22, 2024, subject to the reporting person's continued service as a director.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 21:26 UTC GrantCommon Stock 8,963 $0.00 $0.00
Disclosure

SEC source: 0001019056-23-000289 · battaglia.xml · nonDerivative · entry 1

Battaglia Silvana · CIK 0001774724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,963

F1 · shares: This grant of restricted stock units under the agilon health, inc. 2021 Omnibus Equity Incentive Plan (the "Plan") will vest in full on June 22, 2024, subject to the reporting person's continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 18,750 $0.00 Strike: $3.79 $0.00
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · derivative · entry 12

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,351

Underlying: Common Stock · 18,750 shares

Expires 2029-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options were granted on February 9, 2019, and became fully vested as of February 9, 2023.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 18,750 $18.73 $351,103.13
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · nonDerivative · entry 8

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.2600 to $19.100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 18,750 $3.79 $71,062.50
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · nonDerivative · entry 7

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 1,100 $0.00 Strike: $3.79 $0.00
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · derivative · entry 11

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,101

Underlying: Common Stock · 1,100 shares

Expires 2029-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options were granted on February 9, 2019, and became fully vested as of February 9, 2023.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 15,799 $0.00 Strike: $3.79 $0.00
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · derivative · entry 10

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,201

Underlying: Common Stock · 15,799 shares

Expires 2029-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options were granted on February 9, 2019, and became fully vested as of February 9, 2023.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 1,851 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · derivative · entry 9

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,851 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options were granted on April 27, 2017, and became fully vested as of September 14, 2021.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 1,100 $19.17 $21,084.36
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · nonDerivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.055 to $19.295, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 1,100 $3.79 $4,169.00
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · nonDerivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 15,799 $18.60 $293,867.72
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.040 to $19.030, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 15,799 $3.79 $59,878.21
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 1,851 $17.93 $33,193.61
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.665 to $18.040, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:14 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 1,851 $3.00 $5,553.00
Disclosure

SEC source: 0001019056-23-000276 · shaker.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 18, 2023 Filed May 18, 2023 16:05 UTC SaleCommon Stock 94,173,804 $20.80 $1,958,937,549.15
Disclosure

SEC source: 0001209191-23-030592 · doc4.xml · nonDerivative · entry 1

CD&R Investment Associates IX, Ltd. · CIK 0001624514 · 10% owner

CD&R Vector Holdings, L.P. · CIK 0001852347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliate

Disclosed balance after: 100,000,000

F1 · ownership.direct: Following the transaction reported herein, CD&R Vector Holdings, L.P. ("CD&R Stockholder") directly owns 100,000,000 shares of the Issuer's Common Stock. CD&R Investment Associates IX, Ltd., as the general partner of CD&R Stockholder, may be deemed to beneficially own the shares of Common Stock held by CD&R Stockholder.

F2 · ownership.direct: CD&R Investment Associates IX, Ltd. expressly disclaims beneficial ownership of the shares of Common Stock held by CD&R Stockholder, except to the extent of its pecuniary interest therein.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:46 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 25,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-030241 · doc4.xml · derivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,851

Underlying: Common Stock · 25,000 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017, and became fully vested as of September 14, 2021.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:46 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 25,000 $23.14 $578,535.00
Disclosure

SEC source: 0001209191-23-030241 · doc4.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.74 to $23.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:46 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 25,000 $3.00 $75,000.00
Disclosure

SEC source: 0001209191-23-030241 · doc4.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 15, 2023 Filed May 17, 2023 16:20 UTC OtherCommon Stock 437,504 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030166 · doc4.xml · nonDerivative · entry 1

CD&R Investment Associates IX, Ltd. · CIK 0001624514 · 10% owner

CD&R Vector Holdings, L.P. · CIK 0001852347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliate

Disclosed balance after: 194,173,804

F1 · kind: On May 15, 2023, 437,504 shares of Common Stock directly owned by CD&R Vector Holdings, L.P. ("CD&R Stockholder") were distributed to certain investment professionals who are direct and indirect limited partners of CD&R Associates IX, L.P., the general partner of each limited partner of CD&R Vector Holdings, L.P., in connection with certain charitable gifts made by such investment professionals on May 15, 2023.

F2 · ownership.direct: Following the transaction reported herein, CD&R Stockholder directly owns 194,173,804 shares of the Issuer's Common Stock. CD&R Investment Associates IX, Ltd., as the general partner of CD&R Stockholder, may be deemed to beneficially own the shares of Common Stock held by CD&R Stockholder.

F3 · ownership.direct: CD&R Investment Associates IX, Ltd. expressly disclaims beneficial ownership of the shares of Common Stock held by CD&R Stockholder, except to the extent of its pecuniary interest therein.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:46 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 25,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-030241 · doc4.xml · derivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,851

Underlying: Common Stock · 25,000 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017, and became fully vested as of September 14, 2021.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:46 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 25,000 $23.79 $594,732.50
Disclosure

SEC source: 0001209191-23-030241 · doc4.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.43 to $24.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:46 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 25,000 $3.00 $75,000.00
Disclosure

SEC source: 0001209191-23-030241 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 09, 2023 Filed May 11, 2023 20:52 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 4,500 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-028800 · doc4.xml · derivative · entry 3

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,510,000

Underlying: Common Stock · 4,500 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on April 27, 2017 and vested on September 14, 2021.

Read SEC document
May 09, 2023 Filed May 11, 2023 20:52 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 4,500 $26.15 $117,665.55
Disclosure

SEC source: 0001209191-23-028800 · doc4.xml · nonDerivative · entry 2

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 299,585

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 14, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.03 to $26.295, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 09, 2023 Filed May 11, 2023 20:52 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionCommon Stock 4,500 $3.00 $13,500.00
Disclosure

SEC source: 0001209191-23-028800 · doc4.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 304,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 20:03 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 500 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-025112 · doc4.xml · derivative · entry 7

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,514,500

Underlying: Common Stock · 500 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on April 27, 2017 and vested on September 14, 2021.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 20:03 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 500 $26.15 $13,074.00
Disclosure

SEC source: 0001209191-23-025112 · doc4.xml · nonDerivative · entry 5

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 299,585

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 14, 2022.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.08 to $26.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

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April 20, 2023 Filed Apr 21, 2023 20:03 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionCommon Stock 500 $3.00 $1,500.00
Disclosure

SEC source: 0001209191-23-025112 · doc4.xml · nonDerivative · entry 4

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 20:03 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-025112 · doc4.xml · derivative · entry 6

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,515,000

Underlying: Common Stock · 5,000 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on April 27, 2017 and vested on September 14, 2021.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 20:03 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 455 $27.84 $12,666.38
Disclosure

SEC source: 0001209191-23-025112 · doc4.xml · nonDerivative · entry 3

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 299,585

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 14, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.73 to $27.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 20:03 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 4,545 $26.82 $121,877.36
Disclosure

SEC source: 0001209191-23-025112 · doc4.xml · nonDerivative · entry 2

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300,040

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 14, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.56 to $27.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 20:03 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001209191-23-025112 · doc4.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 304,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 18, 2023 Filed Apr 19, 2023 21:35 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 25,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-024878 · doc4.xml · derivative · entry 9

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,851

Underlying: Common Stock · 25,000 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options were granted on April 27, 2017, and became fully vested as of September 14, 2021.

Read SEC document
April 18, 2023 Filed Apr 19, 2023 21:35 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 25,000 $28.05 $701,130.00
Disclosure

SEC source: 0001209191-23-024878 · doc4.xml · nonDerivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective 15 Sept. 2022.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.64 to $28.255, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 18, 2023 Filed Apr 19, 2023 21:35 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 25,000 $3.00 $75,000.00
Disclosure

SEC source: 0001209191-23-024878 · doc4.xml · nonDerivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:35 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 23,149 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-024878 · doc4.xml · derivative · entry 8

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,851

Underlying: Common Stock · 23,149 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options were granted on April 27, 2017, and became fully vested as of September 14, 2021.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:35 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 1,851 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-23-024878 · doc4.xml · derivative · entry 7

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,851 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on April 27, 2017, and became fully vested as of January 12, 2021.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:35 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 1,400 $28.54 $39,956.98
Disclosure

SEC source: 0001209191-23-024878 · doc4.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective 15 Sept. 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.46 to $28.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:35 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 23,600 $27.70 $653,639.76
Disclosure

SEC source: 0001209191-23-024878 · doc4.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,943

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective 15 Sept. 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.42 to $28.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:35 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 23,149 $3.00 $69,447.00
Disclosure

SEC source: 0001209191-23-024878 · doc4.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:35 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 1,851 $1.00 $1,851.00
Disclosure

SEC source: 0001209191-23-024878 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:51 UTC
Venkatachaliah GirishChief Technology Officer
GrantOptions (Rights to Buy) · Derivative 37,971 $0.00 Strike: $28.46 $0.00
Disclosure

SEC source: 0001209191-23-024680 · doc4.xml · derivative · entry 3

Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,971

Underlying: Common Stock · 37,971 shares

Expires 2033-04-14

F5 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

F5 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2023, subject to continued employment.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:51 UTC
Venkatachaliah GirishChief Technology Officer
Tax withholdingCommon Stock 1,357 $28.46 $38,620.22
Disclosure

SEC source: 0001209191-23-024680 · doc4.xml · nonDerivative · entry 2

Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,399

F4 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

F3 · balance_after: The total was decreased by 476 shares as reported in the Form 4 Amendment filed on September 29, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.