AGL

SEC source: 0001628280-24-016652 · wk-form4_1713404274.xml · derivative · entry 4

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,130

Underlying: Common Stock · 415,130 shares

Expires 2034-04-15

F5 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 15, 2024, subject to continued employment.

SEC source: 0001628280-24-016652 · wk-form4_1713404274.xml · nonDerivative · entry 1

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,322

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 15, 2024, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-016657 · wk-form4_1713404406.xml · derivative · entry 3

Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,189

Underlying: Common Stock · 69,189 shares

Expires 2034-04-15

F4 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 15, 2024, subject to continued employment.

SEC source: 0001628280-24-016657 · wk-form4_1713404406.xml · nonDerivative · entry 1

Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,162

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 15, 2024, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-016654 · wk-form4_1713404334.xml · derivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,879

Underlying: Common Stock · 322,879 shares

Expires 2034-04-15

F4 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 15, 2024, subject to continued employment.

SEC source: 0001628280-24-016654 · wk-form4_1713404334.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,921

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 15, 2024, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-016653 · wk-form4_1713404304.xml · derivative · entry 3

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,879

Underlying: Common Stock · 322,879 shares

Expires 2034-04-15

F4 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 15, 2024, subject to continued employment.

SEC source: 0001628280-24-016653 · wk-form4_1713404304.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,830

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 15, 2024, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-016655 · wk-form4_1713404372.xml · nonDerivative · entry 2

Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,002

F3 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-016652 · wk-form4_1713404274.xml · nonDerivative · entry 2

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,447

F3 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-016658 · wk-form4_1713404433.xml · nonDerivative · entry 1

Bensley Timothy · CIK 0001740653 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,387

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PSUs and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-016657 · wk-form4_1713404406.xml · nonDerivative · entry 2

Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,352

F3 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-016654 · wk-form4_1713404334.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,415

F3 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-016653 · wk-form4_1713404304.xml · nonDerivative · entry 2

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 498,013

F3 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-011775 · wk-form4_1710808994.xml · nonDerivative · entry 2

Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,950

F4 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PSUs and does not represent a sale.

F5 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-011775 · wk-form4_1710808994.xml · nonDerivative · entry 1

Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,833

F1 · shares: This award was granted on April 14, 2021 and all remaining performance-based restricted stock units (PSUs) subject to the award vested on March 14, 2024.

F2 · shares: The number of PSUs that vested was determined based on agilon health's predetermined Revenue and Adjusted EBITDA goals over a three-year period from January 1, 2021 through December 31, 2023. Total attainment achieved was 100%.

F3 · price: Each PSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of PSUs in shares of common stock on their scheduled vesting date.

SEC source: 0001628280-24-011772 · wk-form4_1710808859.xml · nonDerivative · entry 2

Bensley Timothy · CIK 0001740653 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,365

F4 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PSUs and does not represent a sale.

F5 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-011772 · wk-form4_1710808859.xml · nonDerivative · entry 1

Bensley Timothy · CIK 0001740653 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,116

F1 · shares: This award was granted on April 14, 2021 and all remaining performance-based restricted stock units (PSUs) subject to the award vested on March 14, 2024.

F2 · shares: The number of PSUs that vested was determined based on agilon health's predetermined Revenue and Adjusted EBITDA goals over a three-year period from January 1, 2021 through December 31, 2023. Total attainment achieved was 100%.

F3 · price: Each PSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of PSUs in shares of common stock on their scheduled vesting date.

SEC source: 0001628280-24-011776 · wk-form4_1710809017.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,058

F4 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PSUs and does not represent a sale.

F5 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-011776 · wk-form4_1710809017.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,941

F1 · shares: This award was granted on April 14, 2021 and all remaining performance-based restricted stock units (PSUs) subject to the award vested on March 14, 2024.

F2 · shares: The number of PSUs that vested was determined based on agilon health's predetermined Revenue and Adjusted EBITDA goals over a three-year period from January 1, 2021 through December 31, 2023. Total attainment achieved was 100%.

F3 · price: Each PSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of PSUs in shares of common stock on their scheduled vesting date.

SEC source: 0001628280-24-011774 · wk-form4_1710808964.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,732

F4 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PSUs and does not represent a sale.

F5 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-011774 · wk-form4_1710808964.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,998

F1 · shares: This award was granted on April 14, 2021 and all remaining performance-based restricted stock units (PSUs) subject to the award vested on March 14, 2024.

F2 · shares: The number of PSUs that vested was determined based on agilon health's predetermined Revenue and Adjusted EBITDA goals over a three-year period from January 1, 2021 through December 31, 2023. Total attainment achieved was 100%.

F3 · price: Each PSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of PSUs in shares of common stock on their scheduled vesting date.

SEC source: 0001628280-24-011773 · wk-form4_1710808933.xml · nonDerivative · entry 2

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,641

F4 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PSUs and does not represent a sale.

F5 · balance_after: Includes restricted stock units.

SEC source: 0001628280-24-011773 · wk-form4_1710808933.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,541

F1 · shares: This award was granted on April 14, 2021 and all remaining performance-based restricted stock units (PSUs) subject to the award vested on March 14, 2024.

F2 · shares: The number of PSUs that vested was determined based on agilon health's predetermined Revenue and Adjusted EBITDA goals over a three-year period from January 1, 2021 through December 31, 2023. Total attainment achieved was 100%.

F3 · price: Each PSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of PSUs in shares of common stock on their scheduled vesting date.

SEC source: 0001628280-24-000958 · wk-form4_1704837247.xml · derivative · entry 4

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on April 27, 2017, and fully vested on September 14, 2021.

SEC source: 0001628280-24-000958 · wk-form4_1704837247.xml · derivative · entry 3

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 950,000 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on December 30, 2016, and fully vested on July 1, 2020.

SEC source: 0001628280-24-000958 · wk-form4_1704837247.xml · nonDerivative · entry 2

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,564,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-000958 · wk-form4_1704837247.xml · nonDerivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,414,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-23-040361 · wk-form4_1701381884.xml · nonDerivative · entry 1

Schwaneke Jeffrey A. · CIK 0001446919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,931

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.12 to $11.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001628280-25-016684 · wk-form4a_1743723619.xml · nonDerivative · entry 1

Schwaneke Jeffrey A. · CIK 0001446919 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 22,300

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.12 to $11.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: This transaction was originally reported in November 2023 and is hereby amended to clarify that the shares were purchased by and are held in the Schwaneke Family Joint Spousal Trust.

SEC source: 0001209191-23-056210 · doc4.xml · nonDerivative · entry 1

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 47,590

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.08 to $11.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: These shares of common stock are held in the Steven J. Sell and Margaret D. Williams Revocable Inter Vivos Trust Agreement.

SEC source: 0001019056-23-000351 · shaker.xml · derivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 301,851

Underlying: Common Stock · 18,750 shares

Expires 2029-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 9, 2019, and became fully vested as of February 9, 2023.

SEC source: 0001019056-23-000351 · shaker.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.67 to $18.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001019056-23-000351 · shaker.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001019056-23-000351 · shaker.xml · derivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 320,601

Underlying: Common Stock · 18,750 shares

Expires 2029-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 9, 2019, and became fully vested as of February 9, 2023.

SEC source: 0001019056-23-000351 · shaker.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.76 to $18.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001019056-23-000351 · shaker.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001019056-23-000347 · gertsch.xml · derivative · entry 6

Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires 2030-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on July 29, 2020, and became vested as of June 29, 2023.

SEC source: 0001019056-23-000347 · gertsch.xml · derivative · entry 5

Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 17,500 shares

Expires 2030-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on July 29, 2020, and became vested as of June 29, 2022 and June 29, 2023.

SEC source: 0001019056-23-000347 · gertsch.xml · nonDerivative · entry 4

Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,121

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.61 to $18.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.60 to $18.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001019056-23-000347 · gertsch.xml · nonDerivative · entry 3

Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001019056-23-000347 · gertsch.xml · nonDerivative · entry 2

Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,121

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.61 to $18.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.61 to $18.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001019056-23-000347 · gertsch.xml · nonDerivative · entry 1

Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001209191-23-046532 · doc4.xml · derivative · entry 2

Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,709

Underlying: Common Stock · 9,709 shares

Expires 2033-08-16

F3 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of August 16, 2023, subject to continued employment.

F3 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of August 16, 2023, subject to continued employment.

SEC source: 0001209191-23-046532 · doc4.xml · nonDerivative · entry 1

Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,121

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of August 16, 2023, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001019056-23-000335 · shaker.xml · derivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 339,351

Underlying: Common Stock · 18,750 shares

Expires 2029-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 9, 2019, and became fully vested as of February 9, 2023.

SEC source: 0001019056-23-000335 · shaker.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.865 to $18.360, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001019056-23-000335 · shaker.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001019056-23-000335 · shaker.xml · derivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 358,101

Underlying: Common Stock · 18,750 shares

Expires 2029-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 9, 2019, and became fully vested as of February 9, 2023.

SEC source: 0001019056-23-000335 · shaker.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,543

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.42 to $19.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.