Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2025 Filed May 28, 2025 21:35 UTC |
Gertsch TimothyChief Accounting Officer
|
Tax withholdingCommon Stock | 193 | $2.22 | $428.46 |
DisclosureSEC source: 0001628280-25-028211 · wk-form4_1748468129.xml · nonDerivative · entry 1 Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,158 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 00:48 UTC |
Zamore DeniseChief Legal Officer
|
Tax withholdingCommon Stock | 5,490 | $5.53 | $30,359.70 |
DisclosureSEC source: 0001628280-25-018095 · wk-form4_1744850885.xml · nonDerivative · entry 2 Zamore Denise · CIK 0002062727 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 444,040 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 00:47 UTC |
Venkatachaliah GirishChief Technology Officer
|
Tax withholdingCommon Stock | 8,226 | $5.53 | $45,489.78 |
DisclosureSEC source: 0001628280-25-018094 · wk-form4_1744850827.xml · nonDerivative · entry 2 Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,636 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:51 UTC |
Sell StevenDirector · CEO & President
|
Tax withholdingCommon Stock | 22,563 | $5.53 | $124,773.39 |
DisclosureSEC source: 0001628280-25-018098 · wk-form4_1744851055.xml · nonDerivative · entry 2 Sell Steven · CIK 0001479123 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 862,122 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. F3 · balance_after: Includes restricted stock units. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 00:50 UTC |
Shaker BenjaminChief Markets Officer
|
Tax withholdingCommon Stock | 14,641 | $5.53 | $80,964.73 |
DisclosureSEC source: 0001628280-25-018097 · wk-form4_1744851005.xml · nonDerivative · entry 2 Shaker Benjamin · CIK 0001855843 · Chief Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 867,674 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 00:49 UTC |
Gertsch TimothyChief Accounting Officer
|
Tax withholdingCommon Stock | 3,022 | $5.53 | $16,711.66 |
DisclosureSEC source: 0001628280-25-018096 · wk-form4_1744850942.xml · nonDerivative · entry 2 Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,351 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 14, 2025 Filed Apr 17, 2025 00:48 UTC |
Zamore DeniseChief Legal Officer
|
Tax withholdingCommon Stock | 517 | $5.60 | $2,895.20 |
DisclosureSEC source: 0001628280-25-018095 · wk-form4_1744850885.xml · nonDerivative · entry 1 Zamore Denise · CIK 0002062727 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 449,530 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. Read SEC document |
| April 14, 2025 Filed Apr 17, 2025 00:47 UTC |
Venkatachaliah GirishChief Technology Officer
|
Tax withholdingCommon Stock | 2,808 | $5.60 | $15,724.80 |
DisclosureSEC source: 0001628280-25-018094 · wk-form4_1744850827.xml · nonDerivative · entry 1 Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,862 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. Read SEC document |
| April 14, 2025 Filed Apr 16, 2025 20:51 UTC |
Sell StevenDirector · CEO & President
|
Tax withholdingCommon Stock | 7,898 | $5.60 | $44,228.80 |
DisclosureSEC source: 0001628280-25-018098 · wk-form4_1744851055.xml · nonDerivative · entry 1 Sell Steven · CIK 0001479123 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 884,685 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. F2 · balance_after: Reflects change from direct to indirect ownership for 14,198 shares transferred into trust effective 4/14/2025. Read SEC document |
| April 14, 2025 Filed Apr 17, 2025 00:50 UTC |
Shaker BenjaminChief Markets Officer
|
Tax withholdingCommon Stock | 3,665 | $5.60 | $20,524.00 |
DisclosureSEC source: 0001628280-25-018097 · wk-form4_1744851005.xml · nonDerivative · entry 1 Shaker Benjamin · CIK 0001855843 · Chief Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 882,315 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. Read SEC document |
| April 14, 2025 Filed Apr 17, 2025 00:49 UTC |
Gertsch TimothyChief Accounting Officer
|
Tax withholdingCommon Stock | 662 | $5.60 | $3,707.20 |
DisclosureSEC source: 0001628280-25-018096 · wk-form4_1744850942.xml · nonDerivative · entry 1 Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,373 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:39 UTC |
Zamore DeniseChief Legal Officer
|
GrantOptions (Right to buy) · Derivative | 384,616 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001628280-25-016683 · wk-form4_1743723568.xml · derivative · entry 2 Zamore Denise · CIK 0002062727 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384,616 Underlying: Common Stock · 384,616 shares Expires 2035-04-01 F4 · derivative.exercise_date: Options that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:39 UTC |
Zamore DeniseChief Legal Officer
|
GrantCommon Stock | 245,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-016683 · wk-form4_1743723568.xml · nonDerivative · entry 1 Zamore Denise · CIK 0002062727 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,047 F1 · shares: Restricted stock units that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. F2 · balance_after: Includes Performance Stock Units which may become vested subject to attainment (based on 40 trading day average closing price, exceeding twice the closing price of the Company's stock price on date of grant) and within three years from grant date. F3 · balance_after: Includes restricted stock units. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:38 UTC |
Venkatachaliah GirishChief Technology Officer
|
GrantOptions (Right to buy) · Derivative | 192,308 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001628280-25-016682 · wk-form4_1743723528.xml · derivative · entry 2 Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,308 Underlying: Common Stock · 192,308 shares Expires 2035-04-01 F3 · derivative.exercise_date: Options that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:38 UTC |
Venkatachaliah GirishChief Technology Officer
|
GrantCommon Stock | 122,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-016682 · wk-form4_1743723528.xml · nonDerivative · entry 1 Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,670 F1 · shares: Restricted stock units that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 19:36 UTC |
Sell StevenDirector · CEO & President
|
GrantOptions (Right to buy) · Derivative | 865,385 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001628280-25-016679 · wk-form4_1743723365.xml · derivative · entry 3 Sell Steven · CIK 0001479123 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 865,385 Underlying: Common Stock · 865,385 shares Expires 2035-04-01 F4 · derivative.exercise_date: Options that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 19:36 UTC |
Sell StevenDirector · CEO & President
|
GrantCommon Stock | 551,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-016679 · wk-form4_1743723365.xml · nonDerivative · entry 1 Sell Steven · CIK 0001479123 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 906,781 F1 · shares: Restricted stock units that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:40 UTC Amendment |
Schwaneke Jeffrey A.Chief Financial Officer
|
GrantOptions (Right to buy) · Derivative | 673,077 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001628280-25-016684 · wk-form4a_1743723619.xml · derivative · entry 3 Schwaneke Jeffrey A. · CIK 0001446919 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,077 Underlying: Common Stock · 673,077 shares Expires 2035-04-01 F6 · derivative.exercise_date: Options that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:40 UTC Amendment |
Schwaneke Jeffrey A.Chief Financial Officer
|
GrantCommon Stock | 428,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-016684 · wk-form4a_1743723619.xml · nonDerivative · entry 2 Schwaneke Jeffrey A. · CIK 0001446919 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,130,552 F3 · shares: Restricted stock units that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. F4 · balance_after: Includes Performance Stock Units which may become vested subject to attainment (based on 40 trading day average closing price, exceeding twice the closing price of the Company's stock price on date of grant) and within three years from grant date. F5 · balance_after: Includes restricted stock units. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:38 UTC |
Shaker BenjaminChief Markets Officer
|
GrantOptions (Right to buy) · Derivative | 673,077 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001628280-25-016681 · wk-form4_1743723488.xml · derivative · entry 2 Shaker Benjamin · CIK 0001855843 · Chief Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,077 Underlying: Common Stock · 673,077 shares Expires 2035-04-01 F3 · derivative.exercise_date: Options that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:38 UTC |
Shaker BenjaminChief Markets Officer
|
GrantCommon Stock | 428,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-016681 · wk-form4_1743723488.xml · nonDerivative · entry 1 Shaker Benjamin · CIK 0001855843 · Chief Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 885,980 F1 · shares: Restricted stock units that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:37 UTC |
Gertsch TimothyChief Accounting Officer
|
GrantOptions (Right to buy) · Derivative | 96,154 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001628280-25-016680 · wk-form4_1743723448.xml · derivative · entry 2 Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,154 Underlying: Common Stock · 96,154 shares Expires 2035-04-01 F3 · derivative.exercise_date: Options that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:37 UTC |
Gertsch TimothyChief Accounting Officer
|
GrantCommon Stock | 61,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-016680 · wk-form4_1743723448.xml · nonDerivative · entry 1 Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,035 F1 · shares: Restricted stock units that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 22:40 UTC |
Venkatachaliah GirishChief Technology Officer
|
Tax withholdingCommon Stock | 3,311 | $4.05 | $13,409.55 |
DisclosureSEC source: 0001628280-25-013599 · wk-form4_1742337628.xml · nonDerivative · entry 2 Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,120 F4 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of PSUs and does not represent a sale. F5 · balance_after: Includes restricted stock units. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 22:40 UTC |
Venkatachaliah GirishChief Technology Officer
|
PurchaseCommon Stock | 9,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-013599 · wk-form4_1742337628.xml · nonDerivative · entry 1 Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,431 F1 · shares: This award was granted on April 14, 2022 and all remaining performance-based restricted stock units (PSUs) subject to the award vested on March 14, 2025. F2 · shares: The number of PSUs that vested was determined based on agilon health's predetermined Revenue and Adjusted EBITDA goals over a three-year period from January 1, 2022 through December 31, 2024. Total attainment achieved was 87%. F3 · price: Each PSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of PSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 18:42 UTC |
Sell StevenDirector · CEO & President
|
Tax withholdingCommon Stock | 15,563 | $4.05 | $63,030.15 |
DisclosureSEC source: 0001628280-25-013602 · wk-form4_1742337751.xml · nonDerivative · entry 2 Sell Steven · CIK 0001479123 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,310 F4 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of PSUs and does not represent a sale. F5 · balance_after: Includes restricted stock units. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 18:42 UTC |
Sell StevenDirector · CEO & President
|
PurchaseCommon Stock | 42,426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-013602 · wk-form4_1742337751.xml · nonDerivative · entry 1 Sell Steven · CIK 0001479123 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,873 F1 · shares: This award was granted on April 14, 2022 and all remaining performance-based restricted stock units (PSUs) subject to the award vested on March 14, 2025. F2 · shares: The number of PSUs that vested was determined based on agilon health's predetermined Revenue and Adjusted EBITDA goals over a three-year period from January 1, 2022 through December 31, 2024. Total attainment achieved was 87%. F3 · price: Each PSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of PSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 22:41 UTC |
Shaker BenjaminChief Markets Officer
|
Tax withholdingCommon Stock | 4,143 | $4.05 | $16,779.15 |
DisclosureSEC source: 0001628280-25-013601 · wk-form4_1742337700.xml · nonDerivative · entry 2 Shaker Benjamin · CIK 0001855843 · Chief Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,058 F4 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of PSUs and does not represent a sale. F5 · balance_after: Includes restricted stock units. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 22:41 UTC |
Shaker BenjaminChief Markets Officer
|
PurchaseCommon Stock | 11,786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-013601 · wk-form4_1742337700.xml · nonDerivative · entry 1 Shaker Benjamin · CIK 0001855843 · Chief Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461,201 F1 · shares: This award was granted on April 14, 2022 and all remaining performance-based restricted stock units (PSUs) subject to the award vested on March 14, 2025. F2 · shares: The number of PSUs that vested was determined based on agilon health's predetermined Revenue and Adjusted EBITDA goals over a three-year period from January 1, 2022 through December 31, 2024. Total attainment achieved was 87%. F3 · price: Each PSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of PSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| December 13, 2024 Filed Dec 13, 2024 22:31 UTC |
McLoughlin KarenDirector
|
PurchaseCommon Stock | 25,000 | $2.20 | $55,085.00 |
DisclosureSEC source: 0001628280-24-051236 · wk-form4_1734129111.xml · nonDerivative · entry 1 McLoughlin Karen · CIK 0001541704 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,166 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.175 to $2.215, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: Includes restricted stock units. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 22:31 UTC |
Battaglia SilvanaDirector
|
PurchaseCommon Stock | 25,062 | $2.01 | $50,269.36 |
DisclosureSEC source: 0001628280-24-051235 · wk-form4_1734129078.xml · nonDerivative · entry 1 Battaglia Silvana · CIK 0001774724 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,144 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $1.995 to $2.010, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: Includes restricted stock units. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 22:25 UTC |
MCKENZIE DIANADirector
|
PurchaseCommon Stock | 7,500 | $2.20 | $16,488.75 |
DisclosureSEC source: 0001628280-24-050832 · wk-form4_1733955904.xml · nonDerivative · entry 2 MCKENZIE DIANA · CIK 0001754648 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,819 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.1942 to $2.2050, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · balance_after: Includes restricted stock units. Read SEC document |
| December 05, 2024 Filed Dec 11, 2024 22:24 UTC |
Wulf John WilliamDirector
|
PurchaseCommon Stock | 45,000 | $2.18 | $98,145.00 |
DisclosureSEC source: 0001628280-24-050831 · wk-form4_1733955878.xml · nonDerivative · entry 1 Wulf John William · CIK 0001856345 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,133 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.165 to $2.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: Includes restricted stock units. Read SEC document |
| November 25, 2024 Filed Dec 11, 2024 22:25 UTC |
MCKENZIE DIANADirector
|
PurchaseCommon Stock | 12,500 | $2.28 | $28,473.75 |
DisclosureSEC source: 0001628280-24-050832 · wk-form4_1733955904.xml · nonDerivative · entry 1 MCKENZIE DIANA · CIK 0001754648 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,319 F1 · balance_after: Includes restricted stock units. Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 16:39 UTC |
Sell StevenDirector · CEO & President
|
PurchaseCommon Stock | 20,000 | $3.36 | $67,188.00 |
DisclosureSEC source: 0001628280-24-040518 · wk-form4_1726519163.xml · nonDerivative · entry 1 Sell Steven · CIK 0001479123 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · By trust Disclosed balance after: 67,590 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $3.31 to $3.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: These shares of common stock are held in the Steven J. Sell and Margaret D. Williams Revocable Inter Vivos Trust Agreement. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 21:33 UTC |
Gertsch TimothyChief Accounting Officer
|
Tax withholdingCommon Stock | 405 | $4.85 | $1,964.25 |
DisclosureSEC source: 0001628280-24-037927 · wk-form4_1724189573.xml · nonDerivative · entry 1 Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,947 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. F2 · balance_after: Includes restricted stock units. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:56 UTC |
Schwaneke Jeffrey A.Chief Financial Officer
|
GrantOptions (Rights to Buy) · Derivative | 239,072 | $0.00 Strike: $6.07 | $0.00 |
DisclosureSEC source: 0001628280-24-031204 · wk-form4_1720047388.xml · derivative · entry 4 Schwaneke Jeffrey A. · CIK 0001446919 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,072 Underlying: Common Stock · 239,072 shares Expires 2034-07-01 F5 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of July 1, 2024. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:56 UTC |
Schwaneke Jeffrey A.Chief Financial Officer
|
GrantCommon Stock | 150,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031204 · wk-form4_1720047388.xml · nonDerivative · entry 3 Schwaneke Jeffrey A. · CIK 0001446919 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 723,930 F4 · shares: Performance Stock Units may become vested subject to attainment (based on 40 trading day average closing price, exceeding twice the closing price of the Company's stock price on date of grant) and within three years from grant date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:56 UTC |
Schwaneke Jeffrey A.Chief Financial Officer
|
GrantCommon Stock | 131,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031204 · wk-form4_1720047388.xml · nonDerivative · entry 2 Schwaneke Jeffrey A. · CIK 0001446919 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 573,100 F3 · shares: Restricted stock units that vest in four equal installments on each anniversary of July 1, 2024. F2 · balance_after: Includes restricted stock units. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:56 UTC |
Schwaneke Jeffrey A.Chief Financial Officer
|
GrantCommon Stock | 377,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031204 · wk-form4_1720047388.xml · nonDerivative · entry 1 Schwaneke Jeffrey A. · CIK 0001446919 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,124 F1 · shares: Restricted stock units that vest in three equal installments on each anniversary of July 1, 2024. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 29, 2024 Filed Jun 1, 2024 00:56 UTC |
MCKENZIE DIANADirector
|
GrantCommon Stock | 32,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026128 · wk-form4_1717203400.xml · nonDerivative · entry 1 MCKENZIE DIANA · CIK 0001754648 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,819 F1 · shares: Restricted stock units that vest in full on May 29, 2025, subject to continued service as a director. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 29, 2024 Filed Jun 1, 2024 00:55 UTC |
Schwaneke Jeffrey A.Director
|
GrantCommon Stock | 32,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026125 · wk-form4_1717203327.xml · nonDerivative · entry 1 Schwaneke Jeffrey A. · CIK 0001446919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,050 F1 · shares: Restricted stock units that vest in full on May 29, 2025, subject to continued service as a director. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 29, 2024 Filed Jun 1, 2024 00:55 UTC |
Mansukani SharadDirector
|
GrantCommon Stock | 32,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026124 · wk-form4_1717203301.xml · nonDerivative · entry 1 Mansukani Sharad · CIK 0001402190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,274,033 F1 · shares: Restricted stock units that vest in full on May 29, 2025, subject to continued service as a director. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 29, 2024 Filed Jun 1, 2024 00:57 UTC |
WILLIAMS RONALD ADirector
|
GrantCommon Stock | 32,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026129 · wk-form4_1717203424.xml · nonDerivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,596,533 F1 · shares: Restricted stock units that vest in full on May 29, 2025, subject to continued service as a director. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 29, 2024 Filed Jun 1, 2024 00:56 UTC |
McLoughlin KarenDirector
|
GrantCommon Stock | 32,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026127 · wk-form4_1717203375.xml · nonDerivative · entry 1 McLoughlin Karen · CIK 0001541704 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,166 F1 · shares: Restricted stock units that vest in full on May 29, 2025, subject to continued service as a director. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 29, 2024 Filed Jun 1, 2024 00:54 UTC |
Battaglia SilvanaDirector
|
GrantCommon Stock | 32,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026123 · wk-form4_1717203275.xml · nonDerivative · entry 1 Battaglia Silvana · CIK 0001774724 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,082 F1 · shares: Restricted stock units that vest in full on May 29, 2025, subject to continued service as a director. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 29, 2024 Filed Jun 1, 2024 00:55 UTC |
Wulf John WilliamDirector
|
GrantCommon Stock | 32,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026126 · wk-form4_1717203352.xml · nonDerivative · entry 1 Wulf John William · CIK 0001856345 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,133 F1 · shares: Restricted stock units that vest in full on May 29, 2025, subject to continued service as a director. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 24, 2024 Filed Dec 20, 2024 23:05 UTC |
Gertsch TimothyChief Accounting Officer
|
Tax withholdingCommon Stock | 187 | $6.09 | $1,138.83 |
DisclosureSEC source: 0001628280-24-052272 · wk-form4_1734735905.xml · nonDerivative · entry 1 Gertsch Timothy · CIK 0001990304 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,760 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 15, 2024 Filed Apr 18, 2024 01:39 UTC |
Venkatachaliah GirishChief Technology Officer
|
GrantOptions (Right to buy) · Derivative | 184,502 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001628280-24-016655 · wk-form4_1713404372.xml · derivative · entry 3 Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,502 Underlying: Common Stock · 184,502 shares Expires 2034-04-15 F4 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 15, 2024, subject to continued employment. Read SEC document |
| April 15, 2024 Filed Apr 18, 2024 01:39 UTC |
Venkatachaliah GirishChief Technology Officer
|
GrantCommon Stock | 112,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-016655 · wk-form4_1713404372.xml · nonDerivative · entry 1 Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,058 F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 15, 2024, subject to continued employment. F2 · balance_after: Includes restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.